-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I8mL0GWgT2nfx8omETWVucHc0kKR4fGe0vCkcH+G7H8Jssn1stNWA7hLhYMX7LjP xgTFlRu/BMNQw7GGKS0tVQ== 0000016918-04-000055.txt : 20041025 0000016918-04-000055.hdr.sgml : 20041025 20041025192514 ACCESSION NUMBER: 0000016918-04-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040821 FILED AS OF DATE: 20041025 DATE AS OF CHANGE: 20041025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHALONE WINE GROUP LTD CENTRAL INDEX KEY: 0000742685 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 941696731 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 AIRPARK RD CITY: NAPA STATE: CA ZIP: 94558 BUSINESS PHONE: (707) 254-4200 MAIL ADDRESS: STREET 1: 621 AIRPARK ROAD CITY: NAPA STATE: CA ZIP: 94558 FORMER COMPANY: FORMER CONFORMED NAME: CHALONE INC DATE OF NAME CHANGE: 19910603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13406 FILM NUMBER: 041095025 BUSINESS ADDRESS: STREET 1: 370 WOODCLIFF DRIVE, SUITE 300 CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: 585-218-3600 MAIL ADDRESS: STREET 1: 370 WOODCLIFF DRIVE, SUITE 300 CITY: FAIRPORT STATE: NY ZIP: 14450 FORMER NAME: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER NAME: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER NAME: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-21 0000742685 CHALONE WINE GROUP LTD CHLN 0000016918 CONSTELLATION BRANDS, INC. 370 WOODCLIFF DRIVE, SUITE 300 FAIRPORT NY 14450 0 0 0 1 See note (3). Common Stock 2004-08-21 4 C 0 1033363 9.4207 A 6589466 I See note (3). 9% Convertible Subordinated Promissory Notes 9.4207 2004-08-21 4 C 0 1033363 0 D 2004-08-21 Common Stock 1033363 0 I See note (3). The Reporting Person disclaims beneficial ownership of such securities, except to the extent, if any, of the Reporting Person's pecuniary interest therein. See note (3). Based on information provided by another person (the "Other Person"). The Reporting Person has no responsibility for the accuracy or completeness of such information. The Reporting Person does not own any securities of the Issuer, but may be deemed to be a member of a group, within the meaning of Rule 13d-5 under the Securities Exchange Act of 1934, which may be deemed to beneficially own the reported securities. The securities reported in column 5 of Table I and column 7 of Table II are directly owned by the Other Person who may be deemed to be a member of such group. The Reporting Person has a contractual right to receive a portion of the proceeds of the sale of such securities under certain circumstances. Neither the filing of this Form 4 nor any of the information contained herein shall be construed as an admission that the Reporting Person has formed or is a member of any such group, or beneficially owns or has a pecuniary interest in any such securities. See note (1). Based on information provided by the Other Person, $11,000,000 aggregate principal amount of 9% convertible subordinated promissory notes of the Issuer (the "Notes") held by the Other Person were automatically converted upon maturity to 1,033,363 shares of the Issuer's common stock. Based on information provided by the Other Person, the Notes were automatically convertible on 08/21/04 unless converted earlier at the option of the holder upon a change of control of the Issuer. Richard Sands, Chairman and Chief Executive Officer, ON BEHALF OF CONSTELLATION BRANDS, INC. 2004-10-25 -----END PRIVACY-ENHANCED MESSAGE-----