Chief Compliance Officer

0000950123-24-001805.txt : 20240213 0000950123-24-001805.hdr.sgml : 20240213 20240213143013 ACCESSION NUMBER: 0000950123-24-001805 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 ORGANIZATION NAME: IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 24624754 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0000073956 XXXXXXXX 12-31-2023 12-31-2023 false Fifth Third Securities, Inc.

38 FOUNTAIN SQUARE PLAZA MD 1090AM Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 000000628 801-63623 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 02-12-2024 1 224 966137072 false 1 028-00539 Fifth Third Bank, National Association INFORMATION TABLE 2 30295.xml INFORMATION TABLE FOR FORM 13F Xtrackers Municipal Infras Rev Bd ETF Exchange Traded Fund 233051705 224807 8761 SH DFND 1 0 0 0 Fidelity MSCI Consumer Discret ETF Exchange Traded Fund 316092204 485323 6148 SH DFND 1 0 0 0 Fidelity MSCI Information Tech ETF Exchange Traded Fund 316092808 330946 2304 SH DFND 1 0 0 0 Goldman Sachs ActiveBeta US LgCp Eq ETF Exchange Traded Fund 381430503 247600 2628 SH DFND 1 0 0 0 Goldman Sachs ActiveBeta US SmCp Eq ETF Exchange Traded Fund 381430602 540145 8515 SH DFND 1 0 0 0 iShares MSCI World ETF Exchange Traded Fund 464286392 1134660 8530 SH DFND 1 0 0 0 iShares 20 Year Treasury Bond ETF Exchange Traded Fund 464287432 918895 9293 SH DFND 1 0 0 0 iShares Cohen & Steers REIT ETF Exchange Traded Fund 464287564 554528 9442 SH DFND 1 0 0 0 iShares Russell 1000 Value ETF Exchange Traded Fund 464287598 1103303 6676 SH DFND 1 0 0 0 iShares Russell 1000 ETF Exchange Traded Fund 464287622 883553 3369 SH DFND 1 0 0 0 iShares Russell 2000 Growth ETF Exchange Traded Fund 464287648 2436169 9658 SH DFND 1 0 0 0 iShares Core S&P US Value ETF Exchange Traded Fund 464287663 448213 5314 SH DFND 1 0 0 0 iShares US Financial Services ETF Exchange Traded Fund 464287770 1761813 9831 SH DFND 1 0 0 0 iShares US Energy ETF Exchange Traded Fund 464287796 310075 7028 SH DFND 1 0 0 0 iShares US Basic Materials ETF Exchange Traded Fund 464287838 276043 1998 SH DFND 1 0 0 0 iShares S&P Small-Cap 600 Value ETF Exchange Traded Fund 464287879 662740 6430 SH DFND 1 0 0 0 iShares Morningstar Mid-Cap Growth ETF Exchange Traded Fund 464288307 623747 9678 SH DFND 1 0 0 0 iShares US Oil & Gas Explor & Prod ETF Exchange Traded Fund 464288851 319082 3424 SH DFND 1 0 0 0 iShares MSCI EAFE Value ETF Exchange Traded Fund 464288877 399867 7675 SH DFND 1 0 0 0 iShares MSCI EAFE Growth ETF Exchange Traded Fund 464288885 399796 4128 SH DFND 1 0 0 0 Vanguard Mega Cap Growth ETF Exchange Traded Fund 921910816 1414329 5450 SH DFND 1 0 0 0 Vanguard Mega Cap ETF Exchange Traded Fund 921910873 419645 2479 SH DFND 1 0 0 0 Vanguard S&P 500 Value ETF Exchange Traded Fund 921932703 1144983 6817 SH DFND 1 0 0 0 Vanguard S&P Mid-Cap 400 Value ETF Exchange Traded Fund 921932844 247242 2836 SH DFND 1 0 0 0 Vanguard S&P Mid-Cap 400 ETF Exchange Traded Fund 921932885 719246 7654 SH DFND 1 0 0 0 Vanguard High Dividend Yield ETF Exchange Traded Fund 921946406 372397 3336 SH DFND 1 0 0 0 Invesco S&P International Dev Qual ETF Exchange Traded Fund 46138E214 230921 8077 SH DFND 1 0 0 0 Invesco S&P Intl Dev Low Vol ETF Exchange Traded Fund 46138E230 213077 7564 SH DFND 1 0 0 0 First Trust Dow Jones Internet ETF Exchange Traded Fund 33733E302 616734 3306 SH DFND 1 0 0 0 First Trust Water ETF Exchange Traded Fund 33733B100 741605 7823 SH 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Fund 78464A409 437333 6722 SH DFND 1 0 0 0 SPDR S&P Health Care Equipment ETF Exchange Traded Fund 78464A581 770220 9141 SH DFND 1 0 0 0 SPDR S&P Software & Services ETF Exchange Traded Fund 78464A599 494435 3289 SH DFND 1 0 0 0 SPDR S&P Regional Banking ETF Exchange Traded Fund 78464A698 447018 8526 SH DFND 1 0 0 0 SPDR S&P Insurance ETF Exchange Traded Fund 78464A789 341230 7546 SH DFND 1 0 0 0 SPDR S&P Bank ETF Exchange Traded Fund 78464A797 312843 6798 SH DFND 1 0 0 0 SPDR S&P 400 Mid Cap Value ETF Exchange Traded Fund 78464A839 278990 3802 SH DFND 1 0 0 0 SPDR S&P Semiconductor ETF Exchange Traded Fund 78464A862 324147 1442 SH DFND 1 0 0 0 SPDR Dow Jones Industrial Avrg ETF Exchange Traded Fund 78467X109 1576533 4174 SH DFND 1 0 0 0 SPDR Nuveen Blmbg ST MunBd ETF Exchange Traded Fund 78468R739 269631 5642 SH DFND 1 0 0 0 SPDR Russell 1000 Yield Focus ETF Exchange Traded Fund 78468R770 724478 7193 SH DFND 1 0 0 0 Consumer Discret Sel Sect SPDR ETF Exchange Traded Fund 81369Y407 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38081 SH DFND 1 0 0 0 Fidelity MSCI Industrials ETF Exchange Traded Fund 316092709 1432169 23390 SH DFND 1 0 0 0 Fidelity MSCI Communication ServicesETF Exchange Traded Fund 316092873 738778 16585 SH DFND 1 0 0 0 Goldman Sachs ActiveBeta Intl Eq ETF Exchange Traded Fund 381430107 475772 14501 SH DFND 1 0 0 0 Goldman Sachs Access Treasury 0-1 Yr ETF Exchange Traded Fund 381430529 3531520 35201 SH DFND 1 0 0 0 iShares Gold Trust Exchange Traded Fund 464285204 11385252 291705 SH DFND 1 0 0 0 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 7832092 74428 SH DFND 1 0 0 0 iShares Select Dividend ETF Exchange Traded Fund 464287168 4042566 34487 SH DFND 1 0 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 3264120 30366 SH DFND 1 0 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 30182799 63192 SH DFND 1 0 0 0 iShares Core US Aggregate Bond ETF Exchange Traded Fund 464287226 13585178 136878 SH DFND 1 0 0 0 iShares MSCI Emerging Markets ETF Exchange 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S&P Mid-Cap ETF Exchange Traded Fund 464287507 5084062 18344 SH DFND 1 0 0 0 iShares Expanded Tech-Software Sect ETF Exchange Traded Fund 464287515 5446528 13427 SH DFND 1 0 0 0 iShares S&P Mid-Cap 400 Growth ETF Exchange Traded Fund 464287606 2286051 28857 SH DFND 1 0 0 0 iShares Russell 1000 Growth ETF Exchange Traded Fund 464287614 19140425 63134 SH DFND 1 0 0 0 iShares Russell 2000 Value ETF Exchange Traded Fund 464287630 1797781 11573 SH DFND 1 0 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 8257372 41140 SH DFND 1 0 0 0 iShares Core S&P US Growth ETF Exchange Traded Fund 464287671 1558459 14970 SH DFND 1 0 0 0 iShares US Technology ETF Exchange Traded Fund 464287721 5308378 43245 SH DFND 1 0 0 0 iShares US Industrials ETF Exchange Traded Fund 464287754 1156522 10113 SH DFND 1 0 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 8159217 75373 SH DFND 1 0 0 0 iShares Short-Term National Muni Bd ETF Exchange Traded Fund 464288158 4648724 44093 SH DFND 1 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Volatility ETF Exchange Traded Fund 46138E354 1493535 23835 SH DFND 1 0 0 0 Invesco S&P 500 High Div Low Vol ETF Exchange Traded Fund 46138E362 1369885 32301 SH DFND 1 0 0 0 Invesco Preferred ETF Exchange Traded Fund 46138E511 1313097 114481 SH DFND 1 0 0 0 Invesco Fundamental Hi Yld Corp Bd ETF Exchange Traded Fund 46138E719 1033734 57017 SH DFND 1 0 0 0 Invesco Senior Loan ETF Exchange Traded Fund 46138G508 8423463 397708 SH DFND 1 0 0 0 Invesco Solar ETF Exchange Traded Fund 46138G706 619446 11611 SH DFND 1 0 0 0 iShares Silver Trust Exchange Traded Fund 46428Q109 6190405 284224 SH DFND 1 0 0 0 iShares S&P GSCI Commodity-Indexed Trust Exchange Traded Fund 46428R107 1141514 56905 SH DFND 1 0 0 0 iShares US Treasury Bond ETF Exchange Traded Fund 46429B267 3123302 135560 SH DFND 1 0 0 0 iShares Core High Dividend ETF Exchange Traded Fund 46429B663 2060323 20201 SH DFND 1 0 0 0 iShares 0-5 Year TIPS Bond ETF Exchange Traded Fund 46429B747 2620226 26577 SH DFND 1 0 0 0 iShares Core MSCI Total Intl Stk ETF Exchange Traded Fund 46432F834 809871 12473 SH DFND 1 0 0 0 iShares Core MSCI EAFE ETF Exchange Traded Fund 46432F842 3542882 50360 SH DFND 1 0 0 0 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 925677 18301 SH DFND 1 0 0 0 iShares MSCI Intl Quality Factor ETF Exchange Traded Fund 46434V456 1241696 33059 SH DFND 1 0 0 0 iShares Core Dividend Growth ETF Exchange Traded Fund 46434V621 21325661 396240 SH DFND 1 0 0 0 iShares Fallen Angels USD Bond ETF Exchange Traded Fund 46435G474 1257696 47640 SH DFND 1 0 0 0 iShares International Dividend Gr ETF Exchange Traded Fund 46435G524 5988867 92750 SH DFND 1 0 0 0 iShares Broad USD High Yield Corp Bd ETF Exchange Traded Fund 46435U853 2192595 60319 SH DFND 1 0 0 0 JPMorgan US Value Factor ETF Exchange Traded Fund 46641Q753 1594549 41331 SH DFND 1 0 0 0 JPMorgan US Quality Factor ETF Exchange Traded Fund 46641Q761 2228262 46548 SH DFND 1 0 0 0 JPMorgan Divers Ret US Small Cap Eq ETF Exchange Traded Fund 46641Q845 1035663 23508 SH DFND 1 0 0 0 JPMorgan Equity Focus ETF Exchange Traded Fund 46654Q781 4062814 77064 SH DFND 1 0 0 0 ProShares S&P 500 Dividend Aristocrats Exchange Traded Fund 74348A467 2023856 21259 SH DFND 1 0 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 25954892 54388 SH DFND 1 0 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 9220966 48234 SH DFND 1 0 0 0 SPDR Portfolio Emerging Markets ETF Exchange Traded Fund 78463X509 1112617 31421 SH DFND 1 0 0 0 SPDR Portfolio Interm Term Corp Bd ETF Exchange Traded Fund 78464A375 794420 24198 SH DFND 1 0 0 0 SPDR Portfolio S&P 500 Value ETF Exchange Traded Fund 78464A508 2689291 57673 SH DFND 1 0 0 0 SPDR Blmbg Intl Trs Bd ETF Exchange Traded Fund 78464A516 517377 22320 SH DFND 1 0 0 0 SPDR Portfolio TIPS ETF Exchange Traded Fund 78464A656 578904 22640 SH DFND 1 0 0 0 SPDR S&P Metals and Mining ETF Exchange Traded Fund 78464A755 3644305 60911 SH DFND 1 0 0 0 SPDR S&P Dividend ETF Exchange Traded Fund 78464A763 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Fund 81369Y605 13618653 362198 SH DFND 1 0 0 0 Industrial Select Sector SPDR ETF Exchange Traded Fund 81369Y704 2517013 22081 SH DFND 1 0 0 0 Technology Select Sector SPDR ETF Exchange Traded Fund 81369Y803 6166788 32038 SH DFND 1 0 0 0 Utilities Select Sector SPDR ETF Exchange Traded Fund 81369Y886 7044829 111240 SH DFND 1 0 0 0 VanEck Fallen Angel HiYld Bd ETF Exchange Traded Fund 92189F437 1327017 46109 SH DFND 1 0 0 0 VanEck Morningstar Wide Moat ETF Exchange Traded Fund 92189F643 4649178 54780 SH DFND 1 0 0 0 VanEck Semiconductor ETF Exchange Traded Fund 92189F676 7872687 45020 SH DFND 1 0 0 0 VanEck JPMorgan EMLcl Ccy Bd ETF Exchange Traded Fund 92189H300 1522521 60060 SH DFND 1 0 0 0 Vanguard Total International Bond ETF Exchange Traded Fund 92203J407 516901 10471 SH DFND 1 0 0 0 Vanguard Energy ETF Exchange Traded Fund 92204A306 2424060 20669 SH DFND 1 0 0 0 Vanguard Health Care ETF Exchange Traded Fund 92204A504 3382180 13490 SH DFND 1 0 0 0 Vanguard Information Technology ETF Exchange Traded Fund 92204A702 6967226 14395 SH DFND 1 0 0 0 Vanguard Utilities ETF Exchange Traded Fund 92204A876 3085297 22508 SH DFND 1 0 0 0 Vanguard Short-Term Corporate Bond ETF Exchange Traded Fund 92206C409 14228574 183902 SH DFND 1 0 0 0 Vanguard Russell 2000 Growth ETF Exchange Traded Fund 92206C623 2960659 16129 SH DFND 1 0 0 0 Vanguard Russell 2000 Value ETF Exchange Traded Fund 92206C649 1570368 11497 SH DFND 1 0 0 0 Vanguard Russell 2000 ETF Exchange Traded Fund 92206C664 1216097 14995 SH DFND 1 0 0 0 Vanguard Russell 1000 Growth ETF Exchange Traded Fund 92206C680 10567871 135450 SH DFND 1 0 0 0 Vanguard Russell 1000 Value ETF Exchange Traded Fund 92206C714 10087273 139058 SH DFND 1 0 0 0 Vanguard Interm-Term Corp Bd ETF Exchange Traded Fund 92206C870 1212778 14921 SH DFND 1 0 0 0 WisdomTree EmMkts ex-Stt-Ownd EntrprsETF Exchange Traded Fund 97717X578 371050 12848 SH DFND 1 0 0 0