EX-99. (H)(5)(B) 5 exhibith5b.htm AMENDED SCHEDULE A EFF 9-30-11 TO THE EXPENSE WAIVERS/REIMBURSEMENT AGREEMENT DATED 8-17-11 exhibith5b.htm - Generated by SEC Publisher for SEC Filing

EXHIBIT (h)(5)(b)

Schedule A
As of September 30, 2011
  Contractual  Effective  Termination 
Trust, Series and Class  Expense Cap  Date  Date 
Eaton Vance Growth Trust       
Asian Small Companies Fund Class A  2.04%  4/28/2011  4/28/2013 
Asian Small Companies Fund Class B  2.74%  4/28/2011  4/28/2013 
 
Greater China Growth Fund Class A  1.95%  4/28/2011  4/28/2013 
Greater China Growth Fund Class B  2.65%  4/28/2011  4/28/2013 
Greater China Growth Fund Class C  2.65%  4/28/2011  4/28/2013 
Greater China Growth Fund Class I  1.65%  4/28/2011  4/28/2013 
 
Multi-Cap Growth Fund Class A  1.28%  11/8/2010  12/31/2011 
Multi-Cap Growth Fund Class B  2.03%  11/8/2010  12/31/2011 
Multi-Cap Growth Fund Class C  2.03%  11/8/2010  12/31/2011 
 
Richard Bernstein Equity Strategy Fund Class A  1.50%  10/12/2010  12/31/2011 
Richard Bernstein Equity Strategy Fund Class C  2.25%  10/12/2010  12/31/2011 
Richard Bernstein Equity Strategy Fund Class I  1.25%  10/12/2010  12/31/2011 
 
Atlanta Capital SMID-Cap Fund Class A  1.20%  2/1/2009  1/31/2012 
Atlanta Capital SMID-Cap Fund Class I  0.95%  2/1/2009  1/31/2012 
Atlanta Capital SMID-Cap Fund Class R  1.45%  7/31/2009  1/31/2012 
Atlanta Capital SMID-Cap Fund Class C  1.95%  9/30/2009  1/31/2012 
 
Atlanta Capital Focused Growth Fund Class A  1.25%  2/1/2009  1/31/2013 
Atlanta Capital Focused Growth Fund Class C  2.00%  5/2/2011  1/31/2013 
Atlanta Capital Focused Growth Fund Class I  1.00%  2/1/2009  1/31/2013 
 
Focused Growth Opportunities Fund Class A  1.25%  3/7/2011  6/30/2012 
Focused Growth Opportunities Fund Class C  2.00%  3/7/2011  6/30/2012 
Focused Growth Opportunities Fund Class I  1.00%  3/7/2011  6/30/2012 
 
Focused Value Opportunities Fund Class A  1.25%  3/7/2011  6/30/2012 
Focused Value Opportunities Fund Class C  2.00%  3/7/2011  6/30/2012 
Focused Value Opportunities Fund Class I  1.00%  3/7/2011  6/30/2012 
 
Richard Bernstein All Asset Strategy Fund Class A*  1.45%  9/30/2011  12/31/2012 
Richard Bernstein All Asset Strategy Fund Class C*  2.20%  9/30/2011  12/31/2012 
Richard Bernstein All Asset Strategy Fund Class I*  1.20%  9/30/2011  12/31/2012 
 
Eaton Vance Municipals Trust       
Municipal Opportunities Fund Class A  1.10%  5/31/2011  11/30/2012 
Municipal Opportunities Fund Class I  0.85%  5/31/2011  11/30/2012 
 
Eaton Vance Municipals Trust II       
Tax-Advantaged Bond Strategies Intermediate Term Fund Class A  0.95%  2/1/2010  5/31/2013 
Tax-Advantaged Bond Strategies Intermediate Term Fund Class C  1.70%  2/1/2010  5/31/2013 
Tax-Advantaged Bond Strategies Intermediate Term Fund Class I  0.70%  2/1/2010  5/31/2013 
 
Tax-Advantaged Bond Strategies Long Term Fund Class A  0.95%  2/1/2010  5/31/2013 
Tax-Advantaged Bond Strategies Long Term Fund Class C  1.70%  2/1/2010  5/31/2013 
Tax-Advantaged Bond Strategies Long Term Fund Class I  0.70%  2/1/2010  5/31/2013 
 
Eaton Vance Mutual Funds Trust       
Emerging Markets Local Income Fund Class A  1.25%  3/1/2009  2/28/2012 
Emerging Markets Local Income Fund Class C  1.95%  8/1/2010  2/28/2012 
Emerging Markets Local Income Fund Class I  0.95%  11/30/2009  2/28/2012 
* Contractual Expense Cap includes acquired fund fees and expenses from unaffiliated funds.   

 

 

  Contractual  Effective  Termination 
Trust, Series and Class  Expense Cap  Date  Date 
Mutual Funds Trust (cont’d)       
International Multi-Market Local Income Fund Class A  1.10%  3/1/2008  2/28/2012 
International Multi-Market Local Income Fund Class C  1.80%  3/1/2011  2/28/2012 
International Multi-Market Local Income Fund Class I  0.80%  3/1/2011  2/28/2012 
 
Large-Cap Core Research Fund Class A  1.25%  6/17/2008  4/30/2012 
Large-Cap Core Research Fund Class I  1.00%  6/17/2008  4/30/2012 
Large-Cap Core Research Fund Class C  2.00%  9/30/2009  4/30/2012 
 
Parametric Structured Commodity Strategy Fund Class I  0.75%  5/25/2010  5/31/2012 
 
Parametric Structured International Equity Fund Class A  1.50%  3/31/2010  5/31/2012 
Parametric Structured International Equity Fund Class C  2.25%  3/31/2010  5/31/2012 
Parametric Structured International Equity Fund Class I  1.25%  3/31/2010  5/31/2012 
 
Atlanta Capital Horizon Growth Fund Class A  1.40%  5/2/2011  2/28/2013 
Atlanta Capital Horizon Growth Fund Class B  2.15%  5/2/2011  2/28/2013 
Atlanta Capital Horizon Growth Fund Class C  2.15%  5/2/2011  2/28/2013 
Atlanta Capital Horizon Growth Fund Class I  1.15%  5/2/2011  2/28/2013 
 
Build America Bond Fund Class A  0.95%  11/17/2009  2/28/2013 
Build America Bond Fund Class C  1.70%  11/17/2009  2/28/2013 
Build America Bond Fund Class I  0.70%  11/17/2009  2/28/2013 
 
Global Macro Absolute Return Advantage Fund Class A  1.55%  8/25/2010  2/28/2013 
Global Macro Absolute Return Advantage Fund Class C  2.25%  8/25/2010  2/28/2013 
Global Macro Absolute Return Advantage Fund Class I  1.25%  8/25/2010  2/28/2013 
Global Macro Absolute Return Advantage Fund Class R  1.75%  12/1/2010  2/28/2013 
 
Tax-Managed Small-Cap Value Fund Class A  1.45%  7/1/2011  2/28/2013 
Tax-Managed Small-Cap Value Fund Class B  2.20%  7/1/2011  2/28/2013 
Tax-Managed Small-Cap Value Fund Class C  2.20%  7/1/2011  2/28/2013 
Tax-Managed Small-Cap Value Fund Class I  1.20%  7/1/2011  2/28/2013 
 
Eaton Vance Special Investment Trust       
Short Term Real Return Fund Class A  1.15%  3/31/2010  2/28/2012 
Short Term Real Return Fund Class C  1.90%  3/31/2010  2/28/2012 
Short Term Real Return Fund Class I  0.90%  3/31/2010  2/28/2012 
 
Risk-Managed Equity Option Income Fund Class A  1.50%  2/29/08  3/31/2012 
Risk-Managed Equity Option Income Fund Class C  2.25%  2/29/08  3/31/2012 
Risk-Managed Equity Option Income Fund Class I  1.25%  2/29/08  3/31/2012 
 
Investment Grade Income Fund Class I  0.70%  10/15/2007  4/30/2012 
Investment Grade Income Fund Class A  0.95%  1/2/2009  4/30/2012 
 
Real Estate Fund Class I  1.15%  5/1/2007  4/30/2012 
Real Estate Fund Class A  1.40%  6/8/2010  4/30/2012 
 
Equity Asset Allocation Fund Class A  1.45%  5/1/2008  4/30/2012 
Equity Assets Allocation Fund Class C  2.20%  5/1/2008  4/30/2012 
Equity Asset Allocation Fund Class I  1.20%  5/1/2008  4/30/2012 
 
Large-Cap Growth Fund Class A  1.25%  5/1/2008  4/30/2012 
Large-Cap Growth Fund Class B  2.00%  5/1/2008  4/30/2012 
Large-Cap Growth Fund Class C  2.00%  5/1/2008  4/30/2012 
Large-Cap Growth Fund Class I  1.00%  5/1/2008  4/30/2012 
Large-Cap Growth Fund Class R  1.50%  7/31/2009  4/30/2012 

 

 

  Contractual  Effective  Termination 
Trust, Series and Class  Expense Cap  Date  Date 
Special Investment Trust (cont’d)       
Small-Cap Fund Class A  1.50%  8/29/2008  4/30/2012 
Small-Cap Fund Class B  2.25%  8/29/2008  4/30/2012 
Small-Cap Fund Class C  2.25%  8/29/2008  4/30/2012 
Small-Cap Fund Class I  1.25%  8/29/2008  4/30/2012 
Small-Cap Fund Class R  1.75%  7/31/2009  4/30/2012 
 
Commodity Strategy Fund Class A  1.50%  4/7/2010  4/30/2012 
Commodity Strategy Fund Class C  2.25%  4/7/2010  4/30/2012 
Commodity Strategy Fund Class I  1.25%  4/7/2010  4/30/2012 
 
Parametric Option Absolute Return Strategy Fund Class A  1.75%  9/27/2010  4/30/2012 
Parametric Option Absolute Return Strategy Fund Class C  2.50%  9/27/2010  4/30/2012 
Parametric Option Absolute Return Strategy Fund Class I  1.50%  9/27/2010  4/30/2012 
 
Greater India Fund Class A  1.88%  4/28/2011  4/28/2013 
Greater India Fund Class B  2.58%  4/28/2011  4/28/2013 
Greater India Fund Class C  2.58%  4/28/2011  4/28/2013 
Greater India Fund Class I  1.58%  4/28/2011  4/28/2013 
 
Small-Cap Value Fund Class A  1.45%  7/1/2011  4/30/2013 
Small-Cap Value Fund Class B  2.20%  7/1/2011  4/30/2013 
Small-Cap Value Fund Class C  2.20%  7/1/2011  4/30/2013 
Small-Cap Value Fund Class I  1.20%  7/1/2011  4/30/2013 
 
Eaton Vance Variable Trust       
VT Large-Cap Value Fund  1.30%  5/1/2008  4/30/2012