-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qr4EW8qeF8dRpgEi1S4yux4fpTYvG0jQkPSfDgqQo4bdAyWyFNopwyizXjbdVJQa B9ggbvSSrli2Z0x+LIGHSg== 0000741565-00-000001.txt : 20000229 0000741565-00-000001.hdr.sgml : 20000229 ACCESSION NUMBER: 0000741565-00-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD CAPITAL APPRECIATION HLS FUND INC CENTRAL INDEX KEY: 0000741565 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 222481744 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-04005 FILM NUMBER: 555891 BUSINESS ADDRESS: STREET 1: P O BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 BUSINESS PHONE: 2038438214 MAIL ADDRESS: STREET 1: 200 HOPMEADOW ST CITY: SIMSBURY STATE: CT ZIP: 06089 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD CAPITAL APPRECIATION FUND INC DATE OF NAME CHANGE: 19960423 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD AGGRESSIVE GROWTH FUND INC /CT/ DATE OF NAME CHANGE: 19940428 FORMER COMPANY: FORMER CONFORMED NAME: HVA AGGRESSIVE GROWTH FUND INC/MA/ DATE OF NAME CHANGE: 19920703 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/99 000 C000000 0000741565 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 HARTFORD CAPITAL APPRECIATION HLS FUND, INC. 001 B000000 811-4005 001 C000000 8608436394 002 A000000 P.O. 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X000000 15 074 Y000000 0 075 A000000 0 075 B000000 6459766 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 Q010000 Y 080 A000000 TRAVELERS CASUALTY AND SURETY COMPANY 080 C000000 28000 081 A000000 Y 081 B000000 33 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE GEORGE R. JAY TITLE CONTROLLER EX-27.01 2
6 0000741565 HARTFORD CAPITAL APPRECIATION HLS FUND, INC. 001 HARTFORD CAPTIAL APPRECIATION HLS FUND, INC. CLASS A 1 U.S. DOLLARS YEAR DEC-31-1999 JAN-01-1999 DEC-31-1999 1 5,642,841,306 7,794,519,108 259,552,201 0 0 8,054,071,309 67,944,868 0 130,064 68,074,932 0 4,567,089,559 1,306,398,126 1,220,294,461 4,106,096 0 1,264,089,427 0 2,150,711,295 7,985,996,377 58,902,973 13,550,384 0 42,862,804 29,590,553 1,275,672,031 843,016,317 2,148,278,901 0 24,013,346 373,170,325 0 217,404,748 218,690,362 87,389,279 2,172,574,765 61,286 362,269,435 0 0 28,279,376 0 42,894,583 6,447,542,285 4.759 0.023 1.643 (0.018) (0.312) 0.000 6.095 0.66

EX-27.02 3
6 0000741565 HARTFORD CAPITAL APPRECIATION HLS FUND, INC. 002 HARTFORD CAPITAL APPRECIATION HLS FUND, INC. CLASS B 1 U.S. DOLLARS YEAR DEC-31-1999 JAN-01-1999 DEC-31-1999 1 5,642,841,306 7,794,519,108 259,552,201 0 0 8,054,071,309 67,944,868 0 130,064 68,074,932 0 4,567,089,559 3,770,415 5,987,114 4,106,096 0 1,264,089,427 0 2,150,711,295 7,985,996,377 58,902,973 13,550,384 0 42,862,804 29,590,553 1,275,672,031 843,016,317 2,148,278,907 0 47,938 2,166,173 0 2,434,908 80,356 492,766 2,172,574,765 61,286 362,269,435 0 0 28,279,376 0 42,894,583 12,224,205 6.437 0.150 1.503 (0.013) (1.979) 0.000 6.098 0.84

EX-99.77B 4 To the Shareholders and Board of Directors of Hartford Capital Appreciation HLS Fund, Inc.: In planning and performing our audit of the financial statements of Hartford Capital Appreciation HLS Fund, Inc. (the Fund) for the year ended December 31, 1999, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 1999. This report is intended solely for the information and use of management, the Board of Directors and the Securities and Exchange Commission. Hartford, Connecticut ARTHUR ANDERSEN LLP February 14, 2000 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~