0001250853-18-000168.txt : 20181231 0001250853-18-000168.hdr.sgml : 20181231 20181231140042 ACCESSION NUMBER: 0001250853-18-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK MARVIN CENTRAL INDEX KEY: 0001281284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 181259402 MAIL ADDRESS: STREET 1: 7610 MIRAMAR RD. CITY: SAN DIEGO STATE: CA ZIP: 92126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 858-549-6340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-12-28 0 0000740664 R F INDUSTRIES LTD RFIL 0001281284 FINK MARVIN 7610 MIRAMAR RD., BLDG. 6000 SAN DIEGO CA 92126 1 0 0 0 Common Stock 2018-12-28 4 M 0 4000 4.41 A 81339 D Common Stock 2018-12-28 4 S 0 4000 6.885 D 77339 D Stock Option (right to buy) 4.41 2018-12-28 4 M 0 4000 0 D 2019-11-19 Common Stock 4000 4616 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $6.92, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2015, April 30, 2015, July 31, 2015 and October 31, 2015. /s/ Tony D. Shin, Attorney-in-Fact 2018-12-31