0001144204-18-053079.txt : 20181009 0001144204-18-053079.hdr.sgml : 20181009 20181009212723 ACCESSION NUMBER: 0001144204-18-053079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20181009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferguson Elizabeth M. CENTRAL INDEX KEY: 0001707145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 181114787 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 tv504574_form4.xml OWNERSHIP DOCUMENT X0306 4 2018-08-31 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001707145 Ferguson Elizabeth M. 50 HEALTH SCIENCES DRIVE STONY BROOK NY 11790 1 0 0 0 Secured Convertible Note 2.5 2018-08-31 4 C 0 10000 D 2018-08-31 2021-08-30 Common Stock 4000 10000 D The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. /s/ Beth Jantzen Attorney-in-Fact 2018-10-09