Chief Compliance Officer

0000950123-21-004873.txt : 20210423 0000950123-21-004873.hdr.sgml : 20210423 20210423161204 ACCESSION NUMBER: 0000950123-21-004873 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210423 DATE AS OF CHANGE: 20210423 EFFECTIVENESS DATE: 20210423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 21849832 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10903P CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10903P CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000073956 XXXXXXXX 03-31-2021 03-31-2021 false Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10GA3B Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 04-23-2021 1 78 243251 false 1 028-00539 Fifth Third Bank, National Association INFORMATION TABLE 2 4047.xml INFORMATION TABLE FOR FORM 13F ISHARES TR CORE DIV GRWTH Exchange Traded Fund 46434V621 18358 380313 SH DFND 1 0 0 380313 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 16849 204220 SH DFND 1 0 0 204220 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 13696 402207 SH DFND 1 0 0 402207 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 13085 32912 SH DFND 1 0 0 32912 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV Exchange Traded Fund 33738R506 10706 235334 SH DFND 1 0 0 235334 ISHARES TR MSCI INTL QUALTY Exchange Traded Fund 46434V456 8801 241504 SH DFND 1 0 0 241504 SPDR GOLD TR GOLD SHS Exchange Traded Fund 78463V107 8715 54483 SH DFND 1 0 0 54483 ISHARES SILVER TR ISHARES Exchange Traded Fund 46428Q109 8354 368017 SH DFND 1 0 0 368017 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 8065 118064 SH DFND 1 0 0 118064 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW Exchange Traded Fund 92206C680 7953 31811 SH DFND 1 0 0 31811 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL Exchange Traded Fund 92206C714 7931 59662 SH DFND 1 0 0 59662 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 7215 73277 SH DFND 1 0 0 73277 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL Exchange Traded Fund 46138E354 6756 116174 SH DFND 1 0 0 116174 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 6280 13166 SH DFND 1 0 0 13166 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 5835 49978 SH DFND 1 0 0 49978 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 5771 26380 SH DFND 1 0 0 26380 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 5578 42000 SH DFND 1 0 0 42000 VANGUARD WORLD FDS INF TECH ETF Exchange Traded Fund 92204A702 5184 14460 SH DFND 1 0 0 14460 SELECT SECTOR SPDR TR ENERGY Exchange Traded Fund 81369Y506 5134 104633 SH DFND 1 0 0 104633 INVESCO EXCH TRADED FD TR II SR LN ETF Exchange Traded Fund 46138G508 4116 185975 SH DFND 1 0 0 185975 SELECT SECTOR SPDR TR SBI INT-UTILS Exchange Traded Fund 81369Y886 3531 55127 SH DFND 1 0 0 55127 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 2662 9012 SH DFND 1 0 0 9012 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 2586 35879 SH DFND 1 0 0 35879 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC Exchange Traded Fund 92206C771 2505 46927 SH DFND 1 0 0 46927 SPDR SER TR PORTFOLIO AGRGTE Exchange Traded Fund 78464A649 2448 82550 SH DFND 1 0 0 82550 SPDR SER TR PORTFOLIO SHORT Exchange Traded Fund 78464A474 2394 76454 SH DFND 1 0 0 76454 SPDR SER TR S&P HOMEBUILD Exchange Traded Fund 78464A888 2357 33491 SH DFND 1 0 0 33491 SPDR SER TR S&P BIOTECH Exchange Traded Fund 78464A870 2279 16799 SH DFND 1 0 0 16799 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH Exchange Traded Fund 33734X143 2198 20237 SH DFND 1 0 0 20237 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 2188 12272 SH DFND 1 0 0 12272 VANGUARD WORLD FDS UTILITIES ETF Exchange Traded Fund 92204A876 2162 15386 SH DFND 1 0 0 15386 ISHARES TR MSCI USA MIN VOL Exchange Traded Fund 46429B697 2144 30980 SH DFND 1 0 0 30980 SPDR SER TR BLOOMBERG SRT TR Exchange Traded Fund 78468R408 2111 77218 SH DFND 1 0 0 77218 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 2010 29546 SH DFND 1 0 0 29546 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC Exchange Traded Fund 46137V282 1893 7012 SH DFND 1 0 0 7012 VANECK VECTORS ETF TR SEMICONDUCTOR ET Exchange Traded Fund 92189F676 1695 6956 SH DFND 1 0 0 6956 SPDR DOW JONES INDL AVERAGE UT SER 1 Exchange Traded Fund 78467X109 1502 4538 SH DFND 1 0 0 4538 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG Exchange Traded Fund 46138E784 1459 54473 SH DFND 1 0 0 54473 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL Exchange Traded Fund 46138E362 1428 33290 SH DFND 1 0 0 33290 SPDR INDEX SHS FDS DJ INTL RL ETF Exchange Traded Fund 78463X863 1423 41301 SH DFND 1 0 0 41301 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 1292 9239 SH DFND 1 0 0 9239 SPDR SER TR BLOOMBERG BRCLYS Exchange Traded Fund 78468R622 1248 11467 SH DFND 1 0 0 11467 ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q452 1221 40008 SH DFND 1 0 0 40008 ISHARES TR 0-5 YR TIPS ETF Exchange Traded Fund 46429B747 1148 10856 SH DFND 1 0 0 10856 ISHARES S&P GSCI COMMODITY- UNIT BEN INT Exchange Traded Fund 46428R107 1143 81758 SH DFND 1 0 0 81758 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 1106 19358 SH DFND 1 0 0 19358 INVESCO EXCH TRADED FD TR II PFD ETF Exchange Traded Fund 46138E511 1077 71789 SH DFND 1 0 0 71789 FIRST TR EXCHANGE TRADED FD WTR ETF Exchange Traded Fund 33733B100 1054 13468 SH DFND 1 0 0 13468 SPDR SER TR S&P DIVID ETF Exchange Traded Fund 78464A763 971 8226 SH DFND 1 0 0 8226 INVESCO EXCH TRADED FD TR II NATL AMT MUNI Exchange Traded Fund 46138E537 936 34960 SH DFND 1 0 0 34960 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 924 14353 SH DFND 1 0 0 14353 ISHARES TR US TREAS BD ETF Exchange Traded Fund 46429B267 905 34534 SH DFND 1 0 0 34534 VANGUARD WORLD FDS INDUSTRIAL ETF Exchange Traded Fund 92204A603 848 4480 SH DFND 1 0 0 4480 ISHARES TR CORE HIGH DV ETF Exchange Traded Fund 46429B663 831 8752 SH DFND 1 0 0 8752 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP Exchange Traded Fund 46137V373 816 5165 SH DFND 1 0 0 5165 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP Exchange Traded Fund 46138E719 714 36849 SH DFND 1 0 0 36849 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX Exchange Traded Fund 33734X135 711 17070 SH DFND 1 0 0 17070 WISDOMTREE TR EM EX ST-OWNED Exchange Traded Fund 97717X578 693 17022 SH DFND 1 0 0 17022 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 636 3779 SH DFND 1 0 0 3779 SPDR SER TR S&P BK ETF Exchange Traded Fund 78464A797 595 11452 SH DFND 1 0 0 11452 VANGUARD WORLD FDS COMM SRVC ETF Exchange Traded Fund 92204A884 572 4396 SH DFND 1 0 0 4396 VANECK VECTORS ETF TR INTRMDT MUNI ETF Exchange Traded Fund 92189H201 569 11095 SH DFND 1 0 0 11095 SPDR SER TR RUSSELL LOW VOL Exchange Traded Fund 78468R754 555 5581 SH DFND 1 0 0 5581 SPDR SER TR PORTFLI TIPS ETF Exchange Traded Fund 78464A656 510 16670 SH DFND 1 0 0 16670 SPDR SER TR PORTFOLIO INTRMD Exchange Traded Fund 78464A375 501 13795 SH DFND 1 0 0 13795 ISHARES TR MSCI USA QLT FCT Exchange Traded Fund 46432F339 492 4033 SH DFND 1 0 0 4033 SPDR INDEX SHS FDS S&P INTL ETF Exchange Traded Fund 78463X772 482 12624 SH DFND 1 0 0 12624 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 477 2082 SH DFND 1 0 0 2082 INVESCO DB COMMDY INDX TRCK UNIT Exchange Traded Fund 46138B103 404 24265 SH DFND 1 0 0 24265 ISHARES TR MSCI EAFE MIN VL Exchange Traded Fund 46429B689 394 5395 SH DFND 1 0 0 5395 ISHARES TR MSCI USA SMCP MN Exchange Traded Fund 46435G433 343 9290 SH DFND 1 0 0 9290 ISHARES TR EXPONENTIAL TECH Exchange Traded Fund 46434V381 273 4606 SH DFND 1 0 0 4606 ISHARES TR MSCI USA MMENTM Exchange Traded Fund 46432F396 270 1678 SH DFND 1 0 0 1678 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR Exchange Traded Fund 33734X150 263 4625 SH DFND 1 0 0 4625 SPDR SER TR PRTFLO S&P500 VL Exchange Traded Fund 78464A508 251 6602 SH DFND 1 0 0 6602 FLEXSHARES TR MORNSTAR UPSTR Exchange Traded Fund 33939L407 231 6368 SH DFND 1 0 0 6368 VANECK VECTORS ETF TR AGRIBUSINESS ETF Exchange Traded Fund 92189F700 225 2556 SH DFND 1 0 0 2556 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 213 1228 SH DFND 1 0 0 1228