-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQwKr32YNZD/Cg8zuxI0FwWevap9dyVllu9ZhcNz+AdT4A7wZ+tlSMjuUzEGuMWZ 30Sha5VNtXzsWrcpBAy2Jw== 0000740761-10-000038.txt : 20100324 0000740761-10-000038.hdr.sgml : 20100324 20100324153453 ACCESSION NUMBER: 0000740761-10-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100323 FILED AS OF DATE: 20100324 DATE AS OF CHANGE: 20100324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Timothy W CENTRAL INDEX KEY: 0001297857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00871 FILM NUMBER: 10701748 MAIL ADDRESS: STREET 1: PO BOX 500 STREET 2: 1100 MILWAUKEE AVENUE CITY: SOUTH MILWAUKEE STATE: WI ZIP: 53172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUCYRUS INTERNATIONAL INC CENTRAL INDEX KEY: 0000740761 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 390188050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 500 STREET 2: 1100 MILWAUKEE AVENUE CITY: SOUTH MILWAUKEE STATE: WI ZIP: 53172-0500 BUSINESS PHONE: 4147684000 MAIL ADDRESS: STREET 1: P O BOX 500 STREET 2: 1100 MILWAUKEE AVENUE CITY: SOUTH MILWAUKEE STATE: WI ZIP: 53172-0500 FORMER COMPANY: FORMER CONFORMED NAME: BUCYRUS ERIE CO /DE DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BECOR WESTERN INC/DE DATE OF NAME CHANGE: 19860901 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-23 0 0000740761 BUCYRUS INTERNATIONAL INC BUCY 0001297857 Sullivan Timothy W PO BOX 500 1100 MILWAUKEE AVENUE SOUTH MILWAUKEE WI 53172 1 1 0 0 President and CEO Common Stock 2010-03-23 4 S 0 10000 68.6128 D 40880 D Common Stock 29658 D Common Stock 5.482 D Common Stock 13600 D Common Stock 12900 D Common Stock 70050 D Common Stock 17500 D Stock Appreciation Rights 59.48 2020-02-23 Common Stock 65700 65700 D Stock Appreciation Rights 13.52 2019-02-24 Common Stock 284600 284600 D Stock Appreciation Rights 51.69 2018-02-20 Common Stock 62200 62200 D Stock Appreciation Rights 28.52 2017-02-21 Common Stock 62400 62400 D Stock Appreciation 19.882 2016-02-16 Common Stock 201000 201000 D The sales reported in this Form 4 were effected persuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2009. The price in Column 4 is a weighted average price. The prices actually received ranged from $68.51 to $68.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Grant to reporting person of "base" restricted stock under the Omnibus Incentive Plan 2007. The "base" restricted stock vested on December 31, 2009. Grant to reporting person of "premium" restricted stock under the Omnibus Incentive Plan 2007. The "premium" restricted stock fully vested on December 31, 2009. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 2010. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 2011. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 2012. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 2013. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50% respectively, on December 31, 2010, 2011, 2012 and 2013. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2009, 2010, 2011 and 2012. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively. on December 31, 2008, 2009, 2010 and 2011. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2007, 2008, 2009 and 2010. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2006, 2007, 2008 and 2009. /s/Timothy W. Sullivan 2010-03-24 -----END PRIVACY-ENHANCED MESSAGE-----