4/A 1 izzy-form4dec01.txt DECEMBER AMENDMENT
---------------- ---------------------------- FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL ---------------- Washington, D.C. 20549 ---------------------------- OMB Number: 3235-0287 / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Expires: September 30, 1998 longer subject to Estimated Average burden Section 16, Form 4 or hours per response.......0.5 Form 5 obligations ---------------------------- may continue. See Instruction 1 (b) (Print or Type Responses) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30 (f) of the Investment Company Act of 1940 ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Resorting 2. Issuer Name and Ticker Trading Symbol 3. Relationship of Reporting Person(s) Person* to Issuer (Check all applicable) Renaissance Capital Growth Integrated Security Systems, Inc. (IZZI) ___ Director _X_ 10% Owner & Income Trust PLC ___ Officer ___ Other (Specify (give below) title below ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social 4. Statement for Security Number Month/Year of Reporting Person (Voluntary) December 2001 ------------------------------------------------------------------------------------------------------------------------------------ 8080 N. Central Expressway Suite 210 LB-59 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ (Street) 5. If Amendment 7. Individual or Joint/Group Date of Original Filing (check applicable line) 75-2533518 (Month/Year) Dallas TX 75206-1857 _X_ Form filed by One Reporting Person ____ Form filed by More than One November 1998 Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I -- Non - Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Type of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action (A) or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/ (Instr. 8) Owned at Direct Owner- Date/ End of Month (D) or Ship Year) (Instr. 3 Indirect (I) (Instr. 4) and 4) (Instr.4) ------------------------------------------------------------------------------------------------------------------------------------ (A) Code V Amount or Price (D) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 406,722 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ REMARKS: Renaissance Capital Growth & Income Trust PLC is the beneficial owner of more than 10% of Company's common stock on a fully converted basis. The Investment Advisor is Renaissance Capital Group, Inc., which is also Investment Manager for Renaissance US Growth and Income Fund III, Inc. Renaissance US Growth and Income Fund III, Inc. also owns securities of Integrated Security Systems, Inc. ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line each class of securities beneficially owned directly or indirectly. (Over) ------------------------------------------------------------------------------------------------------------------------------------ * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1474 (7-96) ------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------ FORM 4 (continued) Table II --- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g..puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Deriva- 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and 8. Price of tive Security sion or action action Derivative cisable Amount of Deriv- (Instr. 3) Exercise Date Code Securities and Underlying ative Price of (Instr. Acquired Expiration Securities Secur- Deri- Month/ 8) (A) or Date (Instr. 3 ity vative Date/ Disposed (Month/Day/ and 4) (Instr. Security Year) of (D) Year) 5) (Instr. 3, 4 and 5) ------------------------------------------------------------------------------------------------------------------------------------ Date Expira- Amount Exer- tion Title or Number cisable Date of Shares ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) ------------------------------------------------------------------------------------------------------------------------------------ Warrants $1.75 ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.80 ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.80 ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.549 ------------------------------------------------------------------------------------------------------------------------------------ $150,000 Series D Preferred $0.80 Stock ------------------------------------------------------------------------------------------------------------------------------------ Warrants $1.00 ------------------------------------------------------------------------------------------------------------------------------------ Series F Cumulative Preferred Stock $0.20 ------------------------------------------------------------------------------------------------------------------------------------ Series G Cumulative Preferred Stock $0.20 ------------------------------------------------------------------------------------------------------------------------------------ Warrants 625,000 $0.20 ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.20 11/09/01 P 125,000 Immed 11/09/06 Common 125,000 $02.0 ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.20 11/16/01 P 125,000 Immed 11/16/06 Common 125,000 $0.20 ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.20 12/27/01 P 125,000 Immed 12/27/06 Common 125,000 $0.20 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of derivative Form of Indirect Securities Derivative Beneficial Beneficilly Security: Ownership Owned Direct (D) (Instr.4) at End of or Indirect Month (I) (Instr.4) (Instr.4) ------------------------------------------------------------------------------------------------------------------------------------ 12,500 D ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D ------------------------------------------------------------------------------------------------------------------------------------ 181,818 D ------------------------------------------------------------------------------------------------------------------------------------ 364,299 D ------------------------------------------------------------------------------------------------------------------------------------ 187,500 D ------------------------------------------------------------------------------------------------------------------------------------ 2,714,945 D ------------------------------------------------------------------------------------------------------------------------------------ 17,504,125 D ------------------------------------------------------------------------------------------------------------------------------------ 625,000 ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: Renaissance US Growth and Income Trust PLC is the beneficial owner of more than 10% of the Company's common stock on a fully converted basis. On November 09, 2001, November 16, 2001, and December 27, 2001, Renaissance US Growth and Income Trust PLC acquired warrants to purchase 175,000, 125,000, and 125,000 shares respectively of the Company's common stock. The Investment Manager is Renaissance Capital Group, Inc., which is also Investment Advisor for Renaissance Capital Growth & Income Fund III, Inc. Renaissance Capital Growth & Income Fund III, Inc., also owns securities of Integrated Security Systems, Inc. ------------------------------------------------------------------------------------------------------------------------------------ Russell Cleveland, President & CEO, Renaissance Capital Growth & Income Fund III, Inc. ------------------------------------------------------------------------------------------------------------------------------------ /S/ January 29, 2001 ------------------------------------------------------------------------------------------------------------------------------------ ** Intentional misstatements or omissions of facts **Signature of Reporting constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Page 2 ------------------------------------------------------------------------------------------------------------------------------------ Potential persons who are to respond to the collection of information contained SEC 1474 (7-96) in this form are not required to respond unless the form displays a currently valid OMB Number. 1997(C) ProFormWare 561-447-6684 ------------------------------------------------------------------------------------------------------------------------------------