FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
UNIZAN FINANCIAL CORP [ UNIZ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/03/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/03/2004 | X | 1,739 | A | $16.891 | 7,304 | D | |||
Common Stock | 08/03/2004 | X | 1,739 | A | $17.969 | 9,043 | D | |||
Common Stock | 08/03/2004 | X | 1,739 | A | $19.047 | 10,782 | D | |||
Common Stock | 08/03/2004 | X | 1,739 | A | $20.125 | 12,521 | D | |||
Common Stock | 08/03/2004 | X | 3,131 | A | $21.563 | 15,652 | D | |||
Common Stock | 08/03/2004 | X | 3,130 | A | $23 | 18,782 | D | |||
Common Stock | 08/03/2004 | X | 3,130 | A | $24.438 | 21,912 | D | |||
Common Stock | 08/03/2004 | X | 3,130 | A | $25.876 | 25,042 | D | |||
Common Stock | 08/03/2004 | X | 2,365 | A | $17.25 | 27,407 | D | |||
Common Stock | 08/03/2004 | X | 2,365 | A | $18.688 | 29,772 | D | |||
Common Stock | 08/03/2004 | X | 2,365 | A | $18.688 | 32,137 | D | |||
Common Stock | 08/03/2004 | X | 2,365 | A | $19.407 | 34,502 | D | |||
Common Stock | 08/03/2004 | X | 11,541 | A | $17.33 | 46,043 | D | |||
Common Stock | 08/03/2004 | S | 40,478 | D | $27.973 | 5,565 | D | |||
Common Stock | 26,250 | I | By 401(k) | |||||||
Common Stock | 466 | I | By Custodian For Child | |||||||
Common Stock | 18,001 | I | By Deferred Compensation |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $17.33 | 08/03/2004 | X | 11,541 | 04/30/2003(1) | 04/30/2013 | Common Stock | 11,541 | $0 | 0 | D | ||||
Stock Option | $0.000(2) | 08/03/2004 | X | 6,956 | 03/08/2002(3) | 12/12/2017 | Common Stock | 6,956 | $0 | 0 | D | ||||
Stock Option | $0.000(4) | 08/03/2004 | X | 12,521 | 03/08/2002(5) | 12/28/2018 | Common Stock | 12,521 | $0 | 0 | D | ||||
Stock Option | $0.000(6) | 08/03/2004 | X | 9,460 | 03/08/2002(7) | 12/13/2019 | Common Stock | 9,460 | $0 | 0 | D |
Explanation of Responses: |
1. The stock options vests in five equal annual installments beginning on April 30, 2004 for 2003 grants |
2. Due to the merger of equals between UNB and BFOH, the current exercise prices are $16.8913, $17.9695, $19.0476 and $20.1258 respectively. |
3. The stock options vests in four equal annual installments beginning on December 12, 1998 for 1997 grants |
4. Due to the merger of equals between UNB and BFOH, the current exercise prices are $21.5633, $23.0009, $24.4385 and $25.8760 respectively. |
5. The stock options vests in four equal annual installments beginning on December 28, 1999 for 1998 grants |
6. Due to the merger of equals between UNB and BFOH, the current exercise prices are $17.2507, $17.9695, $18.6882 and $19.4070 respectively. |
7. 25% of the stock options vested on 12/13/00, another 25% vested on 12/13/01, the remainder vested on 3/8/02 due to the merger of equals between BancFirst Ohio Corp and UNB Corp for 1999 grants. |
Remarks: |
By: Vanessa M. Richards, Attorney in Fact | 08/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |