-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UnqQ7Su5kuJdM8oitNTzCDRH2DK7EXDVpxACWS1V04lyd65VkCcvKoX0JgLssD5w jgWYHVyetesFpvxMorZBEA== 0000743367-02-000024.txt : 20020414 0000743367-02-000024.hdr.sgml : 20020414 ACCESSION NUMBER: 0000743367-02-000024 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 02548895 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: P O BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: P O BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] DIRECTOR IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: P O BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: P O BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 5 1 sawyer.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person: Marsha C. Sawyer, 120 Oak Point Road, Trenton, ME 04605 2. Issuer Name and Tickler or Trading Symbol: Bar Harbor Bankshares, CUSIP No. 066849100 3. IRS or Social Security Number of Reporting Person (Voluntary): Not provided 4. Statement for Month/Year: December 2001 5. If Amendment, Date of Original: NA 6. Relationship of Reporting Person to Issuer: Officer. Senior Vice President, Human Resources
Table 1: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned Title of Security Tran Date Tran Code Securities Acquired (A) or Disposed of (d) Amount A/D Price Amount of Securit ies Ownersh ip Form Nature of Ownersh ip Bar Harbor Bankshares Common Stock 12 D
Table 1: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned Title of Derivative Security Conver - -sion or Exerci se Price of Deriv- ative Securi ty Trans Date Tra ns Cod e Number of Derivative Securities Acquired (A) or Disposed of (D) Date Exercisable and Expiration Date (Month/Day/ Year) Title and Amount of Underlying Securities Pri ce of Der - - Iva tiv e Sec ur- ity Number of Deriv- ative Securit ies Bene- ficiall y Owned at End of Year Owner- ship of Deriv- ative Secur- ity: Direct or Indire ct Na- ture of In- dire ct own- ersh ip (A) (D) Date Exer- cisable Expira- tion Date Title Amt or Numbe r of Share s Incentive Stock Option 15.40 6/20/01 A 1,480 6/20/02 6/20/12 Bar Harbor Banksha res Common Stock 1,480 * 1,480 D Incentive Stock Option 15.40 6/20/01 A 1,420 6/20/03 6/20/12 Bar Harbor Banksha res Common Stock 1,420 * 1,420 D Incentive Stock Option 15.40 6/20/01 A 1,420 6/20/04 6/20/12 Bar Harbor Banksha res Common Stock 1,420 * 1,420 D Incentive Stock Option 15.40 6/20/01 A 1,420 6/20/05 6/20/12 Bar Harbor Banksha res Common Stock 1,420 * 1,420 D Incentive Stock Option 15.40 6/20/01 A 1,420 6/20/06 6/20/12 Bar Harbor Banksha res Common Stock 1,420 * 1,420 D Incentive Stock Option 15.40 6/20/01 A 1,420 6/20/07 6/20/12 Bar Harbor Banksha res Common Stock 1,420 * 1,420 D Incentive Stock Option 15.40 6/20/01 A 1,420 6/20/08 6/20/12 Bar Harbor Banksha res Common Stock 1,420 * 1,420 D
*Grant of Incentive Stock Options to acquire Bar Harbor Bankshares common stock under Bar Harbor Bankshares (and subsidiaries) Incentive Stock Option Plan of 2000. -----END PRIVACY-ENHANCED MESSAGE-----