-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tlbr2nPRAUbj50ICy6/Z0+66tKEZETl3aF06CqPRrtIwICCk/0uIOnrOAzwTdPbk Uod14u6ntoPtH04pyvqQzg== 0000904280-02-000162.txt : 20020621 0000904280-02-000162.hdr.sgml : 20020621 20020621123842 ACCESSION NUMBER: 0000904280-02-000162 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMERCIAL FEDERAL CORP CENTRAL INDEX KEY: 0000744778 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 470658852 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11515 FILM NUMBER: 02684082 BUSINESS ADDRESS: STREET 1: 2120 S 72ND ST CITY: OMAHA STATE: NE ZIP: 68124 BUSINESS PHONE: 4025549200 MAIL ADDRESS: STREET 1: COMMERCIAL FEDERAL TOWER 13TH FLOOR STREET 2: 2120 SOUTHJ72ND STREET CITY: OMAHA STATE: NE ZIP: 68124 NT 11-K 1 fm12b25-1072june2002.txt FORM 12B-25 - NOTIFICATION OF LATE FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 COMMISSION FILE NUMBER 333-91065 --------- NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [X] Form 11-K [ ] Form 20-F [ ] Form 10-Q [ ] Form N-SAR For Period Ended: DECEMBER 31, 2001 ---------------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For the Transition Period Ended: ------------------------------------- Read attached instruction sheet before preparing form. Please print or type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: ________________________ ________________________________________________________________________________ ________________________________________________________________________________ PART I REGISTRANT INFORMATION Full name of registrant COMMERCIAL FEDERAL 401(k) PLAN FOR ACQUIRED COMPANIES --------------------------------------------------------- Former name if applicable - -------------------------------------------------------------------------------- Address of principal executive office (Street and number) 13220 CALIFORNIA STREET - -------------------------------------------------------------------------------- City, state and zip code OMAHA, NEBRASKA 68154 - -------------------------------------------------------------------------------- PART II RULE 12b-25 (b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) | (a) The reasons described in reasonable detail in Part III of | this form could not be eliminated without unreasonable | effort or expense; | (b) The subject annual report, semi-annual report, transition | report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or [X] | portion thereof will be filed on or before the 15th calendar | day following the prescribed due date; or the subject | quarterly report or transition report on Form 10-Q, or | portion thereof will be filed on or before the fifth | calendar day following the prescribed due date; and | (c) The accountant's statement or other exhibit required by Rule | 12b-25(c) has been attached if applicable. PART III NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 11-K, 20-F, 10-Q, N-SAR, or the transition report or portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) THE REQUIRED AUDIT OF THE FINANCIAL STATEMENTS OF THE PLAN COULD NOT BE COMPLETED BY THE FILING DEADLINE. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification GARY L. MATTER (402) 829-7349 - -------------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). Yes [ ] No [X] THE PLAN HAS FAILED TO TIMELY FILE FORMS 11-K FOR THE 1999 and 2000 PLAN YEARS. THE FORM 11-K FOR THE 1999 PLAN YEAR WILL BE FILED NEXT WEEK AND THE FORM 11-K FOR THE 2000 PLAN YEAR WILL BE FILED CONCURRENTLY WITH THE FORM 11-K FOR THE 2001 PLAN YEAR. (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes [ ] No [X] If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. COMMERCIAL FEDERAL 401(K) PLAN FOR ACQUIRED COMPANIES - -------------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date June 21, 2002 By /s/ Gary L. Matter ------------- -------------------------------------------- Instruction. The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001). GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, DC 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T. EX-99 3 fm12b25ex99-1072june2002.txt EXHIBIT 99 TO FORM 12B-25 Commercial Federal 401(k) Plan for Acquired Companies 13220 California Street Omaha, Nebraska 68154 We have read the Company's explanation of the reason for the filing of Form 12b-25, Notification for Late Filing. We concur that since adequate information has not been provided to us by the Trustee of the Commercial Federal 401(k) Plan for Acquired Companies, the audit of the financial statements cannot be completed by the filing deadline. /s/ Deloitte & Touche LLP Omaha, Nebraska June 20, 2002 -----END PRIVACY-ENHANCED MESSAGE-----