-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdipZgkpJKx84xZyZeBcwxZkmziUmlwpRdkz4ugMT6N7ywl3M/9qLcS9TIoq41VW jfIGDMuaY/9EtZrwGW+UAg== 0000912057-97-011326.txt : 19970401 0000912057-97-011326.hdr.sgml : 19970401 ACCESSION NUMBER: 0000912057-97-011326 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970331 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000746514 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 042619298 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12138 FILM NUMBER: 97570381 BUSINESS ADDRESS: STREET 1: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 BUSINESS PHONE: 6177830039 MAIL ADDRESS: STREET 1: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 COMPANY DATA: COMPANY CONFORMED NAME: BROWN HAROLD CENTRAL INDEX KEY: 0000927944 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O NEW ENGLAND REALTY ASSOCIATES LP STREET 2: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 BUSINESS PHONE: 6177830039 MAIL ADDRESS: STREET 2: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 5 1 5 - ------------------------------------- FORM 5 - ------------------------------------- / / CHECK BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLI- GATIONS MAY CONTINUE. SEE INSTRUC- TION 1(B). / / FORM 3 HOLDINGS REPORTED /X/ FORM 4 TRANSACTIONS REPORTED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Act of 1940 - ---------------------------- OMB APPROVAL - ---------------------------- OMB Number 3235-0362 Expires: September 30, 1998 Estimated average burden hours per response.......1.0 - ---------------------------- - ------------------------------------------------- 1. Name and Address of Reporting Person* BROWN HAROLD - ------------------------------------------------- (Last) (First) (Middle) c/o New England Realty Associates Limited Partnership 39 Brighton Avenue - ------------------------------------------------- (Street) Allston, MA 02134 - ------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------- - ------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol - ------------------------------------------------- - ------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### - ------------------------------------------------- - ------------------------------------------------- 4. Statement for Month/Year December, 1996 - ------------------------------------------------- - ------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - ------------------------------------------------- - ------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) _X_ Director ___ 10% Owner _X_ Officer (give ___ Other (specify title below) below) Director and Treasurer of New Real, Inc. -------------------------- the General Partner of the Issuer - ------------------------------------------------- - ------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) _X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person - ------------------------------------------------- - -------------------------------------------------------------------------------- TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1. Title of Security (Instr. 3) - ------------------------------------------------- Class B Limited Partnership Units - ------------------------------------------------- General Partnership Units - ------------------------------------------------- Class B Limited Partnership Units - ------------------------------------------------- General Partnership Units - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- 2. Trans- action Date (Month/ Day/ Year) - ------------------------------------------------- 12/12/96 - ------------------------------------------------- 12/12/96 - ------------------------------------------------- 12/20/96 - ------------------------------------------------- 12/20/96 - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- 3. Trans- action Code (Instr. 8) - ------------------------------------------------- S - ------------------------------------------------- S - ------------------------------------------------- S - ------------------------------------------------- S - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) - ------------------------------------------------- Amount (A) or (D) Price - ------------------------------------------------- 235 D 67.75 - ------------------------------------------------- 12 D 67.75 - ------------------------------------------------- 49 D 70.00 - ------------------------------------------------- 3 D 70.00 - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- 5. Amount of Securities Ben- eficially Owned at End of Issuer's Fiscal Year (Instr. 3 and 4) - ------------------------------------------------- 25033 - ------------------------------------------------- 1757 - ------------------------------------------------- 25033 - ------------------------------------------------- 1757 - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- 6. Owner- ship Form: Di- rect (D) or Indi- rect (I) (Instr. 4) - ------------------------------------------------- I - ------------------------------------------------- I - ------------------------------------------------- I - ------------------------------------------------- I - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) - ------------------------------------------------- - ------------------------------------------------- by Trust(1) - ------------------------------------------------- - ------------------------------------------------- by New Real, Inc.(2) - ------------------------------------------------- by Trust(1) - ------------------------------------------------- by New Real, Inc.(2) - ------------------------------------------------- - ------------------------------------------------- - ------------------------------------------------- - -------------------------------------------------------------------------------- *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v) Page 1 SEC 2270 (7-96) TABLE II -- DERIVATIVE SECURTITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - -------------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) - ------------------------------------------------- - ------------------------------------------------- 2. Conversion of Exercise Price of Derivative Security - ------------------------------------------------- - ------------------------------------------------- 3. Trans- action Date (Month/ Day/ Year) - ------------------------------------------------- - ------------------------------------------------- 4. Transac- tion Code (Instr. 8) - ------------------------------------------------- - ------------------------------------------------- 5. Number of Deriva- tive Securities Ac- quired (A) or Dis- posed of (D) (Instr. 3, 4, and 5) - ------------------------------------------------- (A) (D) - ------------------------------------------------- - ------------------------------------------------- 6. Date Exercis- able and Expi- ration Date (Month/Day/ Year) - ------------------------------------------------- Date Expira- Exer- tion cisable Date - ------------------------------------------------- - ------------------------------------------------- 7. Title and Amount of Under- lying Securities (Instr. 3 and 4) - ------------------------------------------------- Amount or Number of Title Shares - ------------------------------------------------- - ------------------------------------------------- 8. Price of De- riva- tive Secu- rity (Instr. 5) - ------------------------------------------------- - ------------------------------------------------- 9. Number of De- rivative Securi- ties Ben- eficially Owned at End of Year (Instr. 4) - ------------------------------------------------- - ------------------------------------------------- 10. Owner- ship of Deriva- tive Se- curity: Direct (D) or Indirect (I) (Instr. 4) - ------------------------------------------------- - ------------------------------------------------- 11. Nature of Indi- rect Ben- eficial Owner- ship (Instr. 4) - ------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Explanation of Responses: (1) Securities of reporting person are held in an Irrevocable Trust. During that reporting person's lifetime he is entitled to receive the income from the Trust. (2) Securities are owned by New Real, Inc., the general partner of the Issuer. The reporting person is one of two Stockholders of New Real, Inc. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ HAROLD BROWN March 31, 1997 - ------------------------------------ --------------------- ** Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently OMB number. Page 2 SEC 2270 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----