-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTG8VGwcfHh0GOrjc5XRhXlzOgQvahXofUbfsi45sV7liah0E81xYiM9apJnGL+9 46DJg4lCuRYGSLFsYH/JkA== 0000743532-03-000059.txt : 20030910 0000743532-03-000059.hdr.sgml : 20030910 20030910124217 ACCESSION NUMBER: 0000743532-03-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030909 FILED AS OF DATE: 20030910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCOLLUM J TERRY CENTRAL INDEX KEY: 0001207673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11773 FILM NUMBER: 03889448 BUSINESS ADDRESS: STREET 1: C/O ALFA CORP STREET 2: P O BOX 11000 CITY: MONTGOMERY STATE: AL ZIP: 36191-001 BUSINESS PHONE: 3346134614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALFA CORP CENTRAL INDEX KEY: 0000743532 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 630838024 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2108 E SOUTH BLVD STREET 2: PO BOX 11000 CITY: MONTGOMERY STATE: AL ZIP: 36191-0001 BUSINESS PHONE: 3342883900 MAIL ADDRESS: STREET 1: P O BOX 11000 CITY: MONTGOMERY STATE: AL ZIP: 36191-0001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED GUARANTY CORP DATE OF NAME CHANGE: 19870505 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-09 0 0000743532 ALFA CORP Alfa 0001207673 MCCOLLUM J TERRY 0 1 0 0 Sr. V.P., Claims Common Stock 2003-09-09 2003-09-10 4 M 0 5000 5.75 A 139935 D Common Stock 2003-09-09 2003-09-10 4 M 0 5000 5.75 A 144935 D Common Stock 2003-09-09 2003-09-10 4 M 0 5000 6.13 A 149935 D Common Stock 2003-09-09 2003-09-10 4 M 0 5000 6 A 154.935 D Common Stock 11.5 2003-09-09 2003-09-10 4 M 0 5000 5.75 D 1995-03-28 2004-03-27 Incentive Stock Option 5000 0 D Common Stock 11.5 2003-09-09 2003-09-10 4 M 0 5000 5.75 D 1996-03-27 2005-03-26 Incentive Stock Options 5000 0 D Common Stock 12.25 2003-09-09 2003-09-10 4 M 0 5000 6.13 D 1997-04-18 2006-04-18 Incentive Stock Options 5000 0 D Common Stock 12 2003-09-09 2003-09-10 4 M 0 5000 6 D 1998-02-18 2007-02-18 Incentive Stock Options 5000 0 D Mr. McCollum is buying and holding these 5,000 shares from his ISO's which were granted in March of 1994. Mr. McCollum is buying and holding these 5,000 shares from his ISO's which were granted in March of 1995. $11.50 is the price at which the options were granted, however the stock split on June 17, 2002 and Mr. McCollum was able to exercise them at $5.75. $12.25 is the price at which the options were granted, however the stock split on June 17, 2002 and Mr. McCollum was able to exercise them at $6.13. Mr. McCollum is buying and holding these 5000 shares from his ISO's which were granted in April of 1996. Mr. McCollum is buying and holding these 5000 shares from his ISO's which were granted in February of 1997. $12.00 is the price at which the options were granted, however the stock split on June 17, 2002 and Mr. McCollum was able to exercise them at $6.00. These 154,935 shares represent Mr. McCollum's direct number. Beneficial holdings reflected on this report include changes in the reporting Mr.McCollum's holdings of securities resulting from participation in the issuer's qualified employee stock plan since the last filing of a report disclosing transactions related to such participation. James T. McCollum 2003-09-10 -----END PRIVACY-ENHANCED MESSAGE-----