0000746598-16-000238.txt : 20160525 0000746598-16-000238.hdr.sgml : 20160525 20160525113554 ACCESSION NUMBER: 0000746598-16-000238 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20151231 1.02 20151231 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRADY CORP CENTRAL INDEX KEY: 0000746598 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 390178960 STATE OF INCORPORATION: WI FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-14959 FILM NUMBER: 161673890 BUSINESS ADDRESS: STREET 1: 6555 W GOOD HOPE RD STREET 2: P O BOX 571 CITY: MILWAUKEE STATE: WI ZIP: 53201-0571 BUSINESS PHONE: 4143586600 FORMER COMPANY: FORMER CONFORMED NAME: BRADY W H CO DATE OF NAME CHANGE: 19920703 SD 1 formsd-conflictminerals123.htm SD Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 
 
 
 
FORM SD
 
 
 
Specialized Disclosure Report
 
 
 
BRADY CORPORATION
(Exact name of registrant as specified in its charter)
 
 
 
Commission File Number 1-14959
 
 
 
Wisconsin
 
39-0178960
(State of
Incorporation)
 
(IRS Employer
Identification No.)
6555 West Good Hope Road
Milwaukee, Wisconsin 53223
(Address of Principal Executive Offices and Zip Code)
Louis T. Bolognini (414) 358-6600
(Name and telephone number, including area code, of the person to contact in connection with this report)
 
 
 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
þ

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015








SECTION 1 - CONFLICT MINERALS DISCLOSURE
Item 1.01
Conflict Minerals Disclosure and Report
Brady Corporation and its subsidiaries (“Brady”, “Company”, “we”, “us”, “our”) have developed and maintain an active initiative to identify sources of materials used in our products that contain metallic forms of tin, tantalum, tungsten or gold (“3TG Minerals” or “conflict minerals”), and to determine whether any such materials directly or indirectly fund or benefit armed groups in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”). For calendar year 2015, Brady has conducted its reasonable country of origin inquiry (“RCOI”) in good faith for the products manufactured, or contracted to manufacture, by the Company where 3TG Minerals are necessary to the functionality or production of such products. We conducted due diligence on the source and chain of custody of 3TG Minerals in our supply chain. Based on information received through its RCOI and due diligence program, Brady does not have evidence that 3TG Minerals used in its products, directly or indirectly, fund the armed groups in the Covered Countries. However, our diligence with our suppliers is ongoing.

Through our RCOI described in our Conflict Minerals Report, several suppliers disclosed to us that their only sources of 3TG Minerals were from scrap/recycled materials identified in their supply chains, and, as such, did not require due diligence. Brady has reason to believe that 3TG Minerals used in its products do not solely originate from recycled or scrap sources. This determination is included in the attached Conflict Minerals Report.

Conflict Minerals Disclosure
For calendar year 2015, Brady Corporation is filing a Conflict Minerals Report which is attached as Exhibit 1.01 in Item 2.01 and is also publicly available on our website at the below link. (http://www.bradycorp.com/en/sustainability/~/media/BradyCorp/Sustainability/Conflict%20Minerals/Brady_2015_FormSD_CMR_Final_052016.pdf)

Item 1.02
Exhibit
The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.


SECTION 2 - EXHIBITS
Item 2.01
Exhibits
Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD for calendar year ended December 31, 2015.


SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
BRADY CORPORATION
 
 
 
 
 
 
 
 
/s/ AARON J. PEARCE
 
Date: May 25, 2016
Aaron J. Pearce
 
 
Senior Vice President, Chief Financial Officer and Chief Accounting Officer
 
 



EX-1.01 2 exhibit101conflictminerals.htm CONFLICT MINERALS REPORT Exhibit



EXHIBIT 1.01



Brady Corporation
Conflict Minerals Report
For the year ended December 31, 2015


I.
Introduction.

This report has been prepared by management of Brady Corporation (hereinafter referred to as “Brady”, the “Company”, “we”, “us”, or “our”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 as amended, for the reporting period January 1 to December 31, 2015. The report discusses efforts undertaken by Brady to determine whether our products contain casserite, columbite-tantalite, gold, wolframite, or other derivatives, which are limited to metallic forms of tin, tantalum, tungsten and gold (collectively, “3TG Minerals”), and further, to determine whether any such materials directly or indirectly fund or benefit armed groups in the Democratic Republic of the Congo or any adjacent countries (“Covered Countries”). The scope of the reasonable country of origin inquiry (“RCOI”) and due diligence efforts discussed includes products both sourced directly by, and manufactured for, Brady in calendar year 2015.

The statements below are based on the activities performed to date in good faith by Brady and are based on information available at the time of this filing.

Brady manufactures, or contracts to manufacture, products that contain materials or components that use 3TG Minerals. Due to the depth of its supply chain, Brady is far removed from the sources of ore from which these metals are produced and the smelters/refiners that process them. We do not purchase raw ore or unrefined minerals and conduct no purchasing activities directly in the Covered Countries. The efforts undertaken by Brady to identify the country(ies) of origin of those ores reflect our circumstances and position in the supply chain, which is multiple steps removed from the smelter or mine. The information available globally on the traceability and sourcing of these ores is limited at this time, and this situation is not unique to Brady.

II.
Reasonable Country of Origin Inquiry
.
Our 2015 RCOI inquiry began with identifying the products we manufacture or contract to manufacture that have a possibility of containing 3TG Minerals, or where 3TG minerals are required for the functionality or production of such products. In 2015, Brady expanded the scope of the review of its product lines, as compared to 2014, by evaluating new products and adding new suppliers to its RCOI during the filing year, and where there was uncertainty about whether a particular product potentially contained 3TG Minerals, it was included in the 2015 inquiries. The potential suppliers of the 3TG Minerals that may be contained in such products were determined to be “in scope.” The exact nature of the parts and materials identified in our products that may contain 3TG Minerals ranged over a broad spectrum of items, but were heavily concentrated in electronics and workplace safety products.

Brady conducted its RCOI of those suppliers deemed in scope, using the Conflict Materials Reporting Template (CMRT v.4.0 or higher), which is the Conflict Free Sourcing Initiative (CFSI) reporting template developed by the Electronic Industry Citizenship Coalition/Global e-Sustainability Initiative (EICC/GeSI).

The supplier responses received were reviewed for completeness and consistency. We also verified “No 3TG content declarations” on a random basis to provide additional assurance of the claims made by suppliers. In certain other instances, suppliers were required to provide clarifications or additional detail where responses were incomplete or in need of explanation. Our RCOI process included an escalation procedure seeking information from non-responsive suppliers. Our process resulted in an increase of 10% in the response rate year over year, and as of the date of this report, we have a response rate of approximately 80% of our in scope suppliers.






For 2015, as compared to 2014, a number of the surveyed suppliers reported a significant improvement in their own RCOI initiatives, and 245 smelters (versus 225 in 2014 and four in 2013) have been identified as potentially being part of our supply chain. Brady undertook due diligence on the identified smelters to determine their status regarding conflict minerals.

As such, we believe our process was reasonably designed and performed in good faith.

III.
Design of Due Diligence Measures

Brady designed its 3TG Minerals compliance procedures based on, and in conformity with, the five step framework the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition, and related supplements on tin, tungsten, tantalum, and the supplement on gold (collectively, the “OECD guidance”) as these relate to our position in the supply chain as a downstream user.

Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audit of smelter/refiner's due diligence practices
Step 5: Report annually on supply chain due diligence

Due Diligence Measures Performed by Brady Corporation
The following are the due diligence measures performed by Brady with respect to the reporting year:

Step 1-Maintain strong company management systems

Brady maintains an internal conflict minerals team involving sourcing and global product compliance staff. The focus of this team is to implement our conflict minerals program and ensure compliance.
Brady maintains a Conflict Minerals policy and policy statement which is available on our company website (see link below) in addition to our due diligence process for assisting the chain of custody of 3TG Minerals.
(http://www.bradycorp.com/en/sustainability/~/media/BradyCorp/Sustainability/Conflict%20Minerals/Brady%20Conflict%20Minerals%20Policy%20Final%205-20-2016.pdf)
Communicated our policy on 3TG Minerals to all direct suppliers.
Internal engagement - Brady conducted internal training to educate relevant employees in our conflict minerals program including reporting obligations.
Supplier engagement - Brady conducted supplier awareness sessions concerning the commitments and requirements expected of Brady suppliers regarding 3TG Minerals, supported by follow up communication.
Uses the tools created by EICC/GeSI including the conflict minerals reporting template for supply chain surveys to identify the smelters.
The conflict minerals team reports on the progress of our conflict minerals program to senior management.
We maintain a mechanism to enable the reporting of any customer facing questions related to conflict minerals and other supply chain matters.
We retain conflict minerals program documentation in accordance with the Company’s existing corporate retention policy and procedures.






Step 2-Identify and assess risk in the supply chain

The Brady conflict minerals team conducted a detailed review of the products manufactured or contracted to be manufactured during the reporting year 2015 to identify products that may be in scope of the rule.
Brady identified the direct suppliers of products or components that may contain 3TG Minerals.
Brady conducted supply chain surveys of the in scope suppliers using the industry-developed CMRT and requested that suppliers conduct their own 3TG Mineral inquiries to identify smelters and refineries as well as the country of origin of 3TG Minerals in products that are supplied to Brady.
Conducted follow ups with non-responding direct suppliers and also worked to clarify and validate the responses from the suppliers.
Compared smelter listings supplied by responding suppliers with the CFSI list of validated conflict free and verified facilities and the US Department of Commerce “Reporting Requirements Under Section 1502(d)(3)(C) of the Dodd-Frank Act World-Wide Conflict Mineral Processing Facilities” (http://www.ita.doc.gov/td/forestprod/DOC-ConflictMineralReport.pdf) to verify smelter status. Further smelter confirmation was conducted using a commercially available smelter verification service.

Step 3-Design and implement a strategy to respond to identified risks

We have a risk management plan that addresses known issues with suppliers that do not meet the requirements of Brady’s corporate sourcing policy.
The conflict minerals team reports to senior management and the Board of Directors on the status of direct supplier responses.

Step 4- Carry out independent third-party audit of smelter/refiner's due diligence practices
 
Brady relies on CFSI’s published lists of smelters and refiners that have been audited by various industry groups. Brady is many steps removed from the mining of 3TG Minerals. We do not purchase raw ore or unrefined 3TG Minerals, and we do not conduct any purchasing activities in the Covered Countries.
Supported the development and implementation of independent third party audits of smelters/refiners through our Conflict Minerals policy and procurement practices, which encourage suppliers to purchase materials from audited smelters/refiners.

Step 5-Report on supply chain due diligence

Brady has publicly communicated its Conflict Minerals policy on our company website. (http://www.bradycorp.com/en/sustainability/~/media/BradyCorp/Sustainability/Conflict%20Minerals/Brady%20Conflict%20Minerals%20Policy%20Final%205-20-2016.pdf)
Brady’s Form SD and Conflict Minerals Report were filed with the SEC and are also available on our company website. (http://www.bradycorp.com/en/sustainability/~/media/BradyCorp/Sustainability/Conflict%20Minerals/Brady_2015_FormSD_CMR_Final_052016.pdf)

Results of the Due Diligence measures

Brady’s due diligence on the source and chain of custody of necessary 3TG Minerals contained in its products revealed that Brady currently has no evidence that the smelters or refiners in its supply chain are sourcing minerals from mines that may be funding any conflict in the Covered Countries. Additional due diligence is on-going, since 12 smelters in our supply chain are still actively participating in “Conflict-Free” audit programs and we have not received responses from all our suppliers (approximately 80% of supplier responses received to date).






IV. Product Description; Processing Facilities

The scope of our inquiry covered the following products, which we believe are the most likely to contain metallic forms of 3TG Minerals:    
Thermal transfer printers - both hand-held and desk models - containing electronic parts;
Labels and tapes for thermal transfer printing, some of which are in cassettes containing electronic parts;
Preprinted labels and tapes, some with external coating, pipe and wire markers, and metal asset tags;
Safety signs and traffic signs;
Pads for medical applications and sorbent materials for environmental clean-up;
Lock-out / tag-out devices (primarily plastic);
Visitor identification badges, badge holders and lanyards, and wristbands; and
Die-cut materials for the telecommunications industry - primarily plastics and polyester foams.

Brady also sells products that are purchased “as is” from manufacturers and not manufactured, or contracted to be manufactured, or whose design and bill of materials is not influenced in any way by Brady. These include traffic cones and barriers, barrier and perimeter tapes, and certain of our lock-out/tag-out devices. Brady also develops software for products that are factory installed or downloadable. All of the foregoing products are not within the scope of this report.

The smelting and refining facilities used to process the 3TG Minerals that were identified by our suppliers are listed in Appendix 1(A and B) and the potential countries of origin of the 3TG Minerals are listed in Appendix 2 to this Conflict Minerals Report.

V.    Steps to Improve Due Diligence

We will continue to communicate our expectations and information requirements regarding 3TG Minerals to our direct suppliers, as a part of our supplier compliance program. Brady has incorporated detailed discussions of conflict minerals in our supplier manual, which is distributed to all suppliers, and in our specifications for all new parts. We also include conflict minerals information in discussions with our suppliers, including detailed on-site assessments that examine policies, procedures and practices. We will continue to monitor changes in circumstances that may impact the facts or our determination regarding the source of our 3TG Minerals. Over time we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make further inquiries to our direct suppliers with the goals of assessing our supply chain, including existing and new suppliers, and improving our understanding of each 3TG Mineral supply chain. In addition, we will continue to monitor the smelters in our supply chain that are currently participating in audit programs for their “Conflict-free” status.

VI.    Independent Private Sector Audit

Pursuant to SEC rules and related guidance, an independent private sector audit was not required for Brady’s conflict minerals filing for calendar year 2015.











Appendix 1(A)

Smelters/Refiners Identified by Suppliers and Verified as Conflict-Free, or “Low Risk” (Not Sourcing From Conflict Regions) According to CFSI

Metal Processed
Official Smelter Name
Known CID
Smelter Location
TUNGSTEN
A.L.M.T. TUNGSTEN Corp.
CID000004
Japan
GOLD
Advanced Chemical Company
CID000015
United States
GOLD
Aida Chemical Industries Co., Ltd.
CID000019
Japan
GOLD
Aktyubinsk Copper Company TOO
CID000028
Kazakhstan
GOLD
Allgemeine Gold-und Silberscheideanstalt A.G.
CID000035
Germany
GOLD
Almalyk Mining and Metallurgical Complex (AMMC)
CID000041
Uzbekistan
TIN
Alpha
CID000292
United States
TIN
An Vinh Joint Stock Mineral Processing Company
CID002703
Vietnam
GOLD
AngloGold Ashanti Córrego do Sítio Mineração
CID000058
Brazil
GOLD
Argor-Heraeus SA
CID000077
Switzerland
GOLD
Asahi Pretec Corporation
CID000082
Japan
GOLD
Asahi Refining Canada Limited
CID000924
Canada
GOLD
Asahi Refining USA Inc.
CID000920
United States
GOLD
Asaka Riken Co., Ltd.
CID000090
Japan
GOLD
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
CID000103
Turkey
GOLD
Aurubis AG
CID000113
Germany
GOLD
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
CID000128
Philippines
GOLD
Bauer Walser AG
CID000141
Germany
GOLD
Boliden AB
CID000157
Sweden
GOLD
C. Hafner GmbH + Co. KG
CID000176
Germany
GOLD
Caridad
CID000180
Mexico
GOLD
CCR Refinery - Glencore Canada Corporation
CID000185
Canada
GOLD
Cendres + Métaux SA
CID000189
Switzerland
TANTALUM
Changsha South Tantalum Niobium Co., Ltd.
CID000211
China
TUNGSTEN
Chenzhou Diamond Tungsten Products Co., Ltd.
CID002513
China
GOLD
Chimet S.p.A.
CID000233
Italy
TIN
China Tin Group Co., Ltd.
CID001070
China
TUNGSTEN
Chongyi Zhangyuan Tungsten Co., Ltd.
CID000258
China
GOLD
Chugai Mining
CID000264
Japan
TIN
CNMC (Guangxi) PGMA Co. Ltd.
CID000278
China
TANTALUM
Conghua Tantalum and Niobium Smeltry
CID000291
China
TIN
Cooperativa Metalurgica de Rondônia Ltda.
CID000295
Brazil
TIN
CV Gita Pesona
CID000306
Indonesia
TIN
CV Serumpun Sebalai
CID000313
Indonesia
TIN
CV United Smelting
CID000315
Indonesia
GOLD
Daejin Indus Co., Ltd.
CID000328
South Korea
GOLD
Daye Non-Ferrous Metals Mining Ltd.
CID000343
China





TUNGSTEN
Dayu Weiliang Tungsten Co., Ltd.
CID000345
China
GOLD
DODUCO GmbH
CID000362
Germany
GOLD
Dowa
CID000401
Japan
TIN
Dowa
CID000402
Canada
GOLD
DSC (Do Sung Corporation)
CID000359
South Korea
TANTALUM
Duoluoshan
CID000410
China
GOLD
Eco-System Recycling Co., Ltd.
CID000425
Japan
GOLD
Elemetal Refining, LLC
CID001322
United States
TIN
Elmet S.L.U. (Metallo Group)
CID002774
Spain
TIN
EM Vinto
CID000438
Bolivia
TIN
Estanho de Rondônia S.A.
CID000448
Brazil
TANTALUM
Exotech Inc.
CID000456
United States
TANTALUM
F&X Electro-Materials Ltd.
CID000460
China
GOLD
Faggi Enrico S.p.A.
CID002355
Italy
TIN
Fenix Metals
CID000468
Poland
TUNGSTEN
Fujian Jinxin Tungsten Co., Ltd.
CID000499
China
GOLD
Gansu Seemine Material Hi-Tech Co., Ltd.
CID000522
China
TUNGSTEN
Ganxian Shirui New Material Co., Ltd.
CID002531
China
TUNGSTEN
Ganzhou Huaxing Tungsten Products Co., Ltd.
CID000875
China
TUNGSTEN
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CID002315
China
TUNGSTEN
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CID000868
China
TUNGSTEN
Ganzhou Seadragon W & Mo Co., Ltd.
CID002494
China
TIN
Gejiu Kai Meng Industry and Trade LLC
CID000942
China
TIN
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CID000538
China
TIN
Gejiu Zi-Li
CID000555
China
TANTALUM
Global Advanced Metals Aizu
CID002558
Japan
TANTALUM
Global Advanced Metals Boyertown
CID002557
United States
TUNGSTEN
Global Tungsten & Powders Corp.
CID000568
United States
GOLD
Guangdong Jinding Gold Limited
CID002312
China
TUNGSTEN
Guangdong Xianglu Tungsten Co., Ltd.
CID000218
China
TANTALUM
Guangdong Zhiyuan New Material Co., Ltd.
CID000616
China
TANTALUM
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CID002501
China
TANTALUM
H.C. Starck Co., Ltd.
CID002544
Thailand
TUNGSTEN
H.C. Starck GmbH
CID002541
Germany
TANTALUM
H.C. Starck GmbH Goslar
CID002545
Germany
TANTALUM
H.C. Starck GmbH Laufenburg
CID002546
Germany
TANTALUM
H.C. Starck Hermsdorf GmbH
CID002547
Germany
TANTALUM
H.C. Starck Inc.
CID002548
United States
TANTALUM
H.C. Starck Ltd.
CID002549
Japan
TUNGSTEN
H.C. Starck Smelting GmbH & Co.KG
CID002550
Germany
GOLD
Hangzhou Fuchunjiang Smelting Co., Ltd.
CID000671
China
GOLD
Heimerle + Meule GmbH
CID000694
Germany
TANTALUM
Hengyang King Xing Lifeng New Materials Co., Ltd.
CID002492
China
GOLD
Heraeus Ltd. Hong Kong
CID000707
China
GOLD
Heraeus Precious Metals GmbH & Co. KG
CID000711
Germany





TANTALUM
Hi-Temp Specialty Metals, Inc.
CID000731
United States
TIN
Huichang Jinshunda Tin Co. Ltd
CID000760
China
TUNGSTEN
Hunan Chenzhou Mining Co., Ltd.
CID000766
China
TUNGSTEN
Hunan Chunchang Nonferrous Metals Co., Ltd.
CID000769
China
GOLD
Hwasung CJ Co. Ltd
CID000778
South Korea
TUNGSTEN
Hydrometallurg, JSC
CID002649
Russia
GOLD
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CID000801
China
GOLD
Ishifuku Metal Industry Co., Ltd.
CID000807
Japan
GOLD
Istanbul Gold Refinery
CID000814
Turkey
GOLD
Japan Mint
CID000823
Japan
TUNGSTEN
Japan New Metals Co., Ltd.
CID000825
Japan
TUNGSTEN
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID002551
China
GOLD
Jiangxi Copper Company Limited
CID000855
China
TUNGSTEN
Jiangxi Gan Bei Tungsten Co., Ltd.
CID002321
China
TIN
Jiangxi Ketai Advanced Material Co., Ltd.
CID000244
China
TUNGSTEN
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CID002313
China
TUNGSTEN
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002318
China
TUNGSTEN
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002317
China
TUNGSTEN
Jiangxi Yaosheng Tungsten Co., Ltd.
CID002316
China
TANTALUM
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CID000914
China
TANTALUM
Jiujiang Tanbre Co., Ltd.
CID000917
China
GOLD
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
CID000927
Russia
GOLD
JSC Uralelectromed
CID000929
Russia
GOLD
JX Nippon Mining & Metals Co., Ltd.
CID000937
Japan
GOLD
Kazzinc
CID000957
Kazakhstan
TANTALUM
KEMET Blue Metals
CID002539
United States
TANTALUM
Kemet Blue Powder
CID002568
United States
TUNGSTEN
Kennametal Fallon
CID000966
United States
TUNGSTEN
Kennametal Huntsville
CID000105
United States
GOLD
Kennecott Utah Copper LLC
CID000969
United States
TANTALUM
King-Tan Tantalum Industry Ltd.
CID000973
China
GOLD
Kojima Chemicals Co., Ltd.
CID000981
Japan
GOLD
Korea Metal Co. Ltd
CID000988
South Korea
GOLD
Kyrgyzaltyn JSC
CID001029
Kyrgyzstan
GOLD
L' azurde Company For Jewelry
Note: L’azurde Co. has recently been moved by the London Bullion Market Association to “Former Good Delivery List” and is currently being re-assessed by the certifying body.
CID001032
Saudi Arabia
GOLD
Lingbao Gold Company Ltd.
CID001056
China
GOLD
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
CID001058
China
TIN
Linwu Xianggui Smelter Co
CID001063
China
GOLD
LS-NIKKO Copper Inc.
CID001078
South Korea
TANTALUM
LSM Brasil S.A.
CID001076
Brazil
GOLD
Luo yang Zijin Yinhui Metal Smelt Co Ltd
CID001093
China





TIN
Magnu's Minerais Metais e Ligas Ltda.
CID002468
Brazil
TIN
Malaysia Smelting Corporation (MSC)
CID001105
Malaysia
TUNGSTEN
Malipo Haiyu Tungsten Co., Ltd.
CID002319
China
GOLD
Materion
CID001113
United States
GOLD
Matsuda Sangyo Co., Ltd.
CID001119
Japan
TIN
Melt Metais e Ligas S/A
CID002500
Brazil
TIN
Metallo-Chimique N.V.
CID002773
Belgium
TANTALUM
Metallurgical Products India Pvt., Ltd.
CID001163
India
GOLD
Metalor Technologies (Hong Kong) Ltd.
CID001149
China
GOLD
Metalor Technologies (Singapore) Pte., Ltd.
CID001152
Singapore
GOLD
Metalor Technologies SA
CID001153
Switzerland
GOLD
Metalor USA Refining Corporation
CID001157
United States
GOLD
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
CID001161
Mexico
TANTALUM
Mineração Taboca S.A.
CID001175
Brazil
TIN
Minsur
CID001182
Peru
TIN
Mitsubishi Materials Corporation
CID001188
Japan
TANTALUM
Mitsui Mining & Smelting
CID001192
Japan
TANTALUM
Molycorp Silmet A.S.
CID001200
Estonia
GOLD
Moscow Special Alloys Processing Plant
CID001204
Russia
GOLD
Nadir Metal Rafineri San. Ve Tic. A.?.
CID001220
Turkey
TIN
Nankang Nanshan Tin Co., Ltd.
CID001231
China
GOLD
Navoi Mining and Metallurgical Combinat
CID001236
Uzbekistan
GOLD
Nihon Material Co., Ltd.
CID001259
Japan
TANTALUM
Ningxia Orient Tantalum Industry Co., Ltd.
CID001277
China
TIN
Novosibirsk Integrated Tin Works
CID001305
Russia
TUNGSTEN
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
CID002543
Vietnam
TIN
O.M. Manufacturing (Thailand) Co., Ltd.
CID001314
Thailand
TIN
O.M. Manufacturing Philippines, Inc.
CID002517
Philippines
GOLD
Ohura Precious Metal Industry Co., Ltd.
CID001325
Japan
GOLD
OJSC Kolyma Refinery
CID001328
Russia
GOLD
OJSC Novosibirsk Refinery
CID000493
Russia
TIN
Operaciones Metalurgical S.A.
CID001337
Bolivia
GOLD
PAMP SA
CID001352
Switzerland
GOLD
Penglai Penggang Gold Industry Co Ltd
CID001362
China
TANTALUM
Plansee SE Liezen
CID002540
Austria
TANTALUM
Plansee SE Reutte
CID002556
Austria
TUNGSTEN
Pobedit, JSC
CID002532
Russia
GOLD
Prioksky Plant of Non-Ferrous Metals
CID001386
Russia
TIN
PT Alam Lestari Kencana
CID001393
Indonesia
GOLD
PT Aneka Tambang (Persero) Tbk
CID001397
Indonesia
TIN
PT Aries Kencana Sejahtera
CID000309
Indonesia
TIN
PT Artha Cipta Langgeng
CID001399
Indonesia
TIN
PT ATD Makmur Mandiri Jaya
CID002503
Indonesia
TIN
PT Babel Inti Perkasa
CID001402
Indonesia
TIN
PT Bangka Kudai Tin
CID001409
Indonesia





TIN
PT Bangka Timah Utama Sejahtera
CID001416
Indonesia
TIN
PT Bangka Tin Industry
CID001419
Indonesia
TIN
PT Belitung Industri Sejahtera
CID001421
Indonesia
TIN
PT BilliTin Makmur Lestari
CID001424
Indonesia
TIN
PT Bukit Timah
CID001428
Indonesia
TIN
PT DS Jaya Abadi
CID001434
Indonesia
TIN
PT Eunindo Usaha Mandiri
CID001438
Indonesia
TIN
PT Fang Di MulTindo
CID001442
Indonesia
TIN
PT Inti Stania Prima
CID002530
Indonesia
TIN
PT Justindo
CID000307
Indonesia
TIN
PT Karimun Mining
CID001448
Indonesia
TIN
PT Mitra Stania Prima
CID001453
Indonesia
TIN
PT Panca Mega Persada
CID001457
Indonesia
TIN
PT Pelat Timah Nusantara Tbk
Note: This smelter was not operational for 2015 but was reported by 3 of Brady’s suppliers. These suppliers have been notified to take corrective actions and report additional smelters if any. Additional follow up with the suppliers was not complete as of the date this report.
CID001486
Indonesia
TIN
PT Prima Timah Utama
CID001458
Indonesia
TIN
PT Refined Bangka Tin
CID001460
Indonesia
TIN
PT Sariwiguna Binasentosa
CID001463
Indonesia
TIN
PT Seirama Tin investment
CID001466
Indonesia
TIN
PT Stanindo Inti Perkasa
CID001468
Indonesia
TIN
PT Sukses Inti Makmur
CID002816
Indonesia
TIN
PT Sumber Jaya Indah
CID001471
Indonesia
TIN
PT Timah (Persero) Tbk Kundur
CID001477
Indonesia
TIN
PT Timah (Persero) Tbk Mentok
CID001482
Indonesia
TIN
PT Tinindo Inter Nusa
CID001490
Indonesia
TIN
PT WAHANA PERKIT JAYA
CID002479
Indonesia
GOLD
PX Precinox SA
CID001498
Switzerland
TANTALUM
QuantumClean
CID001508
United States
GOLD
Rand Refinery (Pty) Ltd.
CID001512
South Africa
GOLD
Republic Metals Corporation
CID002510
United States
TANTALUM
RFH Tantalum Smeltry Co., Ltd.
CID001522
China
GOLD
Royal Canadian Mint
CID001534
Canada
TIN
Rui Da Hung
CID001539
Taiwan
GOLD
Sabin Metal Corp.
CID001546
United States
GOLD
Samduck Precious Metals
CID001555
South Korea
GOLD
SAMWON METALS Corp.
CID001562
South Korea
GOLD
Schone Edelmetaal B.V.
CID001573
Netherlands
GOLD
SEMPSA Joyería Platería SA
CID001585
Spain
GOLD
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CID001622
China
GOLD
Sichuan Tianze Precious Metals Co., Ltd.
CID001736
China
GOLD
So Accurate Group, Inc.
CID001754
United States
GOLD
SOE Shyolkovsky Factory of Secondary Precious Metals
CID001756
Russia
TIN
Soft Metais Ltda.
CID001758
Brazil





GOLD
Solar Applied Materials Technology Corp.
CID001761
Taiwan
TANTALUM
Solikamsk Magnesium Works OAO
CID001769
Russia
GOLD
Sumitomo Metal Mining Co., Ltd.
CID001798
Japan
TANTALUM
Taki Chemicals
CID001869
Japan
GOLD
Tanaka Kikinzoku Kogyo K.K.
CID001875
Japan
TUNGSTEN
Tejing (Vietnam) Tungsten Co., Ltd.
CID001889
Vietnam
TANTALUM
Telex Metals
CID001891
United States
TIN
Thaisarco
CID001898
Thailand
GOLD
The Great Wall Gold and Silver Refinery of China
CID001909
China
GOLD
The Refinery of Shandong Gold Mining Co., Ltd.
CID001916
China
GOLD
Tokuriki Honten Co., Ltd.
CID001938
Japan
GOLD
TongLing Nonferrous Metals Group Holdings Co., Ltd.
CID001947
China
GOLD
Torecom
CID001955
South Korea
TANTALUM
Ulba Metallurgical Plant JSC
CID001969
Kazakhstan
GOLD
Umicore Brasil Ltda.
CID001977
Brazil
GOLD
Umicore Precious Metals Thailand
CID002314
Thailand
GOLD
Umicore SA Business Unit Precious Metals Refining
CID001980
Belgium
GOLD
United Precious Metal Refining, Inc.
CID001993
United States
GOLD
Valcambi SA
CID002003
Switzerland
TUNGSTEN
Vietnam Youngsun Tungsten Industry Co., Ltd.
CID002011
Vietnam
GOLD
Western Australian Mint trading as The Perth Mint
CID002030
Australia
TIN
White Solder Metalurgia e Mineração Ltda.
CID002036
Brazil
TUNGSTEN
Wolfram Bergbau und Hütten AG
CID002044
Austria
TUNGSTEN
Xiamen Tungsten (H.C.) Co., Ltd.
CID002320
China
TUNGSTEN
Xiamen Tungsten Co., Ltd.
CID002082
China
TUNGSTEN
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CID002095
China
GOLD
Yamamoto Precious Metal Co., Ltd.
CID002100
Japan
TANTALUM
Yichun Jin Yang Rare Metal Co., Ltd.
CID002307
China
GOLD
Yokohama Metal Co., Ltd.
CID002129
Japan
TIN
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
CID002158
China
GOLD
Yunnan Copper Industry Co Ltd
CID000197
China
TIN
Yunnan Tin Group (Holding) Company Limited
CID002180
China
GOLD
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CID002224
China
TANTALUM
Zhuzhou Cemented Carbide
CID002232
China
GOLD
Zijin Mining Group Co., Ltd. Gold Refinery
CID002243
China








Appendix 1(B)

Active Smelters*

Metal Processed
Official Smelter Name
Known CID
Smelter Location
GOLD
Almalyk Mining and Metallurgical Complex (AMMC)
CID000041
Uzbekistan
TUNGSTEN
Dayu Weiliang Tungsten Co., Ltd.
CID000345
China
TUNGSTEN
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CID000868
China
TIN
Gejiu Kai Meng Industry and Trade LLC
CID000942
China
TUNGSTEN
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID002551
China
TUNGSTEN
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002318
China
TUNGSTEN
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002317
China
TUNGSTEN
Jiangxi Yaosheng Tungsten Co., Ltd.
CID002316
China
TUNGSTEN
Kennametal Fallon
CID000966
United States
GOLD
Navoi Mining and Metallurgical Combinat
CID001236
Uzbekistan
TUNGSTEN
Pobedit, JSC
CID002532
Russia
TIN
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
CID002158
China


*All smelters/refiners on this list have been identified as currently undergoing the audit process.


Appendix 2
Possible Countries of Origin*





Australia
India
Canada
Niger
China
Indonesia
Japan
South Korea
Peru
Nigeria
Portugal
Kazakhstan
Spain
Poland
Taiwan
Mozambique
United States
Sierra Leone
Bolivia
Namibia
Germany
Zimbabwe
Thailand
Estonia
Mexico
Austria
Uzbekistan
France
Chile
Laos
Jersey
Mongolia
South Africa
Burundi
Brazil
Kyrgyzstan
Argentina
Saudi Arabia
Hong Kong
United Kingdom
Singapore
United Arab Emirates
Switzerland
Belgium
Guinea
Tanzania
Papua New Guinea
Ghana
Malaysia
Mali
Armenia
Guyana
Turkey
Suriname
Philippines
Netherlands
Sweden
Vietnam
DRC- Congo
Morocco
Zambia
Myanmar
Russia
Belarus
Italy
Angola
Rwanda
Tajikistan
Ethiopia
 

*These countries were identified as “possible sources of mineral origin” partly based on supplier declarations, and partly by our external smelter verification service.  However, Brady is many steps removed from the mines and smelters, there are many tiers of suppliers in our supply chain, and there is uncertainty as to whether ore from these countries would be present in our supply chain. Brady continues to work with our suppliers, and use publicly available information as well as commercially available services to take corrective actions as needed to further improve our due diligence as it relates to supply chain transparency.