0001654954-23-009573.txt : 20230724 0001654954-23-009573.hdr.sgml : 20230724 20230724155259 ACCESSION NUMBER: 0001654954-23-009573 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230713 FILED AS OF DATE: 20230724 DATE AS OF CHANGE: 20230724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION HOLDINGS USA INC CENTRAL INDEX KEY: 0000744464 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23445 FILM NUMBER: 231105002 BUSINESS ADDRESS: STREET 1: 40 WALL ST STREET 2: C/O JOSEPH S STOUT JR CITY: NEW YORK STATE: NY ZIP: 10003 MAIL ADDRESS: STREET 1: 40 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23445 FILM NUMBER: 231105000 BUSINESS ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 12TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 BUSINESS PHONE: 416-944-6367 MAIL ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 12TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toronto Dominion Investments, Inc. CENTRAL INDEX KEY: 0001344146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23445 FILM NUMBER: 231105003 BUSINESS ADDRESS: STREET 1: 909 FANIN STREET 2: SUITE 1950 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-653-8225 MAIL ADDRESS: STREET 1: 909 FANIN STREET 2: SUITE 1950 CITY: HOUSTON STATE: TX ZIP: 77010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TD GROUP US HOLDINGS LLC CENTRAL INDEX KEY: 0001710914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23445 FILM NUMBER: 231105001 BUSINESS ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 856-470-2275 MAIL ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Enhanced High Yield Municipal Bond Fund CENTRAL INDEX KEY: 0001777482 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Strategic Municipal Credit Fund DATE OF NAME CHANGE: 20200228 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Municipal High Yield & Special Situations Fund DATE OF NAME CHANGE: 20190522 3 1 section16.xml PRIMARY DOCUMENT X0206 3 2023-07-13 0 0001777482 Nuveen Enhanced High Yield Municipal Bond Fund HYIF 0001344146 Toronto Dominion Investments, Inc. 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0000744464 TORONTO DOMINION HOLDINGS USA INC 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0001710914 TD GROUP US HOLDINGS LLC 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 true 0000947263 TORONTO DOMINION BANK TORONTO-DOMINION CENTRE, P.O. BOX 1 TORONTO A6 M5K 1A2 ONTARIO, CANADA true MuniFund Preferred Shares 350 D The 350 MuniFund Preferred Shares ("Shares") reported as acquired in Table I represent Series B Shares of Nuveen Enhanced High Yield Municipal Bond Fund (the "Issuer") beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). The Shares were acquired from the Issuer for a purchase price of $100,000 per share. TDI is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank"). This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares are owned directly by TDI. TDH is the sole owner of TDI and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDI. /s/ Christina Petrou on behalf of Toronto Dominion Investments, Inc. 2023-07-24 /s/ Christina Petrou on behalf of Toronto Dominion Holdings (U.S.A.), Inc. 2023-07-24 /s/ Ryan A. Barry on behalf of TD Group US Holdings LLC 2023-07-24 /s/ Christina Petrou on behalf of The Toronto-Dominion Bank 2023-07-24 EX-99.1 2 td_ex991.htm JOINT FILER AGREEMENT td_ex991
 
Exhibit 99.1
 
 
JOINT FILING AGREEMENT
 
 
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: July 24, 2023
 
TORONTO DOMINION INVESTMENTS, INC.

 

 
 
 
 
 
By: /s/ Christina Petrou
 
 
     Name: Christina Petrou
 
 
     Title: Vice President & Chief Operating Officer
 
 
 
 
 
 
 
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
 
 
 
 
 
 
 
 
By: /s/ Christina Petrou
 
 
    Name: Christina Petrou
 
 
    Title: Vice President & Chief Operating Officer
 
 
 
 
 
 
 
 
TD GROUP US HOLDINGS LLC
 
 
 
 
 
 
 
 
By: /s/ Ryan A. Barry
 
 
    Name: Ryan A. Barry
 
 
    Title: Head of Finance and Accounting
 
 
 
 
 
 
 
 
THE TORONTO-DOMINION BANK
 
 
 
 
 
 
 
 
By: /s/ Christina Petrou
 
 
    Name: Christina Petrou
 
 
    Title: President
 
 
 
 
 
 
 
EX-99.2 3 td_ex992.htm JOINT FILER INFORMATION td_ex992
 
Exhibit 99.2
 
JOINT FILER INFORMATION
 
 
 
Item
 
Information
Name:
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
Address:
 
1 VANDERBILT AVENUE
NEW YORK, NY 10017
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
July 13, 2023
Issuer Name and Ticker or Trading Symbol:
 
 
NUVEEN ENHANCED HIGH YIELD MUNICIPAL BOND FUND (HYIF)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
 
 
By: /s/  Christina Petrou                                                     
Name: Christina Petrou
Title: Vice President & Chief Operating Officer
 
 
 
 
 
 
Item
 
Information
Name:
 
TD GROUP US HOLDINGS LLC
Address:
 
 
251 LITTLE FALLS DRIVE
WILMINGTON, DE 19808
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
July 13, 2023
Issuer Name and Ticker or Trading Symbol:
 
 
NUVEEN ENHANCED HIGH YIELD MUNICIPAL BOND FUND (HYIF)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
TD GROUP US HOLDINGS LLC
 
 
By: /s/ Ryan A. Barry                                                      
Name: Ryan A. Barry
Title: Head of Finance and Accounting
 
 
 
 
 
Item
 
Information
Name:
 
THE TORONTO-DOMINION BANK
Address:
 
 
TORONTO-DOMINION CENTRE
P.O. BOX 1
TORONTO, ONTARIO, CANADA M5K 1A2
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
July 13, 2023
Issuer Name and Ticker or Trading Symbol:
 
 
NUVEEN ENHANCED HIGH YIELD MUNICIPAL BOND FUND (HYIF)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
THE TORONTO-DOMINION BANK
 
 
By: /s/ Christina Petrou                                                      
Name: Christina Petrou
Title: Vice President