0000740761-11-000074.txt : 20110712
0000740761-11-000074.hdr.sgml : 20110712
20110712094558
ACCESSION NUMBER: 0000740761-11-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110708
FILED AS OF DATE: 20110712
DATE AS OF CHANGE: 20110712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berto Marcus V
CENTRAL INDEX KEY: 0001462758
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00871
FILM NUMBER: 11963108
MAIL ADDRESS:
STREET 1: 1100 MILWAUKEE AVENUE
STREET 2: P. O. BOX 500
CITY: SOUTH MILWAUKEE
STATE: WI
ZIP: 53172-0500
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BUCYRUS INTERNATIONAL INC
CENTRAL INDEX KEY: 0000740761
STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532]
IRS NUMBER: 390188050
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: P O BOX 500
STREET 2: 1100 MILWAUKEE AVENUE
CITY: SOUTH MILWAUKEE
STATE: WI
ZIP: 53172-0500
BUSINESS PHONE: 4147684000
MAIL ADDRESS:
STREET 1: P O BOX 500
STREET 2: 1100 MILWAUKEE AVENUE
CITY: SOUTH MILWAUKEE
STATE: WI
ZIP: 53172-0500
FORMER COMPANY:
FORMER CONFORMED NAME: BUCYRUS ERIE CO /DE
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BECOR WESTERN INC/DE
DATE OF NAME CHANGE: 19860901
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-07-08
1
0000740761
BUCYRUS INTERNATIONAL INC
BUCY
0001462758
Berto Marcus V
1100 MILWAUKEE AVENUE
P. O. BOX 500
SOUTH MILWAUKEE
WI
53172-0500
0
0
0
1
Senior Vice President
Common Stock
2011-07-08
4
D
0
400
D
0
D
Common Stock
2011-07-08
4
D
0
600
D
0
D
Common Stock
2011-07-08
4
D
0
17000
D
0
D
Common Stock
2011-07-08
4
D
0
3850
D
0
D
Common Stock
2011-07-08
4
D
0
11800
D
0
D
Stock Appreciation Rights
59.48
2011-07-08
4
D
0
14350
D
2020-02-23
Common Stock
14350
0
D
Stock Appreciation Rights
13.52
2011-07-08
4
D
0
69100
D
2019-02-24
Common Stock
69100
0
D
Stock Appreciation Rights
34.185
2011-07-08
4
D
0
2400
D
2017-08-07
Common Stock
2400
0
D
Stock Appreciation Rights
28.52
2011-07-08
4
D
0
1400
D
2017-02-21
Common Stock
1400
0
D
Shares of Common Stock were converted into the right to receive $92.00 per share pursuant to an Agreement and Plan of Merger, dated November 14, 2010, by and among Bucyrus International, Inc., Caterpillar Inc. and Badger Merger Sub, Inc. (the "Merger Consideration").
Prior to consummation of the merger, each outstanding share of restricted stock became fully vested and free of restrictions, and was converted into the Merger Consideration.
Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2010, 2011, 2012 and 2013.
The stock appreciation rights were canceled in the merger and the reporting person became entitled to receive a cash payment equal to the product of (i) the number of shares of common stock subject to such stock appreciation right and (ii) the amount, if any, by which $92.00 exceeds the exercise price per share of such stock appreciation right.
Prior to consummation of the merger, the stock appreciation rights would have vested 10%, 15%, 25% and 50%, respectively, on December 31, 2009, 2010, 2011 and 2012.
The stock appreciation rights became fully vested on December 31, 2010.
/s/Marcus V. Berto
2011-07-12