5 1 read.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person: Dean S. Read, 4 Old Garden Way, Bar Harbor, ME 04609 2. Issuer Name and Tickler or Trading Symbol: Bar Harbor Bankshares, CUSIP No. 066849100 3. IRS or Social Security Number of Reporting Person (Voluntary): Not provided 4. Statement for Month/Year: December 2001 5. If Amendment, Date of Original: NA 6. Relationship of Reporting Person to Issuer: Director and Officer. President and CEO
Table 1: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned Title of Security Tran Date Tran Code Securities Acquired (A) or Disposed of (d) Amount A/D Price Amount of Securit ies Ownersh ip Form Nature of Ownersh ip Bar Harbor Bankshares Common Stock 1,390 D
Table 1: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned Title of Derivative Security Conver -sion or Exerci se Price of Deriv- ative Securi ty Trans Date Tran s Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date Exercisable and Expiration Date (Month/Day/ Year) Title and Amount of Underlying Securities Pric e of Der- Ivat ive Secu r- ity Number of Deriv- ative Securi ties Bene- ficial ly Owned at End of Year Owner- ship of Deriv- ative Secur- ity: Direct or Indire ct Na- ture of In- dire ct own- ersh ip (A) (D) Date Exer- cisable Expira- tion Date Title Amt or Number of Shares Incentive Stock Option 15.40 6/20/01 A 6,450 6/20/01 6/20/11 Bar Harbor Bankshares Common Stock 6,450 * 6,450 D Incentive Stock Option 15.40 6/20/01 A 6,425 6/20/02 6/20/11 Bar Harbor Bankshares Common Stock 6,425 * 6,425 D Incentive Stock Option 15.40 6/20/01 A 6,425 6/20/03 6/20/11 Bar Harbor Bankshares Common Stock 6,425 * 6,425 D Incentive Stock Option 15.40 6/20/01 A 6,425 6/20/04 6/20/11 Bar Harbor Bankshares Common Stock 6,425 * 6,425 D Incentive Stock Option 15.40 6/20/01 A 6,425 6/20/05 6/20/11 Bar Harbor Bankshares Common Stock 6,425 * 6,425 D Incentive Stock Option 15.40 6/20/01 A 6,425 6/20/06 6/20/11 Bar Harbor Bankshares Common Stock 6,425 * 6,425 D Incentive Stock Option 15.40 6/20/01 A 6,425 6/20/07 6/20/11 Bar Harbor Bankshares Common Stock 6,425 * 6,425 D
*Grant of Incentive Stock Options to acquire Bar Harbor Bankshares common stock under Bar Harbor Bankshares (and subsidiaries) Incentive Stock Option Plan of 2000.