-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtyRGUuNSiMQQaeUmpP0tRoInZ26GvjLA5yLap14p1TawtRZq3eLKAa8so+lsOaW 7XsNFzGkGU5czw8nbhuF5g== 0000743532-03-000035.txt : 20030723 0000743532-03-000035.hdr.sgml : 20030723 20030611100400 ACCESSION NUMBER: 0000743532-03-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030610 FILED AS OF DATE: 20030611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS C LEE III CENTRAL INDEX KEY: 0001207652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11773 FILM NUMBER: 03739901 BUSINESS ADDRESS: STREET 1: C/O ALFA CORP STREET 2: P O BOX 11000 CITY: MONTGOMERY STATE: AL ZIP: 36191-001 BUSINESS PHONE: 3346134614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALFA CORP CENTRAL INDEX KEY: 0000743532 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 630838024 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2108 E SOUTH BLVD STREET 2: PO BOX 11000 CITY: MONTGOMERY STATE: AL ZIP: 36191-0001 BUSINESS PHONE: 3342883900 MAIL ADDRESS: STREET 1: P O BOX 11000 CITY: MONTGOMERY STATE: AL ZIP: 36191-0001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED GUARANTY CORP DATE OF NAME CHANGE: 19870505 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-06-10 0 0000743532 ALFA CORP Alfa 0001207652 ELLIS C LEE III 1 1 0 0 Executive V P Operations Common Stock 2003-06-10 2003-06-15 4 A 0 100 4.7 A 104147 D Common Stock 2003-06-10 2003-06-15 4 A 0 100 12.72 D 104047 D Common Stock 4.7 2003-06-10 2003-06-15 4 A 0 100 4.7 D 1994-10-25 2003-10-24 Non-Qualified Stock Options 100 9456 D These 100 shares were exercised at $4.70. The remaining 9,456 stock options will expire 10-24-2003. These 100 shares were part of the stock options granted on 10-24-1993. Exercise price is $4.70. Mr. Ellis sold these shares on the same day for $12.72. Before the sale, Mr. Ellis beneficially owned 104,147 shares. These 104,047 shares are directly owned by Mr. Ellis. C. Lee Ellis 2003-06-11 -----END PRIVACY-ENHANCED MESSAGE-----