13F-HR 1 sybform13f.htm S.Y. BANCORP, INC. FORM 13F content="text/html; charset=iso-8859-1"> S.Y. Bancorp, Inc. Form 13F

content="text/html; charset=iso-8859-1">

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 13F

 

FORM 13F COVER PAGE

 
Report for the Calendar Year or Quarter Ended: 06/30/01
 
Check here if Amendment [   ]; Amendment Number:
This Amendment (Check only one.): [   ] is a restatement.
  [   ] adds new holdings entries.
 
Institutional Investment Manager Filing this Report:
 
Name: DONALD W PATTERSON
Address: 1040 E MAIN STREET
  LOUISVILLE, KY 40206
 
13F File Number:
 
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
 
 
Person Signing this Report on Behalf of Reporting Manager:
 
Name: DONALD W PATTERSON
Title: VICE PRESIDENT
Phone: (502) 625-9174
Signature, Place, and Date of Signing:
 
DONALD W PATTERSON     LOUISVILLE, KY     JULY 19, 2001
 
 
Report Type (Check only one.):
 
[X]  13F HOLDINGS REPORT.
 
[   ]  13F NOTICE.
 
[   ]  13F COMBINATION REPORT.
 
 
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
 
 

FORM 13F SUMMARY PAGE

 
 
Report Summary:
 
Number of Other Included Managers:     0
 
Form 13F Information Table Entry Total:     204
 
Form 13F Information Table Entry Total:     $221,659
 
 
 
List of Other Included Managers:
 
NONE

 

 

NAME OF ISSUER

TITLE OF
CLASS

CUSIP

FORM 13F INFORMATION TABLE

       

VALUE 
(x$1000)

SHARES/

SH/

PUT/

INVSTMT

OTHER

VOTING AUTHORITY

PRN

AMT 

PRN

CALL

DSCRETN

MANAGERS

SOLE  

SHARED

NONE

AT&T CORP COM 001957109

277

 

13262

SH

  SOLE  

13262

   
AT&T CORP COM 001957109

227

 

10844

SH

  DEFINED  

7809

 

3035

AVX CORP COM 002444107

3657

 

174907

SH

  SOLE  

174907

   
AVX CORP COM 002444107

164

 

7873

SH

  DEFINED  

7873

   
ABBOTT LABORATORIES COM 002824100

4716

 

91492

SH

  SOLE  

91492

   
ABBOTT LABORATORIES COM 002824100

431

 

8366

SH

  DEFINED  

7566

 

800

AEGON N.V. COM 007924103

211

 

7870

SH

  SOLE  

7870

   
AEGON N.V. COM 007924103

102

 

3812

SH

  DEFINED  

3132

 

680

AMERICAN HOME PRODUCTS CORP COM 026609107

1325

 

21464

SH

  SOLE  

21464

   
AMERICAN HOME PRODUCTS CORP COM 026609107

54

 

890

SH

  DEFINED  

890

   
AMERICAN INTL GROUP INC COM 026874107

651

 

7645

SH

  SOLE  

7645

   
AMERICAN INTL GROUP INC COM 026874107

164

 

1930

SH

  DEFINED  

1930

   
ANHEUSER BUSCH COMPANY INC COM 035229103

379

 

8536

SH

  SOLE  

8536

   
ANHEUSER BUSCH COMPANY INC COM 035229103

4

 

90

SH

  DEFINED  

90

   
APACHE CORP COM 037411105

2404

 

52911

SH

  SOLE  

52911

   
APACHE CORP COM 037411105

154

 

3409

SH

  DEFINED  

3409

   
APPLIED MATERIALS NC COM 038222105

2950

 

67726

SH

  SOLE  

67726

   
APPLIED MATERIALS INC COM 038222105

133

 

3074

SH

  DEFINED  

3074

   
AUTOMATIC DATA PROCESSING COM 053015103

3023

 

56931

SH

  SOLE  

56931

   
AUTOMATIC DATA PROCESSING COM 053015103

194

 

3664

SH

  DEFINED  

3664

   
BJ SERVICES COMPANY COM 055482103

1893

 

83405

SH

  SOLE  

83405

   
BJ SERVICES COMPANY COM 055482103

109

 

4840

SH

  DEFINED  

4840

   
BP AMOCO PLC COM 055622104

3765

 

80809

SH

  SOLE  

80809

   
BP AMOCO PLC COM 055622104

594

 

12766

SH

  DEFINED  

10067

 

2699

BANK AMER CORP COM 060505104

709

 

11079

SH

  SOLE  

11079

   
BANK AMER CORP COM 060505104

108

 

1700

SH

  DEFINED  

1700

   
BANK OF NEW YORK CO INC COM 064057102

22

 

522

SH

  SOLE  

522

   
BANK OF NEW YORK CO INC COM 064057102

1534

 

35082

SH

  DEFINED  

35082

   
BANK ONE CORP COM 06423A103

1048

 

28322

SH

  SOLE  

28322

   
BANK ONE CORP COM 06423A103

68

 

1854

SH

  DEFINED  

1854

   
BEARGRASS CORPORATION COM 073990103

1050

 

3000

SH

  SOLE  

3000

   
BELLSOUTH CORP COM 079860102

1786

 

43630

SH

  SOLE  

43630

   
BELLSOUTH CORP COM 079860102

706

 

17249

SH

  DEFINED  

10945

 

6304

BERKSHIRE HATHAWAY INC CLASS B COM 084670207

132

 

58

SH

  SOLE  

58

   
BERKSHIRE HATHAWAY INC CLASS B COM 084670207

80

 

35

SH

  DEFINED  

14

 

21

BRISTOL-MYERS SQUIBB CORP COM 110122108

5002

 

91090

SH

  SOLE  

91090

   
BRISTOL-MYERS SQUIBB CORP COM 110122108

1048

 

19097

SH

  DEFINED  

8133

 

10964

BROWN FORMAN CORP CL A COM 115637100

304

 

4450

SH

  SOLE  

4450

   
BROWN FORMAN CORP CL B COM 115637209

417

 

6110

SH

  SOLE  

6110

   
BROWN FORMAN CORP CL B COM 115637209

816

 

11962

SH

  DEFINED  

4356

 

7606

BUILDING SERVICES UNLIMITED IN COM 120199104

540

 

30000

SH

  SOLE  

30000

   
CHEVRON CORP COM 166751107

1827

 

21058

SH

  SOLE  

21058

   
CHEVRON CORP COM 166751107

927

 

10683

SH

  DEFINED  

8850

 

1833

CHURCHILL DOWNS INC COM 171484108

52

 

1889

SH

  SOLE  

1889

   
CHURCHILL DOWNS INC COM 171484108

161

 

5821

SH

  DEFINED  

2381

 

3440

CISCO SYSTEMS INC COM 17275R102

2799

 

163251

SH

  SOLE  

163251

   
CISCO SYSTEMS INC COM 17275R102

233

 

13610

SH

  DEFINED  

11610

 

2000

CINTAS CORP COM 172908105

4511

 

90178

SH

  SOLE  

90178

   
CINTAS CORP COM 172908105

311

 

6225

SH

  DEFINED  

6225

   
CITIGROUP INC COM 172967101

4221

 

83403

SH

  SOLE  

83403

   
CITIGROUP INC COM 172967101

997

 

19701

SH

  DEFINED  

17155

 

2546

COCA COLA CO COM 191216100

3865

 

83629

SH

  SOLE  

83629

   
COCA COLA CO COM 191216100

364

 

7885

SH

  DEFINED  

6873

 

1012

COLGATE PALMOLIVE CO COM 194162103

456

 

8260

SH

  SOLE  

8260

   
COLGATE PALMOLIVE CO COM 194162103

88

 

1600

SH

  DEFINED  

1600

   
DELL COMPUTER CORP COM 247025109

266

 

9793

SH

  SOLE  

9793

   
DELL COMPUTER CORP COM 247025109

8

 

310

SH

  DEFINED  

310

   
THE WALT DISNEY COMPANY COM 254687106

288

 

10663

SH

  SOLE  

10663

   
THE WALT DISNEY COMPANY COM 254687106

160

 

5935

SH

  DEFINED  

4735

 

1200

DOLLAR GENERAL CORP COM 256669102

3476

 

166758

SH

  SOLE  

166758

   
DOLLAR GENERAL CORP COM 256669102

219

 

10549

SH

  DEFINED  

10549

   
DOVER CORPORATION COM 260003108

110

 

3100

SH

  SOLE  

3100

   
DOVER CORPORATION COM 260003108

147

 

4150

SH

  DEFINED  

150

 

4000

DOW CHEMICAL COMPANY COM 260543103

202

 

5775

SH

  SOLE  

5775

   
DOW CHEMICAL COMPANY COM 260543103

4

 

120

SH

  DEFINED  

120

   
E I DUPONT DE NEMOURS & CO COM 263534109

351

 

7768

SH

  SOLE  

7768

   
E I DUPONT DE NEMOURS & CO COM 263534109

72

 

1600

SH

  DEFINED  

200

 

1400

EXXON MOBIL CORP COM 30231G102

2807

 

33323

SH

  SOLE  

33323

   
EXXON MOBIL CORP COM 30231G102

2012

 

23883

SH

  DEFINED  

11381

 

12502

FCB BANCORP, INC. COM 30245D103

264

 

11500

SH

  DEFINED  

11500

   
FREDDIE MAC COM 313400301

266

 

3960

SH

  SOLE  

3960

   
FREDDIE MAC COM 313400301

43

 

650

SH

  DEFINED  

650

   
FEDERAL NATL MTG ASSN COM 313586109

4174

 

49184

SH

  SOLE  

49184

   
FEDERAL NATL MTG ASSN COM 313586109

261

 

3085

SH

  DEFINED  

3085

   
FIFTH THIRD BANCORP COM 316773100

292

 

4665

SH

  SOLE  

4665

   
FIFTH THIRD BANCORP COM 316773100

204

 

3254

SH

  DEFINED  

3254

   
FORD MOTOR COMPANY COM 345370860

144

 

5706

SH

  SOLE  

5706

   
FORD MOTOR COMPANY COM 345370860

86

 

3420

SH

  DEFINED  

2075

 

1345

GEMSTAR TV GUIDE INTL INC COM 36866W106

416

 

9000

SH

  SOLE  

9000

   
GENERAL ELECTRIC CO COM 369604103

7927

 

171781

SH

  SOLE  

171781

   
GENERAL ELECTRIC CO COM 369604103

1871

 

40545

SH

  DEFINED  

22445

 

18100

GENERAL MOTORS CORP COM 370442105

303

 

4667

SH

  SOLE  

4667

   
GENERAL MOTORS CORP COM 370442105

52

 

800

SH

  DEFINED  

200

 

600

GILLETTE CO COM 375766102

419

 

13738

SH

  SOLE  

13738

   
GILLETTE CO COM 375766102

12

 

415

SH

  DEFINED  

415

   
HARLEY DAVIDSON INC COM 412822108

5110

 

97851

SH

  SOLE  

97851

   
HARLEY DAVIDSON INC COM 412822108

413

 

7917

SH

  DEFINED  

7687

 

230

HARSCO CORP COM 415864107

630

 

21600

SH

  SOLE  

21600

   
HARSCO CORP COM 415864107

59

 

2056

SH

  DEFINED  

2056

   
HOME DEPOT INC COM 437076102

311

 

6326

SH

  SOLE  

6326

   
HOME DEPOT INC COM 437076102

37

 

756

SH

  DEFINED  

756

   
INTEL CORP COM 458140100

623

 

21570

SH

  SOLE  

21570

   
INTEL CORP COM 458140100

113

 

3923

SH

  DEFINED  

1923

 

2000

IBM CORP COM 459200101

774

 

7427

SH

  SOLE  

7427

   
IBM CORP COM 459200101

101

 

969

SH

  DEFINED  

969

   
INTIMATE BRANDS INC COM 461156101

3305

 

199248

SH

  SOLE  

199248

   
INTIMATE BRANDS INC COM 461156101

204

 

12321

SH

  DEFINED  

12321

   
J P MORGAN CHASE & CO COM COM 46625H100

181

 

4175

SH

  SOLE  

4175

   
J P MORGAN CHASE & CO COM COM 46625H100

688

 

15802

SH

  DEFINED  

15802

   
JOHNSON & JOHNSON COM 478160104

6268

 

115224

SH

  SOLE  

115224

   
JOHNSON & JOHNSON COM 478160104

616

 

11324

SH

  DEFINED  

11324

   
JONES APPAREL GROUP INC COM 480074103

3629

 

88304

SH

  SOLE  

88304

   
JONES APPAREL GROUP INC COM 480074103

232

 

5666

SH

  DEFINED  

5666

   
LAFARGE CORPORATION COM 505862102

3944

 

112940

SH

  SOLE  

112940

   
LAFARGE CORPORATION COM 505862102

244

 

7000

SH

  DEFINED  

7000

   
ELI LILLY CO COM 532457108

233

 

3036

SH

  SOLE  

3036

   
ELI LILLY CO COM 532457108

117

 

1535

SH

  DEFINED  

335

 

1200

LONE STAR LIQUIDATING TR CTF COM 54229R102

0

 

10403

SH

  DEFINED  

10403

   
LUCENT TECHNOLOGIES COM 549463107

42

 

6498

SH

  SOLE  

6498

   
LUCENT TECHNOLOGIES COM 549463107

62

 

9563

SH

  DEFINED  

7267

 

2296

MBNA CORPORATION COM 55262L100

3853

 

105782

SH

  SOLE  

105782

   
MBNA CORPORATION COM 55262L100

151

 

4172

SH

  DEFINED  

4172

   
MCDONALDS CORP COM 580135101

118

 

4290

SH

  SOLE  

4290

   
MCDONALDS CORP COM 580135101

125

 

4516

SH

  DEFINED  

1820

 

2696

MCGRAW HILL COMPANIES INC COM 580645109

3703

 

57377

SH

  SOLE  

57377

   
MCGRAW HILL COMPANIES INC COM 580645109

246

 

3812

SH

  DEFINED  

3812

   
MEDTRONIC INCORPORATED COM 585055106

301

 

6382

SH

  SOLE  

6382

   
MEDTRONIC INCORPORATED COM 585055106

34

 

733

SH

  DEFINED  

733

   
MERCK & CO INC COM 589331107

1631

 

24148

SH

  SOLE  

24148

   
MERCK & CO INC COM 589331107

264

 

3917

SH

  DEFINED  

1417

 

2500

MERRILL LYNCH & COMPANY INC COM 590188108

407

 

7800

SH

  SOLE  

7800

   
MICROSOFT CORP COM 594918104

4635

 

65685

SH

  SOLE  

65685

   
MICROSOFT CORP COM 594918104

408

 

5791

SH

  DEFINED  

5791

   
MINNESOTA MINING & MFG CO COM 604059105

589

 

5181

SH

  SOLE  

5181

   
MINNESOTA MINING & MFG CO COM 604059105

99

 

877

SH

  DEFINED  

877

   
MORGAN STANLEY DEAN WITTER & C COM 617446448

283

 

4820

SH

  SOLE  

4820

   
MORGAN STANLEY DEAN WITTER & C COM 617446448

17

 

296

SH

  DEFINED  

296

   
NATIONAL CITY CORP COM 635405103

1685

 

54111

SH

  SOLE  

54111

   
NATIONAL CITY CORP COM 635405103

83

 

2673

SH

  DEFINED  

2673

   
NOKIA CORPORATION COM 654902204

2104

 

123767

SH

  SOLE  

123767

   
NOKIA CORPORATION COM 654902204

136

 

8040

SH

  DEFINED  

8040

   
ORACLE CORP COM 68389X105

3321

 

176850

SH

  SOLE  

176850

   
ORACLE CORP COM 68389X105

107

 

5732

SH

  DEFINED  

5732

   
PNC BANK CORP COM 693475105

2025

 

32154

SH

  SOLE  

32154

   
PNC BANK CORP COM 693475105

388

 

6172

SH

  DEFINED  

4033

 

2139

PEPSICO INC COM 713448108

628

 

13383

SH

  SOLE  

13383

   
PEPSICO INC COM 713448108

100

 

2142

SH

  DEFINED  

2142

   
PFIZER INC COM 717081103

4474

 

109119

SH

  SOLE  

109119

   
PFIZER INC COM 717081103

622

 

15191

SH

  DEFINED  

14191

 

1000

PHILIP MORRIS COMPANIES COM 718154107

394

 

8670

SH

  SOLE  

8670

   
PHILIP MORRIS COMPANIES COM 718154107

286

 

6304

SH

  DEFINED  

6304

   
PRICE GROUP INC COM 74144T108

3553

 

99588

SH

  SOLE  

99588

   
PRICE GROUP INC COM 74144T108

231

 

6489

SH

  DEFINED  

6489

   
PROCTER & GAMBLE CO COM 742718109

907

 

13111

SH

  SOLE  

13111

   
PROCTER & GAMBLE CO COM 742718109

204

 

2960

SH

  DEFINED  

2160

 

800

PROVIDIAN FINANCIAL CORP COM 74406A102

582

 

9874

SH

  SOLE  

9874

   
PROVIDIAN FINANCIAL CORP COM 74406A102

269

 

4566

SH

  DEFINED  

3400

 

1166

QUAKER OATS CO COM 747402105

260

 

2962

SH

  SOLE  

2962

   
QWEST COMMUNICATIONS INTL INC COM 749121109

122

 

4407

SH

  SOLE  

4407

   
QWEST COMMUNICATIONS INTL INC COM 749121109

78

 

2829

SH

  DEFINED  

1814

 

1015

RADIAN GROUP INC COM 750236101

3626

 

86171

SH

  SOLE  

86171

   
RADIAN GROUP INC COM 750236101

299

 

7114

SH

  DEFINED  

7114

   
ROYAL DUTCH PETROLEUM CO N Y COM 780257804

423

 

7769

SH

  SOLE  

7769

   
ROYAL DUTCH PETROLEUM CO N Y COM 780257804

141

 

2600

SH

  DEFINED  

600

 

2000

SBC COMMUNICATIONS INC COM 78387G103

4360

 

98875

SH

  SOLE  

98875

   
SBC COMMUNICATIONS INC COM 78387G103

706

 

16022

SH

  DEFINED  

11127

 

4895

SY BANCORP CAP TR I PREFERRED 785058207

711

 

26928

SH

  SOLE  

62928

   
SY BANCORP CAP TR I PREFERRED 785058207

89

 

7886

SH

  DEFINED  

7886

   
S Y BANCORP INC COM 785060104

15252

 

445987

SH

  SOLE  

445987

   
S Y BANCORP INC COM 785060104

3240

 

94753

SH

  DEFINED  

94753

   
SAFEWAY INC COM 786514208

3105

 

68335

SH

  SOLE  

68335

   
SAFEWAY INC COM 786514208

220

 

4855

SH

  DEFINED  

4855

   
SARA LEE CORP COM 803111103

200

 

9950

SH

  SOLE  

9950

   
SARA LEE CORP COM 803111103

16

 

800

SH

  DEFINED  

800

   
SCHERING-PLOUGH CORP COM 806605101

817

 

21259

SH

  SOLE  

21259

   
SCHERING-PLOUGH CORP COM 806605101

59

 

1559

SH

  DEFINED  

1559

   
SCHLUMBERGER LTD COM 806857108

160

 

3230

SH

  SOLE  

3230

   
SCHLUMBERGER LTD COM 806857108

116

 

2350

SH

  DEFINED  

2350

   
SUN MICROSYSTEMS INC COM 866810104

2795

 

199848

SH

  SOLE  

199848

   
SUN MICROSYSTEMS INC COM 866810104

108

 

7762

SH

  DEFINED  

7762

   
SUNTRUST BANKS INC COM 867914103

243

 

3533

SH

  SOLE  

3533

   
SUNTRUST BANKS INC COM 867914103

3

 

54

SH

  DEFINED  

54

   
SYSCO CORP COM 871829107

3849

 

131787

SH

  SOLE  

131787

   
SYSCO CORP COM 871829107

246

 

8443

SH

  DEFINED  

8443

   
TECHNITROL INC COM 878555101

2337

 

101505

SH

  SOLE  

101505

   
TECHNITROL INC COM 878555101

105

 

4585

SH

  DEFINED  

4585

   
TEXACO INC COM 881694103

222

 

3435

SH

  SOLE  

3435

   
TEXACO INC COM 881694103

25

 

395

SH

  DEFINED  

395

   
TUMBLEWEED INC COM 899688105

12

 

6000

SH

  SOLE  

6000

   
TUMBLEWEED INC COM 899688105

21

 

10604

SH

  DEFINED  

10604

   
TYCO INTERNATIONAL LTD COM 902124106

3965

 

74818

SH

  SOLE  

74818

   
TYCO INTERNATIONAL LTD COM 902124106

241

 

4557

SH

  DEFINED  

4557

   
U S BANCORP COM 902973304

141

 

5969

SH

  SOLE  

5969

   
U S BANCORP COM 902973304

213

 

9038

SH

  DEFINED  

6986

 

2052

UNITED PARCEL SERVICE COM 911312106

3724

 

64185

SH

  SOLE  

64185

   
UNITED PARCEL SERVICE COM 911312106

225

 

3879

SH

  DEFINED  

3879

   
VERIZON COMMUNICATIONS INC COM 92343V104

1102

 

19608

SH

  SOLE  

19608

   
VERIZON COMMUNICATIONS INC COM 92343V104

485

 

8646

SH

  DEFINED  

5572

 

3074

VIACOM INC CLASS B COM 925524308

145

 

3057

SH

  SOLE  

3057

   
VIACOM INC CLASS B COM 925524308

54

 

1155

SH

  DEFINED  

1155

   
WAL-MART STORES INC COM 931142103

1059

 

19631

SH

  SOLE  

19631

   
WAL-MART STORES INC COM 931142103

149

 

2764

SH

  DEFINED  

2764

   
WALGREEN CO COM 931422109

407

 

12742

SH

  SOLE  

12742

   
WALGREEN CO COM 931422109

99

 

3100

SH

  DEFINED  

1600

 

1500

WESTVACO CORPORATION COM 961548104

3399

 

130246

SH

  SOLE  

130246

   
WESTVACO CORPORATION COM 961548104

216

 

8314

SH

  DEFINED  

8314

   
ZEBRA TECHNOLOGIES CORP COM 989207105

3212

 

76221

SH

  SOLE  

76221

   
ZEBRA TECHNOLOGIES CORP COM 989207105

183

 

4362

SH

  DEFINED  

4362

   
FIRST FARMERS BANK HOLDING CO COM CS0001517

244

 

2720

SH

  SOLE      

2720

STEEL SUPPLIERS CL-B COM CS0001590

23

 

123740

SH

  SOLE  

123740

   
PHYSICIANS DATA CORPORATION COM CS0002598

5

 

10002

SH

  DEFINED  

10002

   
THE BANK OF HINDMAN COM CS0002630

303

 

141

SH

  SOLE  

141

   
2.64%TARCO INVESTMENT LTD COM CS0003299

216

 

1

SH

  SOLE  

1

   
2/3 INTEREST IN KOCH BEEF COMP PREFERRED CS0003422

365

 

1

SH

  DEFINED  

1