0001020523-13-000652.txt : 20131118 0001020523-13-000652.hdr.sgml : 20131118 20131118144254 ACCESSION NUMBER: 0001020523-13-000652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130802 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 310-284-6438 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada (U.S.) CENTRAL INDEX KEY: 0000745544 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 131226622 BUSINESS ADDRESS: STREET 1: ONE SUN LIFE EXECUTIVE PARK, SC 2335 CITY: WELLESLEY HILLS STATE: MA ZIP: 02481 BUSINESS PHONE: 7812636302 MAIL ADDRESS: STREET 1: ONE SUN LIFE EXECUTIVE PARK, SC 2335 CITY: WELLESLEY HILLS STATE: MA ZIP: 02481 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE ASSURANCE CO OF CANADA US DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-08-02 0 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0000745544 Sun Life Assurance Co of Canada (U.S.) ONE SUN LIFE EXECUTIVE PARK, SC 2335 WELLESLEY HILLS MA 02481 0 0 0 1 Former 10% owner Series A Mandatory Redeemable Preferred Shares 2013-08-02 4 J 0 0 0 D 40000 D The shares of stock of Sun Life Assurance Company of Canada (U.S.) ("SLUS"), were sold on 8/2/13 to Delaware Life Holdings, LLC, and SLUS ceased to be an indirect subsidiary of Sun Life Financial, Inc. ("SLF"). SLUS had been a 10% owner only by virtue ofthe combined holdings of subsidiaries of SLF. Its holdings no longer exceed the 10% threshold. /s/Maura A. Murphy 2013-11-18