| Shares
| Value
|
Warrants - 0.1%
|
Financials - 0.0%
|
Capital Markets - 0.0%
|
FinServ Acquisition Corp. Strike Price $11.50, Expires 2/17/261
| 204,166
| $6,533
|
Total Financials
|
| 6,533
|
Health Care - 0.1%
|
Health Care Equipment & Supplies - 0.1%
|
Beta Bionics, Inc. Series D, Strike Price $0.01, Expires 8/28/331,3,4
| 83,332
| 293,329
|
Beta Bionics, Inc. Strike Price $0.01, Expires 2/16/321,3,4
| 21,570
| 129,204
|
Total Health Care
|
| 422,533
|
Total Warrants - 0.1%
(Cost $545,174)
|
| 429,066
|
Preferred Stocks - 5.8%
|
Communication Services - 1.5%
|
Specialty Retail - 1.5%
|
Evolve Vacation Rental Network, Inc. Series 8
Acquisition Date: 6/15/18,
Cost $3,999,9991,3,4
| 470,013
| 8,859,745
|
Total Communication Services
|
| 8,859,745
|
Health Care - 2.1%
|
Biotechnology - 1.1%
|
Centrexion Therapeutics Corp.
Acquisition Date: 12/18/17,
Cost $2,995,0071,3,4
| 1,663,893
| 116,472
|
DNA Script Series C
Acquisition Date: 10/8/21,
Cost $3,431,7211,3,4
| 3,955
| 1,741,189
|
Neurogene, Inc. Series B
Acquisition Date: 3/4/22,
Cost $3,000,0001,3,4
| 1,229,508
| 1,844,262
|
YAP Therapeutics, Inc. Series B
Acquisition Date: 1/12/22,
Cost $3,000,0051,3,4
| 64,544
| 2,997,423
|
|
| 6,699,346
|
Health Care Equipment & Supplies - 0.8%
|
Adagio Medical, Inc. Series E
Acquisition Date: 11/9/20,
Cost $4,000,0031,3,4
| 176,913
| 1,836,357
|
Beta Bionics, Inc. Series B
Acquisition Date: 10/9/18,
Cost $3,999,9761,3,4
| 266,310
| 1,696,395
|