X0707 D/A LIVE 0000074751 OPTIONS CLEARING CORP One North Wacker Dr. Suite 500 Chicago IL ILLINOIS 60606 312-322-6200 DELAWARE CHICAGO BOARD OPTIONS EXCHANGE CLEARING Corporation true Craig S. Donohue 1 North Wacker Drive Chicago IL ILLINOIS 60606 Director Thomas R. Cardello Venice Group, LLC 22 Delwood Lane Greenwich CT CONNECTICUT 06830 Director Mark F. Denhert Goldman Sachs Execution & Clearing, L.P. 200 West Street, 3rd Floor New York NY NEW YORK 10282 Director Raymond J. Di Sanza Charles Schwab & Co., Inc. 1958 Summit Park Drive Orlando FL FLORIDA 32810 Director Thomas Farley InterContinental Exchange, Inc., NYSE 11 Wall Street New York NY NEW YORK 10005 Director Meyer S. Frucher The NASDAQ OMX Group, Inc. 324 West 101st Street, Apt. 2 New York NY NEW YORK 10025 Director Matthew B. Gelber Bitterroot Asset Management, LLC Curian Capital LLC, 7601 Technology Way Denver CO COLORADO 80237 Director David Goone InterContinental Exchange, Inc., NYSE 11 Wall Street New York NY NEW YORK 10005 Director Gary Katz International Securities Exchange, LLC 60 Broad Street, 26th Floor New York NY NEW YORK 10004 Director Richard R. Lindsey Janus Liquid Alternatives One Beekman Place New York NY NEW YORK 10022 Director Judith M. Kula Wolverine Execution Services, LLC 175 W. Jackson Blvd, Suite 200 Chicago IL ILLINOIS 60604 Director George S. Fischer E*Trade Financial Corporation 1271 Avenue of the Americas New York NY NEW YORK 10022 Director Thomas A. Frank Interactive Brokers LLC One Pickwick Plaza Greenwich CT CONNECTICUT 06830 Director Edward T. Tilly Chicago Board Options Exchange 400 S. LaSalle Street Chicago IL ILLINOIS 60605 Director Jonathan B. Werts Bank of America Merrill Lynch 540 W. Madison Street, 28th Floor Chicago IL ILLINOIS 60661 Director Alice Patricia White 4635 15th Street North Arlington VA VIRGINIA 22207 Director Eric W. Noll Convergex Group, LLC 1633 Broadway, 48th Floor New York NY NEW YORK 10019 Director Paul DeMichele 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer William Eineke 6032 Innovation Way Keller TX TEXAS 76244 Executive Officer Steven Ivey 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Jim Kustusch 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Amy Lawson 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Robert R. Litterman Kepos Capital, LP 20 Twin Oak Road Short Hills NJ NEW JERSEY 07078 Director Michael McClain 6032 Innovation Way Keller TX TEXAS 76244 Executive Officer Joseph Pellegini 6032 Innovation Way Keller TX TEXAS 76244 Executive Officer Stephen Szarmack 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer John M. Ruth ABN AMRO Clearing Chicago LLC 175 W. Jackson Blvd, Suite 400 Chicago IL ILLINOIS 60604 Director Christine L. Show Newedge, USA LLC 550 W. Jackson Blvd, Suite 500 Chicago IL ILLINOIS 60661 Director Other Decline to Disclose 06c true 0000074751-15-000001 2014-04-25 true true Cash-settled over-the-counter options on the S&P 500 Index ("OTC Options") false 0 Indefinite 740000 Indefinite OCC is the issuer of the OTC Options in its capacity as a reg clearing agcy. OTC Options w/tenors of less than 1101 days are subject to a min notional amt req under OCC's By-Laws/Rules but no min premium amt. Item 13(b) reps notional amt of options issued false 2 0 0 In their capacity as broker-dealers, OCC's clearing members may charge commissions or other fees with respect to any OTC Options, but OCC will not charge or pay any portion of such commissions or fees. See Item 16 below. 0 OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters. false OPTIONS CLEARING CORP Stephen Szarmack Stephen Szarmack Vice President and Associate General Counsel 2016-04-08