0001654954-23-009397.txt : 20230719 0001654954-23-009397.hdr.sgml : 20230719 20230719150617 ACCESSION NUMBER: 0001654954-23-009397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230717 FILED AS OF DATE: 20230719 DATE AS OF CHANGE: 20230719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION HOLDINGS USA INC CENTRAL INDEX KEY: 0000744464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06362 FILM NUMBER: 231096519 BUSINESS ADDRESS: STREET 1: 40 WALL ST STREET 2: C/O JOSEPH S STOUT JR CITY: NEW YORK STATE: NY ZIP: 10003 MAIL ADDRESS: STREET 1: 40 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06362 FILM NUMBER: 231096517 BUSINESS ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 12TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 BUSINESS PHONE: 416-944-6367 MAIL ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 12TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TD GROUP US HOLDINGS LLC CENTRAL INDEX KEY: 0001710914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06362 FILM NUMBER: 231096518 BUSINESS ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 856-470-2275 MAIL ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toronto Dominion Investments, Inc. CENTRAL INDEX KEY: 0001344146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06362 FILM NUMBER: 231096520 BUSINESS ADDRESS: STREET 1: 909 FANIN STREET 2: SUITE 1950 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-653-8225 MAIL ADDRESS: STREET 1: 909 FANIN STREET 2: SUITE 1950 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Municipal Trust CENTRAL INDEX KEY: 0000877463 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 363779776 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 1331 SPRING STREET N.W. STREET 2: SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1331 SPRING STREET N.W. STREET 2: SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Van Kampen Municipal Trust DATE OF NAME CHANGE: 20100601 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MUNICIPAL TRUST DATE OF NAME CHANGE: 19981006 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL MUNICIPAL TRUST DATE OF NAME CHANGE: 19960102 4 1 section16.xml PRIMARY DOCUMENT X0508 4 2023-07-17 0000877463 Invesco Municipal Trust VKQ 0001344146 Toronto Dominion Investments, Inc. 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0000744464 TORONTO DOMINION HOLDINGS USA INC 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0001710914 TD GROUP US HOLDINGS LLC 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 true 0000947263 TORONTO DOMINION BANK TORONTO-DOMINION CENTRE, P.O. BOX 1 TORONTO A6 M5K 1A2 ONTARIO, CANADA true false Variable Rate Muni Term Preferred Shares 2023-07-17 4 J false 200 D 2428 D The 200 Variable Rate Muni Term Preferred Shares reported as disposed of in Table I represent Variable Rate Muni Term Preferred Shares of the Issuer (the "VMTP Shares") that were beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,181.7534 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $100,181.7534 per share). TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank"). This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The VMTP Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the VMTP Shares by virtue of their ownership of TDI. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information /s/ Christina Petrou on behalf of Toronto Dominion Investments, Inc. 2023-07-19 /s/ Christina Petrou on behalf of Toronto Dominion Holdings (U.S.A.), Inc. 2023-07-19 /s/ Ryan A. Barry on behalf of TD Group US Holdings LLC 2023-07-19 /s/ Christina Petrou on behalf of The Toronto-Dominion Bank 2023-07-19 EX-99.1 2 ex991.htm JOINT FILING AGREEMENT Untitled Document
 
 
Exhibit 99.1
 
JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: July 19, 2023
 
TORONTO DOMINION INVESTMENTS, INC.
 
 
 
 
 
 
 
 
By: /s/ Christina Petrou
 
 
      Name: Christina Petrou
 
 
      Title: Vice President & Chief Operating Officer
 
 
 
 
 
 
 
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
 
 
 
 
 
 
 
 
By: /s/ Christina Petrou
 
 
      Name: Christina Petrou
      Title:Vice President & Chief Operating Officer
 
 
 
TD GROUP US HOLDINGS LLC
 
 
By: /s/ Ryan A. Barry
      Name: Ryan A. Barry
      Title: Head of Finance and Accounting
 
 
 
THE TORONTO-DOMINION BANK
 
 
By: /s/ Christina Petrou
      Name: Christina Petrou
      Title: Vice President
 
 
 
 
 
 
 
 
 EX-99.2 3 ex992.htm JOINT FILER INFORMATION Untitled Document
 
 
Exhibit 99.2
 
JOINT FILER INFORMATION
  
Item
 
Information
Name:
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
Address:
 
1 VANDERBILT AVENUE
NEW YORK, NY 10017
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
July 17, 2023
Issuer Name and Ticker or Trading Symbol:
 
 
Invesco Municipal Trust (VKQ)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
 
 
By: /s/ Christina Petrou
Name: Christina Petrou
Title: Vice President & Chief Operating Officer
Date: July 19, 2023
 
 
 
 
Item
 
Information
Name:
 
TD GROUP US HOLDINGS LLC
Address:
 
 
251 LITTLE FALLS DRIVE
WILMINGTON, DE 19808
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
July 17, 2023
Issuer Name and Ticker or Trading Symbol:
 
 
Invesco Municipal Trust (VKQ)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
TD GROUP US HOLDINGS LLC
 
 
By: /s/ Ryan A. Barry
Name: Ryan A. Barry
Title: Head of Finance and Accounting
Date: July 19, 2023
 
 
 
 
Item
 
Information
Name:
 
THE TORONTO-DOMINION BANK
Address:
 
 
TORONTO-DOMINION CENTRE
P.O. BOX 1
TORONTO, ONTARIO, CANADA M5K 1A2
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
July 17, 2023
Issuer Name and Ticker or Trading Symbol:
 
 
Invesco Municipal Trust (VKQ)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
THE TORONTO-DOMINION BANK
 
 
By: /s/ Christina Petrou
Name: Christina Petrou
Title: Vice President
Date: July 19, 2023