Compliance Senior Manager

SBSE-A/A 0000740906 XXXXXXXX true false 399337 WELLS FARGO BANK N A 94-1347393 399337 0000740906 KB1H1DSPRFMYMCUFXT09 3201 N 4TH AVE SIOUX FALLS SD 57104 3201 N 4TH AVE SIOUX FALLS SD 57104 605-575-6900 www.wellsfargo.com Mr Chris Ragsdale Compliance Senior Manager 314-295-3994 chris.ragsdale@wellsfargoadvisors.com Mr Peter Macchio Chief Compliance Officer 212-214-1109 Peter.Macchio@wellsfargo.com WELLS FARGO BANK N A 399337 Y N N N Y Swap Dealer N Wells Fargo Bank, National Association is a federally chartered bank. Y The Office of the Comptroller of the Currency N N Y Y WELLS FARGO BANK N A 399337 Y Y Y Y N N 42 N WELLS FARGO BANK N A 399337 Mark Alan Chancy Director 10/2020 08/2020 N 303002 Theodore F Craver Jr Director 08/2019 12/2017 N 200242 Mark Jonathan Kohn Head of business unit, division or function 04/2019 07/2013 N 300619 003108930 Maria Morris Director 10/2019 12/2017 N 524015 Timothy Paul Mullins Head of a business unit, division or function 05/2018 04/2002 N 452535 001591930 Michael Santomassimo Chief Financial Officer 11/2020 10/2020 N 534329 002812336 Charles William Scharf Chief Executive Officer 10/2019 10/2019 N 288529 002123354 Man Yi Mandy Wan Head of business unit, division or function 01/2021 03/2014 N 534066 006311797 William Joseph Kearns head of a Business Unit, Division or Function 02/2022 09/2013 N 546565 002127701 James Douglas Marriott Head of a Business Unit, Division or Function 04/2022 09/2021 N 547721 Charles Peck HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 07/2022 04/2018 N 548924 005157963 Christopher Marchal Head of a Business Unit, Division, or Function 09/2022 07/2015 N 550747 005369737 James Patrick Oneill Head of a Business Unit, Division, or Function 10/2022 12/2019 N 264809 Peter Macchio Chief Compliance Officer 10/2022 10/2022 N 552260 002124187 Judith Barry HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 01/2023 07/2017 N 244096 002123145 Bradford Jack Heitman HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 12/2022 06/2010 N 552982 002056247 Vincent Paul Hindman Head of a Business Unit, Division or Function 02/2023 06/1999 N 554229 005891152 Alessandro Al Morante Head of a Business Unit, Division or Function 10/2023 06/2007 N 559619 005416458 Richard K Davis Director 06/2023 04/2022 N 452324 Christopher R Iannuzzi Head of a Business Unit, Division or Function 09/2023 04/2013 N 305359 003253713 Chris M Foley Head of a Business Unit, Division or Function 12/2023 05/2014 N 002936645 Michael S Pryor Head of a Business Unit, Division or Function 03/2024 08/1998 N 005300297 Josh L Durham Head of a Business Unit, Division or Function 03/2024 06/2003 N 005298802 Chris M Lee Head of a Business Unit, Division or Function 04/2024 09/2006 N 563196 005193257 Jill Ford Head of a Business Unit, Division or Function 03/2024 09/2023 N 002617191 James Lafayette Perry Head of a Business Unit, Division or Function 08/2024 07/2018 N 564965 005541300 Mark Christopher Burns Head of a Business Unit, Division or Function 08/2024 06/2004 N 564962 003157664 Cecelia Glenn Morken Director 06/2024 04/2022 N 563771 Fernando Rivas Head of a Business Unit, Division or Function" 08/2024 05/2024 N 550221 004803269 Sharif Maurice Saba Head of a Business Unit, Division or Function 10/2024 06/2015 N NA 566602 004220293 Jill D Trainor Head of a Business Unit, Division or Function 10/2024 06/2019 N NA 566604 005810677 James L Wang Head of a Business Unit, Division or Function 10/2024 06/2005 N 566603 004901051 Danny David Smith Head of a Business Unit, Division or Function 10/2024 09/2024 N 547697 005500659 Gregory Joseph Gruber Head of a Business Unit, Division or Function 10/2024 06/2013 N 002834249 Nigel Dyble Head of a Business Unit, Division or Function 03/2025 07/2005 N 570307 Timothy M Connor " Head of a Business Unit, Division or Function" 10/2025 08/2025 N 573856 008157713 Darren DJ Langis Head of Business Unit/Division 12/2025 04/2007 N NA 002781108 Troy Ovitsky Head of Business Unit/Division 12/2025 05/1999 N 575124 005115422 Daniel P McCarthy HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 01/2026 01/2026 N 575637 004229861 Jasdeep Maghera Director 01/2026 01/2026 N 379328 004798468 Graeme McEvoy CHIEF OPERATING OFFICER 03/2026 02/2023 N NA 422776 005595318 Sema Kirdar Market Risk Director, Managing Director 04/2026 01/2016 N NA 005068118 WELLS FARGO BANK N A 399337 INITIAL LEI -KB1H1DSPRFMYMCUFXT09 DTC/Global Market Entity Identifier Utility (GMEI) Wells Fargo Bank, National Association is a federally chartered bank. Charter #1 OCC Wells Fargo Bank, National Association is a federally chartered bank. 3511 FDIC Certificate Wells Fargo Bank, National Association is a federally chartered bank. Item 13A Iron Mountain Information Management, LLC 1 Federal Street Boston MA 02110-2012 10-30-2009 Custodial Arrangement Item 13A RegEd 2100 Gateway Centre Blvd Suite 200 Moorisville NC 27560-6228 08-23-2019 Custodial Arrangement Item 13A Cisive 5000 Corporate Court Suite 203 Holtsville NY 11742-2010 09-15-2021 Custodial Arrangement Item 13A DTCC ITP, LLC (formerly Omgeo, LLC) 55 Thomson Place Boston MA 02210-1244 08-16-2010 Custodial Arrangement Item 13B J.P. Morgan Securities LLC 0000815 383 Madison Ave 11th Floor New York NY 10179-3217 06-12-2002 FCM Agreement Item 13B Wells Fargo Securities, LLC. 008-65876 000126292 0336875 LEI-VYVVCKR63DVZZN70PB21 550 S. Tryon Street 10th Floor Charlotte NC 28202-4200 12-21-2016 FCM Agreement Item 13B SG Americas Securities, LLC 0344862 245 Park Ave New York NY 10167-0002 04-20-2017 FCM Agreement Item 13B BGC Financial, L.P. 008-39012 000019801 One Seaport Plaza 19th Floor New York NY 10038-3526 12-13-2016 Broker Agreement Item 13B tpSEF Inc. 0436576 1100 Plaza Five, Floor 11 Harborside Financial Center Jersey Citt NJ 07311-4996 01-01-2016 SEF Agreement Item 13B ICE Clear Credit LLC LEI-T33OE4AS4QXXS2TT7X50 353 N Clark St Chicago IL 60654 05-17-2006 Clearing Agreement Item 13B Bloomberg SEF LLC 0435118 731 Lexington Ave New York NY 10022 03-26-2013 SEF Agreement Item 13B TW SEF LLC 0436570 1177 Avenue of the Americas New York NY 10036-2714 09-27-2013 SEF Agreement Item 13B GFI Swaps Exchange LLC 0435117 55 Water St New York NY 10041 10-31-2013 SEF Agreement Item 13B Tradition SEF, Inc LEI-549300MBO45EHETL4438 255 Greenwich St. 4th Floor New York NY 10007 10-01-2007 SEF Agreement Item 13B BGC Derivatives Markets, L.P. 499 Park Avenue New York NY 10022 10-29-2013 SEF Agreement Item 13B DW SEF LLC 0465310 1177 Avenue of Americas New York NY 10036-2714 05-28-2014 SEF Agreement Item 13B Continuous Linked Settlements (CLS) 32 Old Slip New York NY 10005 06-20-2016 Settlement Agreement Item 13B Fedwire Funds Service Customer Contact Center, Federal Reserve P.O. 219416 Kansas City MO 64121-9416 10-22-2008 Settlement Agreement Item 13B The Bank of New York Mellon LEI-WFLLPEPC7FZXENRZV188 240 Greenwich St New York NY 10286 11-04-2010 Custodian Agreement Item 13B ICAP Global Derivatives Limited 0471975 135 Bishopsgate London X0 EC2M 3TP 09-27-2013 SEF Agreement Item 13B Euroclear Bank SA/NV 1 Blvd Du Roi Albert II Brussels, C9 BE-BRU1210 11-06-2018 Custodial Agreement Item 13B BGC Brokers US, LP One Seaport Plaza 19th Floor New York NY 10038 12-13-2006 Broker Agreement Item 13B BGC Capital Markets, L.P. One Seaport Plaza 19th Floor New York NY 10038 12-13-2016 Broker Agreement Item 13B Clearstream Banking S.A. 42 Avenue J.F.K Luxembourg N4 L1855-LU 05-25-2018 Collateral Management Service Agreement Item 13B Tradition Securities & Derivatives Inc. 008-43559 000028269 0458147 32 Old Slip 28th Floor New York NY 10005 10-20-2021 Brokerage Rate Agreement Item 13B The Depository Trust Company LEI-549300HBJLRO8YFMI370 55 Water St New York NY 10041-0099 03-01-2010 Custodial Agreement Item 13B Bay Crest Partners, LLC 008-48931 000003944 0393908 40 Wall Street, 42nd St. New York NY 10005 10-19-2021 Broker Rate Agreement Item 13B FGC Securities, LLC 008-68897 000158399 0457344 11 Broadway Suite 615 New York NY 10004 10-19-2021 Broker Rate Agreement Item 13B Tullett Prebon Financial Services LLC 008-43487 000028196 0333185 200 Vesey Street 5th Floor New York NY 10281-1008 10-21-2020 Brokerage Rate Agreement Item 13B ICAP Corporates LLC 008-12726 000002762 200 Vesey Street 6th Floor New York NY 10281-1008 10-21-2021 Brokerage Rate Agreement Item 13B Wallbachbeth Capital, LLC 008-67936 000147853 7999 North Federal Highway Suite 100 Boca Raton FL 33487 10-21-2021 Brokerage Rate Agreement Item 14 WFC Holdings, LLC LEI-OT19FZZ6Z7A27CCLDY33 420 Montgomery Street San Francisco CA 94104-1207 11-02-1998 WFC Holdings, LLC is the direct owner of Wells Fargo Bank N.A. Item 14 Wells Fargo & Company LEI - PBLD0EJDB5FWOLXP3B7 0000072971 420 Montgomery Street San Francisco CA 94104 11-02-1998 Wells Fargo & Company is an indirect owner of Wells Fargo Bank N.A. Item 15 Wells Fargo & Company LEI - PBLD0EJDB5FWOLXP3B7 0000072971 420 Montgomery Street San Francisco CA 94104-1207 06-28-2017 Wells Fargo & Company is a financial holding company. It is the direct parent of WFC Holdings, LLC, which is the direct parent of Wells Fargo Bank, N.A. {"WFBNA" ). From time to time, Wells Fargo & Company issues debt to third parties. Wells Fargo & Company lends, or makes equity contributions of, the proceeds from such debt issuances to WFC Holdings, LLC. In turn, WFC Holdings, LLC may make loans to its subsidiaries, including WFBNA, pursuant to one or more affiliate loan agreements issued from time to time and outstanding under a master affiliate funding arrangement dated effective 6/28/2017. Item 15 Wells Fargo Finance, LLC LEI-549300B4EK2P19158U08 0001738143 500 W. 33rd Street 30 Hudson Yards Floor 14 New York NY 10001-1301 07-17-2018 Wells Fargo Finance LLC offers registered securities guaranteed by Wells Fargo & Company. Funds raised by Wells Fargo Finance LLC in connection with such issuances are loaned back to Wells Fargo & Company pursuant to a master funding arrangement dated effective as of 07/17/2018. Wells Fargo & Company may lend or make equity contributions of the proceeds from such debt issuances to WFC Holdings, LLC. In turn, WFC Holdings, LLC may make loans to its subsidiaries, including WFBNA, pursuant to one or more affiliate loan agreements issued from time to time and outstanding under a master affiliate funding arrangement dated effective 06/28/2017. Item 15 Peony Asset Management, Inc LEI-549300LL6VD10M2ZBY31 3800 Howard Hughes Parkway Floor 9 Las Vegas NV 89169 06-01-2004 Peony Asset Management, Inc. is a Delaware corporation and an indirect, wholly owned subsidiary of WFBNA. It holds a significant portion of WFBNA's investment portfolio, including debt and equity securities considered HQLA. It also provides regular funding for WFBNA pursuant to two loan agreements, each dated effective 05/06/2021 and issued pursuant to a master affiliate funding arrangement dated effective 6/28/2017. It also from time to time lends securities to WFBNA pursuant to a securities lending arrangement dated effective 06/01/2004 for use as collateral in one or more WFBNA business transactions. Item 15 WFC Holdings, LLC LEI-0T19FZZ6Z7A27CCLDZY33 420 Montgomery St San Francisco CA 94104 06-28-2017 WFC Holdings, LLC may make loans to its subsidiaries, including WFBNA, pursuant to one or more affiliate loan agreements issued from time to time and outstanding under a master affiliate funding arrangement dated effective as of 6/28/2017. WELLS FARGO BANK N A 399337 04-08-2026 WELLS FARGO BANK N A Chris Sturdivant Chris Sturdivant Compliance Manager