8-K 1 slus8k.htm SECURITIES AND EXCHANGE COMMISSION

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): April 2, 2003

 

 

Sun Life Assurance Company of Canada (U.S.)
(Exact name of registrant as specified in its charter)

 

        Delaware         
(State of incorporation or organization)

 

2-99959, 33-29851, 33-31711, 33-41858,

 

33-31711, 33-41858, 33-43008, 33-58853 and

 

333-11699

      04-2461439      

(Commission File Numbers)

(I.R.S. Employer Identification No.)

 

One Sun Life Executive Park, Wellesley Hills, Massachusetts

     02481     

(Address of Principal Executive Office)

(Zip Code)

 

Registrant's telephone number, including area code:       (781) 237-6030      


Item 5. Other Events and Required FD Disclosure.

On April 2, 2003, Sun Life Assurance Company of Canada (U.S.) ("Sun Life (U.S.)") and its affiliate Keyport Life Insurance Company ("Keyport") filed a Form D (Prior Notice of a Transaction) with the Division of Insurance, Department of Business Regulation of Rhode Island. On April 3, 2003, Sun Life (U.S.) and Keyport filed similar documents with the Delaware Department of Insurance. Both filings seek regulatory approval for a contemplated merger of Keyport with and into Sun Life (U.S.). Sun Life (U.S.) and Keyport are both direct wholly-owned subsidiaries of Sun Life of Canada (U.S.) Holdings, Inc. and indirect wholly-owned subsidiaries of Sun Life Financial Services of Canada Inc. Assuming regulatory approval and approval by the boards of directors of both Sun Life (U.S.) and Keyport of the final form of the merger agreement and other, related matters, the current plan calls for the merger to be effective after the close of business on December 31, 2003. Although there can be no assurance of regulatory approval, and the boards of directors of both companies retain the discretion to withhold their approval, the management of both companies currently anticipate completing the merger as planned.


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

   
 

Sun Life Assurance Company of Canada (U.S.)

   

Date  April 7, 2003

By:  /s/ Davey S. Scoon                    

 

     Davey S. Scoon

     Vice President, Chief Administrative

 

     & Financial Officer & Treasurer