0001763113-20-000003.txt : 20200618
0001763113-20-000003.hdr.sgml : 20200618
20200618181434
ACCESSION NUMBER: 0001763113-20-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200618
FILED AS OF DATE: 20200618
DATE AS OF CHANGE: 20200618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Montgomery William W
CENTRAL INDEX KEY: 0001763113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36745
FILM NUMBER: 20973770
MAIL ADDRESS:
STREET 1: 34211 SEAVEY LOOP RD.
CITY: EUGENE
STATE: OR
ZIP: 97405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC
CENTRAL INDEX KEY: 0000744452
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 592262718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 50 HEALTH SCIENCES DRIVE
CITY: STONY BROOK
STATE: NY
ZIP: 11790
BUSINESS PHONE: 631-240-8800
MAIL ADDRESS:
STREET 1: 50 HEALTH SCIENCES DRIVE
CITY: STONY BROOK
STATE: NY
ZIP: 11790
FORMER COMPANY:
FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20010504
FORMER COMPANY:
FORMER CONFORMED NAME: DCC ACQUISITION CORP
DATE OF NAME CHANGE: 19990211
FORMER COMPANY:
FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/
DATE OF NAME CHANGE: 19980306
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-06-18
0
0000744452
APPLIED DNA SCIENCES INC
APDN
0001763113
Montgomery William W
34211 SEAVEY LOOP RD.
EUGENE
OR
97405
0
0
0
1
5% owner
Applied DNA Sciences Inc. Common Stock
2020-06-18
4
P
0
40000
5.25
A
215000
D
Applied DNA Sciences Inc. 5 year warrant
5.25
2020-06-18
4
P
0
40000
2.5
D
2019-11-15
2024-11-15
Applied DNA Sciences Inc. Common Stock
40000
110000
D
cash exercise of warrants (see Table II)
cash exercise of warrant
Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN), my common stock ownership is 4.36% If I exercised my remaining 110,000 warrants, my ownership would be 6.45%.
William W. Montgomery
2020-06-18