0001415889-20-001076.txt : 20200427 0001415889-20-001076.hdr.sgml : 20200427 20200427200032 ACCESSION NUMBER: 0001415889-20-001076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200423 FILED AS OF DATE: 20200427 DATE AS OF CHANGE: 20200427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltz Richard B CENTRAL INDEX KEY: 0001619879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 20821858 MAIL ADDRESS: STREET 1: PO BOX 400 STREET 2: 82 MAIN STREET CITY: BAR HARBOR STATE: ME ZIP: 04609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 form4-04272020_080419.xml X0306 4 2020-04-23 0000743367 BAR HARBOR BANKSHARES BHB 0001619879 Maltz Richard B PO BOX 400 82 MAIN STREET BAR HARBOR, MAINE ME 04609 false true false false EVP, COO & CHIEF RISK OFFICER Common stock 2020-04-23 4 M 0 1439 0 A 15282 D Common stock 2020-04-23 4 M 0 551 0 A 15833 D Common stock 2020-04-23 4 M 0 722 0 A 16555 D Common stock 2020-04-23 4 M 0 871 0 A 17426 D Common stock 2020-04-23 4 F 0 1053 16.73 D 16373 D Restricted Stock Units (RSUs) 2017 - 2019 0 2020-04-23 4 M 0 551 0 D 2018-04-23 2020-04-23 Common Stock 551 0 D Restricted Stock Units (RSUs) 2018 - 2020 0 2020-04-23 4 M 0 722 0 D 2019-04-23 2021-04-23 Common Stock 722 722 D Restricted Stock Units (RSUs) 2019 - 2021 0 2020-04-23 4 M 0 871 0 D 2020-04-23 2022-04-23 Common Stock 871 1769 D Represents a grant of restricted stock. Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock awards and restricted stock units. This was not an open market sale of securities. Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. Represents the number of restricted stock units remaining in the 2018-2020 Long Term Incentive Plan for this executive. Represents the number of restricted stock units remaining in the 2019-2021 Long Term Incentive Plan for this executive. /s/ Olivia Erickson, Attorney-in-Fact 2020-04-27