0001763113-20-000003.txt : 20200618 0001763113-20-000003.hdr.sgml : 20200618 20200618181434 ACCESSION NUMBER: 0001763113-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200618 DATE AS OF CHANGE: 20200618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montgomery William W CENTRAL INDEX KEY: 0001763113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 20973770 MAIL ADDRESS: STREET 1: 34211 SEAVEY LOOP RD. CITY: EUGENE STATE: OR ZIP: 97405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-18 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001763113 Montgomery William W 34211 SEAVEY LOOP RD. EUGENE OR 97405 0 0 0 1 5% owner Applied DNA Sciences Inc. Common Stock 2020-06-18 4 P 0 40000 5.25 A 215000 D Applied DNA Sciences Inc. 5 year warrant 5.25 2020-06-18 4 P 0 40000 2.5 D 2019-11-15 2024-11-15 Applied DNA Sciences Inc. Common Stock 40000 110000 D cash exercise of warrants (see Table II) cash exercise of warrant Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN), my common stock ownership is 4.36% If I exercised my remaining 110,000 warrants, my ownership would be 6.45%. William W. Montgomery 2020-06-18