0000740260-16-000301.txt : 20160818 0000740260-16-000301.hdr.sgml : 20160818 20160818171032 ACCESSION NUMBER: 0000740260-16-000301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160816 FILED AS OF DATE: 20160818 DATE AS OF CHANGE: 20160818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VENTAS INC CENTRAL INDEX KEY: 0000740260 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 611055020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (877) 483-6827 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINEY T RICHARD CENTRAL INDEX KEY: 0001215185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10989 FILM NUMBER: 161841504 4 1 wf-form4_147155461993380.xml FORM 4 X0306 4 2016-08-16 0 0000740260 VENTAS INC VTR 0001215185 RINEY T RICHARD 10350 ORMSBY PARK PLACE SUITE 300 LOUISVILLE, KY 40223 0 1 0 0 EVP, Chief Admin. Off., GC Common Stock 2016-08-16 4 M 0 37631 46.88 A 176170 D Common Stock 2016-08-16 4 S 0 37631 73.0278 D 138539 D Common Stock 2016-08-16 4 M 0 69116 51.85 A 207655 D Common Stock 2016-08-16 4 S 0 69116 73.0278 D 138539 D Common Stock 2016-08-16 4 S 0 9000 73.0297 D 129539 D Common Stock 2016-08-17 4 M 0 10995 51.85 A 140534 D Common Stock 2016-08-17 4 S 0 10995 72.8899 D 129539 D Common Stock 2016-08-17 4 M 0 42708 55.50 A 172247 D Common Stock 2016-08-17 4 S 0 42708 72.8899 D 129539 D Common Stock 70000 I By Spouse Common Stock 1300 I By IRA Stock Option (Right to Buy) 46.88 2016-08-16 4 M 0 37631 46.88 A 2012-01-18 2022-01-18 Common Stock 37631.0 290768 D Stock Option (Right to Buy) 51.85 2016-08-16 4 M 0 69116 51.85 A 2014-01-29 2024-01-29 Common Stock 69116.0 221652 D Stock Option (Right to Buy) 51.85 2016-08-17 4 M 0 10995 51.85 A 2014-01-29 2024-01-29 Common Stock 10995.0 210657 D Stock Option (Right to Buy) 55.5 2016-08-17 4 M 0 42708 55.50 A 2013-01-23 2023-01-23 Common Stock 42708.0 167949 D On August 16, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.79 to $73.66, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). On August 16, 2016, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.87 to $73.56, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). On August 16, 2016, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.65 to $73.21, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 18, 2012. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 29, 2014. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 23, 2013. T. Richard Riney 2016-08-18