0001554795-20-000262.txt : 20201014
0001554795-20-000262.hdr.sgml : 20201014
20201014164500
ACCESSION NUMBER: 0001554795-20-000262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20201014
DATE AS OF CHANGE: 20201014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liuzza Nicholas Reyland JR
CENTRAL INDEX KEY: 0001264473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31587
FILM NUMBER: 201239431
MAIL ADDRESS:
STREET 1: 79 WAPPING ROAD
CITY: PORTSMOUTH
STATE: RI
ZIP: 02871
FORMER NAME:
FORMER CONFORMED NAME: LIUZZA NICK JR
DATE OF NAME CHANGE: 20031001
FORMER NAME:
FORMER CONFORMED NAME: LIYZZA NICK JR
DATE OF NAME CHANGE: 20030924
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Cat Holdings, Inc.
CENTRAL INDEX KEY: 0000748268
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 860490034
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1607 PONCE DE LEON AVE
STREET 2: SUITE 407
CITY: SAN JUAN
STATE: PR
ZIP: 00909
BUSINESS PHONE: 833-373-3228
MAIL ADDRESS:
STREET 1: 1607 PONCE DE LEON AVE
STREET 2: SUITE 407
CITY: SAN JUAN
STATE: PR
ZIP: 00909
FORMER COMPANY:
FORMER CONFORMED NAME: TimefireVR Inc.
DATE OF NAME CHANGE: 20161121
FORMER COMPANY:
FORMER CONFORMED NAME: EnergyTEK Corp.
DATE OF NAME CHANGE: 20140723
FORMER COMPANY:
FORMER CONFORMED NAME: BROADLEAF CAPITAL PARTNERS INC
DATE OF NAME CHANGE: 20040928
4
1
ownership.xml
X0306
4
2020-09-18
0
0000748268
Red Cat Holdings, Inc.
RCAT
0001264473
Liuzza Nicholas Reyland JR
79 WAPPING ROAD
PORTSMOUTH
RI
02871
1
0
0
0
Common Stock
2020-09-18
4
C
0
209758
0.65
A
418591
D
Convertible Note
0.65
2020-09-18
4
C
0
136342
0.65
A
2019-12-17
2021-12-17
Common stock
209758
0
D
Convertible Note
1.00
2020-10-05
4
P
0
300000
1.00
A
2020-10-05
2022-10-05
Common stock
300000
300000
D
Warrant
1.50
2020-10-05
4
P
0
199998
1.50
A
2020-10-05
2025-10-05
Common stock
199998
199998
D
Transaction represents conversion of Convertible Note (issued in December 2019) in the principal amount of $125,000 plus accrued interest totaling $11,342 resulting in the issuance of 209,758 shares of common stock.
Transaction represents issuance of Convertible Note in October 2020 in the principal amount of $300,000 convertible at $1.00 or at 75% of the price of securities sold in a Qualified Offering. The transaction included the issuance of 199,998 warrants to purchase common stock at a price equal to the lower of $1.50 per share or at a 25% discount to the price per share of common stock sold in a Qualified Offering. The conversion of the Convertible Note can't result in ownership of more than 9.99% of the common stock outstanding after such conversion and any conversion shall be so limited.
Nicholas R. Liuzza, Jr.
2020-10-13