FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ bhb ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/24/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 03/25/2009 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock(1)(2) | 03/24/2009 | M(3) | 300 | A | $15.4 | 400 | D | |||
Common Stock(1)(2) | 03/24/2009 | S | 100 | D | $23.46 | 300 | D | |||
Common Stock(1)(2) | 03/24/2009 | S | 100 | D | $23.45 | 200 | D | |||
Common Stock(1)(2) | 03/24/2009 | S | 100 | D | $22.57 | 100 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option | $15.4 | 03/24/2009 | M(3) | 300 | 06/20/2006 | 06/20/2011 | Common Stock | 10,000 | $0 | 3,125 | D |
Explanation of Responses: |
1. On March 25,2009, the reporting person filed a Form 4 (the "Original Form 4") reporting the exercise of an option on March 24, 2009 to purchase 300 shares of common stock and the sale of those shares in 3 transactions at prices ranging from $22.57 to $23.46. This amendment amends the Original Form 4 to clarify that the reporting person's exercise of the stock option resulted in the acquisition of the underlying shares of common stock. Also on March 25, the reporting person mistakenly filed a second Form 4 (the "Second Form 4") reporting, again, the purchase of 300 shares of common stock, but indicating that the purchase occurred on March 25, 2009. (continued on Footnote 2) |
2. (continued from footnote 1) On April 6, 2009, the reporting person filed an amendment to the Second Form 4 (the "Amendment") to explain that the purchase occurred on March 24, 2009 and was the same acquisition reported earlier on March 24 as an option exercise. This amendment amends only the Original Form 4. As evidence by the filing of the Amendment, the Second Form 4 was filed in error and should be disregarded. |
3. Grant of Incentive Stock Options to acquire 10,000 shares of Bar Harbor Bankshares Common Stock under the Bar Harbor Bankshares (and subsidiaries) Stock Option Plan of 2000. Options become exercisable with respect to 1,480 shares on 6/20/2002 and in 6 annual increments of 1,420 shares eginning on 6/20/2003. These options expire on 6/20/2011. |
Stephen M Leackfeldt | 05/07/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |