-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FECUuNpWux+RVHOfRf7rvvtZU9cJ3mHw64juaS/VKPxomKz7RDEJL+1yqqKWgQRe ze1K7vn8xAdykOr6wSaVOQ== 0000740761-10-000005.txt : 20100105 0000740761-10-000005.hdr.sgml : 20100105 20100105201637 ACCESSION NUMBER: 0000740761-10-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mackus Craig R CENTRAL INDEX KEY: 0001297859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00871 FILM NUMBER: 10509565 MAIL ADDRESS: STREET 1: PO BOX 500 STREET 2: 1100 MILWAUKEE AVENUE CITY: SOUTH MILWAUKEE STATE: WI ZIP: 53172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUCYRUS INTERNATIONAL INC CENTRAL INDEX KEY: 0000740761 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 390188050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 500 STREET 2: 1100 MILWAUKEE AVENUE CITY: SOUTH MILWAUKEE STATE: WI ZIP: 53172-0500 BUSINESS PHONE: 4147684000 MAIL ADDRESS: STREET 1: P O BOX 500 STREET 2: 1100 MILWAUKEE AVENUE CITY: SOUTH MILWAUKEE STATE: WI ZIP: 53172-0500 FORMER COMPANY: FORMER CONFORMED NAME: BUCYRUS ERIE CO /DE DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BECOR WESTERN INC/DE DATE OF NAME CHANGE: 19860901 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-31 0 0000740761 BUCYRUS INTERNATIONAL INC BUCY 0001297859 Mackus Craig R PO BOX 500 1100 MILWAUKEE AVENUE SOUTH MILWAUKEE WI 53172 0 1 0 0 CFO and Secretary Common Stock 2009-12-31 4 F 0 3664 56.37 D 36536 D Common Stock 2009-12-31 4 F 0 6558 56.37 D 13542 D Common Stock 4000 D Common Stock 2700 D Common Stock 13800 D Stock Appreciation Rights 13.52 2019-02-24 Common Stock 56000 56000 D Stock Appreciation Rights 51.69 2018-02-20 Common Stock 12900 12900 D Stock Appreciation Rights 28.52 2017-02-21 Common Stock 18400 18400 D Stock Appreciation Rights 19.882 2016-02-16 Common Stock 80400 80400 D Reflects the portion of the shares of "base" restricted stock that vested on December 31, 2009 that were retained by the Company in payment of applicable tax withholding obligations, calculated at a price of $56.37 per share, which was the closing price of the Company's common stock as of December 31, 2009. Grant to reporting person of "base" restricted stock under the Omnibus Incentive Plan 2007. The "base" restricted stock vests on December 31, 2009, but vesting is accelerated to 25% on December 31, 2006, 2007, 2008 and 2009 in the event certain financial performance criteria are met. Reflects the portion of the shares of "premium" restricted stock that vested on December 31, 2009 that were retained by the Company in payment of applicable tax withholding obligations, calculated at a price of $56.37 per share, which was the closing price of the Company's common stock as of December 31, 2009. Grant to reporting person of "premium" restricted stock under the Omnibus Incentive Plan 2007. The "premium" restricted stock partially vests in an amount between 20-25% on December 31, 2006, 2007, 2008 and 2009 in the event certain financial performance criteria are met and all partially vested shares fully vest on December 31, 2009. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 31, 2010. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 31, 2011. Grant to reporting person of restricted stock under the Omnibus Incentive Plan 2007. The restricted stock vests on December 31, 2012. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2009, 2010, 2011 and 2012. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2008, 2009, 2010 and 2011. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2007, 2008, 2009 and 2010. The stock appreciation rights are granted under the Omnibus Incentive Plan 2007 and will incrementally vest 10%, 15%, 25% and 50%, respectively, on December 31, 2006, 2007, 2008 and 2009. /s/Craig R. Mackus 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----