X0707 D LIVE 0000074751 OPTIONS CLEARING CORP One North Wacker Dr. Suite 500 Chicago IL ILLINOIS 60606 312-322-6200 DELAWARE CHICAGO BOARD OPTIONS EXCHANGE CLEARING Corporation true Craig S. Donohue 1 North Wacker Drive Chicago IL ILLINOIS 60606 Director Michael E. Cahill 1 North Wacker Drive Chicago IL ILLINOIS 60606 Director Felix B. Davidson TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha NE NEBRASKA 68154 Director Raymond J. Di Sanza Charles Schwab & Co., Inc. 1958 Summit Park Drive Orlando FL FLORIDA 32810 Director Thomas Farley InterContinental Exchange, Inc., NYSE 11 Wall Street New York NY NEW YORK 10005 Director Meyer S. Frucher The NASDAQ OMX Group, Inc. 324 West 101st Street, Apt. 2 New York NY NEW YORK 10025 Director Matthew B. Gelber Bitterroot Asset Management, LLC Curian Capital LLC, 7601 Technology Way Denver CO COLORADO 80237 Director David Goone InterContinental Exchange, Inc., NYSE 11 Wall Street New York NY NEW YORK 10005 Director Gary Katz International Securities Exchange, LLC 60 Broad Street, 26th Floor New York NY NEW YORK 10004 Director Richard R. Lindsey Janus Liquid Alternatives One Beekman Place New York NY NEW YORK 10022 Director Gerald McGraw Fidelity Investments 499 Washington Boulevard, 6th Floor Jersey City NJ NEW JERSEY 07310 Director Craig C. Messinger The Bank of New York Mellon 101 Barclay Street New York NY NEW YORK 10286 Director Kevin G. Russell Citigroup Global Markets Inc 390 Greenwich Street, 3rd Floor New York NY NEW YORK 10013 Director Edward T. Tilly Chicago Board Options Exchange 400 S. LaSalle Street Chicago IL ILLINOIS 60605 Director Jonathan B. Werts Bank of America Merrill Lynch 540 W. Madison Street, 28th Floor Chicago IL ILLINOIS 60661 Director Alice Patricia White 4635 15th Street North Arlington VA VIRGINIA 22207 Director Mark Baumgardner 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Paul DeMichele 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer William Eineke 6032 Innovation Way Keller TX TEXAS 76244 Executive Officer Steven Ivey 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Jim Kustusch 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Amy Lawson 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Douglas MacKay 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Michael McClain 6032 Innovation Way Keller TX TEXAS 76244 Executive Officer Carolyn Mitchell 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Joseph Pellegini 6032 Innovation Way Keller TX TEXAS 76244 Executive Officer Stephen Szarmack 1 North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Other Decline to Disclose 06c false true true true Cash-settled over-the-counter options on the S&P 500 Index ("OTC Options") false 0 Indefinite 0 Indefinite OCC is the issuer of the OTC Options in its capacity as a registered clearing agency. Although OTC Options with tenors of less than 1101 days are subject to a minimum notional amt requirement under OCC's By-Laws and Rules, there is no minimum premium amt. false 0 0 0 In their capacity as broker-dealers, OCC's clearing members may charge commissions or other fees with respect to any OTC Options, but OCC will not charge or pay any portion of such commissions or fees. See Item 16 below. 0 OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters. false OPTIONS CLEARING CORP James E. Brown James E. Brown Executive Vice President and General Counsel 2014-04-10