-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjmLEHUFnZMQeJMUAeNEMXLghfjbr2HsyQwGUV4BDIp7FwvYhZ/+MOakxpsQzbkE K2UOFf3R4agSIdf627i3gQ== 0001158957-02-000309.txt : 20021114 0001158957-02-000309.hdr.sgml : 20021114 20021114160623 ACCESSION NUMBER: 0001158957-02-000309 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020930 ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED SECURITY SYSTEMS INC CENTRAL INDEX KEY: 0000741114 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 752422983 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11900 FILM NUMBER: 02825195 BUSINESS ADDRESS: STREET 1: 8200 SPRINGWOOD DR STE 230 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 9724448280 MAIL ADDRESS: STREET 1: 8200 SPRINGWOOD DR SUITE 230 CITY: IRVING STATE: TX ZIP: 75063 8-K 1 form8kcert10qsb093002.txt INTEGRATED SECURITY SYSTEMS, INC. 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2002 Integrated Security Systems, Inc. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 1-11900 75-2422983 ---------------------------- ------------------------ ------------------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification No.) 8200 Springwood Drive, Suite 230, Irving, Texas 75063 ----------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (972) 444-8280 (Former name or former address, if changed since last report.) Item 9. Regulation FD Disclosure. Attached as Exhibit 99.1 is the certification of C. A. Rundell, Jr., our Chief Executive Officer and Principal Executive and Financial Officer, under Section 906 of the Sarbanes-Oxley Act of 2002; and attached as Exhibit 99.2 is the certification of Richard B. Powell, our Vice President, Chief Accounting Officer, Secretary and Principal Accounting Officer, under Section 906 of the Sarbanes-Oxley Act of 2002 (collectively, the "Certifications"). The Certifications accompanied the filing of our Quarterly Report on Form 10-QSB for the quarter ended September 30, 2002 on November 14, 2002, as correspondence to the Securities and Exchange Commission. * * * * * 2 Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Integrated Security Systems, Inc. (Registrant) November 14, 2002 /S/ C. A. RUNDELL, JR. ----------------- ---------------------------------------- (Date) C. A. Rundell, Jr. Chief Executive Officer and Principal Executive and Financial Officer 3 Exhibit Index Exhibit Number Description ---------------- -------------------------------------------------------------- 99.1 Certification of C. A. Rundell, Jr., Chief Executive Officer and Principal Executive and Financial Officer, dated November 14, 2002, relating to Integrated Security Systems, Inc.'s Quarterly Report on Form 10-QSB for the quarter ended September 30, 2002. ---------------- -------------------------------------------------------------- 99.2 Certification of Richard B. Powell, Vice President, Chief Accounting Officer, Secretary and Principal Accounting Officer, dated November 14, 2002, relating to Integrated Security Systems, Inc.'s Quarterly Report on Form 10-QSB for the quarter ended September 30, 2002. 4 EX-99 3 exhibit99-18kcert093002.txt EXHIBIT 99.1 CEO CERTIFICATION Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Integrated Security Systems, Inc. (the "Company") on Form 10-QSB for the quarter ended September 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, C. A. Rundell, Jr., Chief Executive Officer and Principal Executive and Financial Officer of the Company, certify, pursuant to 18 U.S.C.ss. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as applicable; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. /S/ C. A. RUNDELL, JR. --------------------------- C. A. Rundell, Jr. Chief Executive Officer and Principal Executive and Financial Officer Dated: November 14, 2002 EX-99 4 exhibit99-28kcert093002.txt EXHIBIT 99.2 CAO CERTIFICATION Exhibit 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Integrated Security Systems, Inc. (the "Company") on Form 10-QSB for the quarter ended September 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Richard B. Powell, Vice President, Chief Accounting Officer, Secretary and Principal Accounting Officer of the Company, certify, pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as applicable; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. /S/ RICHARD B. POWELL ------------------------ Richard B. Powell Vice President, Chief Accounting Officer, Secretary and Principal Accounting Officer Dated: November 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----