0001654954-22-008718.txt : 20220624 0001654954-22-008718.hdr.sgml : 20220624 20220624095451 ACCESSION NUMBER: 0001654954-22-008718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220622 FILED AS OF DATE: 20220624 DATE AS OF CHANGE: 20220624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION HOLDINGS USA INC CENTRAL INDEX KEY: 0000744464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06540 FILM NUMBER: 221037604 BUSINESS ADDRESS: STREET 1: 40 WALL ST STREET 2: C/O JOSEPH S STOUT JR CITY: NEW YORK STATE: NY ZIP: 10003 MAIL ADDRESS: STREET 1: 40 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TD SECURITIES (USA) LLC CENTRAL INDEX KEY: 0000803012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06540 FILM NUMBER: 221037605 BUSINESS ADDRESS: STREET 1: ONE VANDERBILT AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-827-6971 MAIL ADDRESS: STREET 1: ONE VANDERBILT AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: TD SECURITIES (USA) INC. DATE OF NAME CHANGE: 20041124 FORMER NAME: FORMER CONFORMED NAME: TD SECURITIES (USA) LLC DATE OF NAME CHANGE: 20041104 FORMER NAME: FORMER CONFORMED NAME: TD SECURITIES (USA) INC. DATE OF NAME CHANGE: 20020215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TD GROUP US HOLDINGS LLC CENTRAL INDEX KEY: 0001710914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06540 FILM NUMBER: 221037603 BUSINESS ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 856-470-2275 MAIL ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06540 FILM NUMBER: 221037602 BUSINESS ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 15TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 BUSINESS PHONE: 416-944-6367 MAIL ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 15TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK MUNIYIELD QUALITY FUND III, INC. CENTRAL INDEX KEY: 0000883412 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 223165131 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800-441-7762 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: BLACKROCK MUNIYIELD QUALITY FUND III, INC DATE OF NAME CHANGE: 20101109 FORMER COMPANY: FORMER CONFORMED NAME: BLACKROCK MUNIYIELD INSURED FUND, INC DATE OF NAME CHANGE: 20070612 FORMER COMPANY: FORMER CONFORMED NAME: MUNIYIELD INSURED FUND INC DATE OF NAME CHANGE: 19920717 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2022-06-22 true 0000883412 BLACKROCK MUNIYIELD QUALITY FUND III, INC. MYI 0000803012 TD SECURITIES (USA) LLC ONE VANDERBILT AVENUE NEW YORK NY 10017 true 0000744464 TORONTO DOMINION HOLDINGS USA INC 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0001710914 TD GROUP US HOLDINGS LLC 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 true 0000947263 TORONTO DOMINION BANK TORONTO-DOMINION CENTRE, P.O. BOX 1 TORONTO, ONTARIO A6 M5K 1A2 ONTARIO, CANADA true MuniFund Preferred Shares 2022-06-22 4 S false 1760 D 0 D The 1,760 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,760 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank"). This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information /s/ Christina Petrou on Behalf of TD SECURITIES (USA) LLC 2022-06-24 /s/ Christina Petrou on behalf of Toronto Dominion Holdings (U.S.A.), Inc. 2022-06-24 /s/ Cody Botnick on behalf of TD Group US Holdings LLC. 2022-06-24 /s/ Christina Petrou on behalf of The Toronto-Dominion Bank 2022-06-24 EX-99.1 2 ex991.htm JOINT FILING AGREEMENT Untitled Document
 
 
Exhibit 99.1
 
JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: 6.24.2022
 
TD SECURITIES (USA) LLC
 
 
 
 
 
 
 
 
By: /s/ Christina Petrou
 
 
     Name: Christina Petrou
 
 
     Title: Vice President & Chief Operating Officer
 
 
 
 
 
 
 
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
 
 
 
 
 
By: /s/ Christina Petrou
 
 
     Name: Christina Petrou
     Title: Vice President & Chief Operating Officer
 
 
 
TD GROUP US HOLDINGS LLC
 
 
By: /s/ Cody Botnick
   Name: Cody Botnick
   Title: Assistant Secretary
 
 
 
THE TORONTO-DOMINION BANK
 
 
By: /s/ Christina Petrou
   Name: Christina Petrou
   Title: Vice President
 
 
 
 
 EX-99.2 3 ex992.htm JOINT FILER INFORMATION Untitled Document
 
 
Exhibit 99.2
 
JOINT FILER INFORMATION
  
Item
 
Information
Name:
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
Address:
 
1 VANDERBILT AVENUE
NEW YORK, NY 10017
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
June 22, 2022
Issuer Name and Ticker or Trading Symbol:
 
 
BLACKROCK MUNIYIELD QUALITY FUND III, INC. (MYI)
 
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
 
 
By:            /s/ Christina Petrou
Name: Christina Petrou
Title: Vice President & Chief Operating Officer
 
 
 
 
Item
 
Information
Name:
 
TD GROUP US HOLDINGS LLC
Address:
 
 
251 LITTLE FALLS DRIVE
WELLINGTON, DE 19808
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
June 22, 2022
Issuer Name and Ticker or Trading Symbol:
 
 
BLACKROCK MUNIYIELD QUALITY FUND III, INC. (MYI)
 
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
TD GROUP US HOLDINGS LLC
 
 
By:            /s/Cody Botnick
Name: Cody Botnick
Title: Assistant Secretary
 
Internal
 
 
 
Item
 
Information
Name:
 
THE TORONTO-DOMINION BANK
Address:
 
 
TORONTO-DOMINION CENTRE
P.O. BOX 1
TORONTO, ONTARIO, CANADA M5K 1A2
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
June 22, 2022
Issuer Name and Ticker or Trading Symbol:
 
 
BLACKROCK MUNIYIELD QUALITY FUND III, INC. (MYI)
 
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
THE TORONTO-DOMINION BANK
 
 
By:            /s/Christina Petrou
Name: Christina Petrou
Title: Vice President