-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FMTTY4VLnSuQvQeNAoeCJoQra4THZ8jeugmQOn0N9rCmnFAttglTqBc2isq1E6mX zQuSOsDtTIAhwBu+/TcEWA== 0000950152-07-000438.txt : 20070124 0000950152-07-000438.hdr.sgml : 20070124 20070124131843 ACCESSION NUMBER: 0000950152-07-000438 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070124 DATE AS OF CHANGE: 20070124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FRANKLIN CORP CENTRAL INDEX KEY: 0000742161 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 311221029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39273 FILM NUMBER: 07549066 BUSINESS ADDRESS: STREET 1: 4750 ASHWOOD DR STREET 2: FRANKLIN SAVINGS CITY: CINCINNATI STATE: OH ZIP: 45241 BUSINESS PHONE: 5134695325 MAIL ADDRESS: STREET 1: 4750 ASHWOOD DR CITY: CINCINNATI STATE: OH ZIP: 45241 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINAN RICHARD H CENTRAL INDEX KEY: 0001210173 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O FRANKLIN SAVINGS & LOAN STREET 2: 4750 ASHWOOD DRIVE CITY: CINCINNATI STATE: OH ZIP: 45241 BUSINESS PHONE: 5134698000 SC 13G/A 1 l24195asc13gza.htm FIRST FRANKLIN CORP/RICHARD H. FINAN SC 13G/A First Franklin Corp/Richard H. Finan SC 13G/A
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

First Franklin Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
320272 10 7
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 

 

                     
CUSIP No.
  
320272 10 7 
13G

 

           
1   NAMES OF REPORTING PERSONS:
Richard H. Finan
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   48,174
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   37,500
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   48,174
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    37,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  85,674
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.1%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

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Item 1(a). Name of Issuer:
First Franklin Corporation
Item 1(b). Address of Issuer’s Principal Executive Offices:
4750 Ashwood Drive
Cincinnati, Ohio 45241
Item 2(a). Name of Person Filing:
Richard H. Finan
Item 2(b). Address of Principal Business Office or, if none, Residence:
3457 Sherbrooke Drive
Cincinnati, Ohio 45241
Item 2(c). Citizenship:
United States
Item 2(d). Title and Class of Securities:
Common Stock
Item 2(e). CUSIP Number
320272 10 7
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
         
 
        
(a)
  [     ]   Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o).
 
        
(b)
  [     ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
        
(c)
  [     ]   Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
        
(d)
  [     ]   Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

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(e)
  [     ]   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
 
        
(f)
  [     ]   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
 
        
(g)
  [     ]   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
 
        
(h)
  [     ]   A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
        
(i)
  [     ]   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
 
        
(j)
  [     ]   A group, in accordance with § 240.13d-1(b)(1)(ii)(J).
Item 4. Ownership:
         
(a)   Amount Beneficially Owned:
 
        
    85,674
 
        
(b)   Percent of Class:
 
        
    5.1%
 
        
 
        
(c)   Number of shares as to which such person has:
 
        
    (i) sole power to vote or to direct the vote: 48,174
 
        
    (ii) shared power to vote or to direct the vote: 37,500
 
        
    (iii) sole power to dispose or to direct the disposition of: 48,174
 
        
    (iv) shared power to dispose or to direct the disposition of: 37,500
Mr. Finan has sole voting and dispositive power over 45,174 shares he owns directly and 3,000 shares subject to vested stock options that he holds. Mr. Finan has shared voting and dispositive power over 37,500 shares held by his spouse.
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable

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Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
Not applicable
Item 8. Identification and Classification of Members of the Group:
Not applicable
Item 9. Notice of Dissolution of Group:
Not applicable
Item 10. Certification:
Not applicable

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SIGNATURE
     After reasonable inquiry and to be best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
January 22, 2007
 
Date
  /s/ Richard H. Finan
 
Richard H. Finan

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