0001144204-18-047569.txt : 20180831 0001144204-18-047569.hdr.sgml : 20180831 20180831160402 ACCESSION NUMBER: 0001144204-18-047569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180710 FILED AS OF DATE: 20180831 DATE AS OF CHANGE: 20180831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayward James A CENTRAL INDEX KEY: 0001357784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 181050154 MAIL ADDRESS: STREET 1: C/O 25 HEALTH SCIENCES DRIVE STREET 2: SUITE 113 CITY: NEW YORK STATE: NY ZIP: 11790 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 tv502094_4.xml FORM 4 X0306 4 2018-07-10 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001357784 Hayward James A 50 HEALTH SCIENCES DRIVE STONY BROOK NY 11790 1 1 1 0 Chairman, CEO and President Stock Option (right to buy) 3.51 2018-07-10 4 D 0 666667 0 D 2018-07-10 Common Stock 666667 0 D Stock Option (right to buy) 3.51 2018-07-10 4 A 0 666667 0 A 2018-07-10 2021-07-10 Common Stock 666667 666667 D Stock Option (right to buy) 1.19 2018-08-29 4 A 0 250000 0 A 2018-08-29 2028-08-28 Common Stock 250000 250000 D The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant. /s/ Beth Jantzen, Attorney-in-Fact 2018-08-31