0001250853-18-000045.txt : 20180319 0001250853-18-000045.hdr.sgml : 20180319 20180319210527 ACCESSION NUMBER: 0001250853-18-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILL HOWARD F CENTRAL INDEX KEY: 0001278604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 18700517 MAIL ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: SUITE 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 858-549-6340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-15 0 0000740664 R F INDUSTRIES LTD RFIL 0001278604 HILL HOWARD F 7610 MIRAMAR RD SUITE 6000 SAN DIEGO CA 92126-4202 1 0 0 0 Common Stock 2018-03-15 4 M 0 10000 1.5 A 234221 D Common Stock 2018-03-15 4 S 0 10000 4.65 D 224221 D Common Stock 2018-03-16 4 M 0 10000 1.5 A 234221 D Common Stock 2018-03-16 4 S 0 10000 4.5 D 224221 D Common Stock 2018-03-19 4 M 0 17339 1.5 A 241560 D Common Stock 2018-03-19 4 M 0 2661 1.8 A 244221 D Common Stock 2018-03-19 4 S 0 20000 4.61 D 224221 D Stock Option (right to buy) 1.5 2018-03-15 4 M 0 10000 0 D 2021-11-08 Common Stock 10000 67339 D Stock Option (right to buy) 1.5 2018-03-16 4 M 0 10000 0 D 2021-11-08 Common Stock 10000 57339 D Stock Option (right to buy) 1.5 2018-03-19 4 M 0 17339 0 D 2021-11-08 Common Stock 17339 40000 D Stock Option (right to buy) 1.8 2018-03-19 4 M 0 2661 0 D 2022-09-07 Common Stock 2661 12339 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.65, inclusive. The reporting person undertakes to provide to RF Industries Ltd, any security holder of RF Industries Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017. Stock Options vested on the date of grant and were immediately exercisable. /s/ Tony D. Shin, Attorney in Fact 2018-03-19