Chief Compliance Officer

0000950123-20-010475.txt : 20201026 0000950123-20-010475.hdr.sgml : 20201026 20201026160656 ACCESSION NUMBER: 0000950123-20-010475 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 EFFECTIVENESS DATE: 20201026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 201260806 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AGA3B CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10GA3B CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000073956 XXXXXXXX 09-30-2020 09-30-2020 false Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10GA3B Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 10-26-2020 1 66 3389947 false 1 028-00539 Fifth Third Bank, National Association INFORMATION TABLE 2 1390.xml INFORMATION TABLE FOR FORM 13F VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 14901 179862 SH DFND 1 0 0 179862 SPDR GOLD TR GOLD SHS Exchange Traded Fund 78463V107 14046 79306 SH DFND 1 0 0 79306 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 12997 202774 SH DFND 1 0 0 202774 ISHARES TR CORE DIV GRWTH Exchange Traded Fund 46434V621 11864 298170 SH DFND 1 0 0 298170 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 10365 30829 SH DFND 1 0 0 30829 ISHARES SILVER TR ISHARES Exchange Traded Fund 46428Q109 9474 437823 SH DFND 1 0 0 437823 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL Exchange Traded Fund 46138E354 8453 157597 SH DFND 1 0 0 157597 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW Exchange Traded Fund 92206C680 7314 32813 SH DFND 1 0 0 32813 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL Exchange Traded Fund 92206C714 6230 60051 SH DFND 1 0 0 60051 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV Exchange Traded Fund 33738R506 5686 173741 SH DFND 1 0 0 173741 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 4757 40769 SH DFND 1 0 0 40769 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 3968 164882 SH DFND 1 0 0 164882 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 3865 64123 SH DFND 1 0 0 64123 INVESCO EXCH TRADED FD TR II SR LN ETF Exchange Traded Fund 46138G508 3678 169216 SH DFND 1 0 0 169216 VANGUARD WORLD FDS INF TECH ETF Exchange Traded Fund 92204A702 3653 11732 SH DFND 1 0 0 11732 SPDR SER TR PORTFOLIO AGRGTE Exchange Traded Fund 78464A649 3629 117805 SH DFND 1 0 0 117805 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 3613 34253 SH DFND 1 0 0 34253 ISHARES TR MSCI INTL QUALTY Exchange Traded Fund 46434V456 3090 98630 SH DFND 1 0 0 98630 ISHARES TR 0-5 YR TIPS ETF Exchange Traded Fund 46429B747 2934 28196 SH DFND 1 0 0 28196 SELECT SECTOR SPDR TR SBI INT-UTILS Exchange Traded Fund 81369Y886 2837 47788 SH DFND 1 0 0 47788 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC Exchange Traded Fund 92206C771 2685 49479 SH DFND 1 0 0 49479 SPDR SER TR S&P BIOTECH Exchange Traded Fund 78464A870 2670 23967 SH DFND 1 0 0 23967 VANGUARD WORLD FDS UTILITIES ETF Exchange Traded Fund 92204A876 2592 20085 SH DFND 1 0 0 20085 SPDR SER TR PORTFOLIO SHORT Exchange Traded Fund 78464A474 2393 76311 SH DFND 1 0 0 76311 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH Exchange Traded Fund 33734X143 2291 24192 SH DFND 1 0 0 24192 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 2270 18772 SH DFND 1 0 0 18772 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 2267 38964 SH DFND 1 0 0 38964 ISHARES TR MSCI USA MIN VOL Exchange Traded Fund 46429B697 2124 33331 SH DFND 1 0 0 33331 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 2066 12808 SH DFND 1 0 0 12808 SPDR SER TR BLOOMBERG SRT TR Exchange Traded Fund 78468R408 1889 73039 SH DFND 1 0 0 73039 INVESCO EXCH TRADED FD TR II PFD ETF Exchange Traded Fund 46138E511 1768 120075 SH DFND 1 0 0 120075 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 1524 19807 SH DFND 1 0 0 19807 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 1363 5810 SH DFND 1 0 0 5810 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG Exchange Traded Fund 46138E784 1337 49322 SH DFND 1 0 0 49322 SPDR SER TR PORTFOLIO INTRMD Exchange Traded Fund 78464A375 1290 35107 SH DFND 1 0 0 35107 SPDR SER TR BLOOMBERG BRCLYS Exchange Traded Fund 78468R622 1284 12319 SH DFND 1 0 0 12319 SPDR INDEX SHS FDS DJ INTL RL ETF Exchange Traded Fund 78463X863 1239 41734 SH DFND 1 0 0 41734 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 1180 29288 SH DFND 1 0 0 29288 SPDR DOW JONES INDL AVERAGE UT SER 1 Exchange Traded Fund 78467X109 956 3439 SH DFND 1 0 0 3439 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 951 2801 SH DFND 1 0 0 2801 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC Exchange Traded Fund 46137V282 849 4031 SH DFND 1 0 0 4031 ISHARES TR CORE HIGH DV ETF Exchange Traded Fund 46429B663 812 10099 SH DFND 1 0 0 10099 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 772 14626 SH DFND 1 0 0 14626 SPDR SER TR S&P DIVID ETF Exchange Traded Fund 78464A763 737 7987 SH DFND 1 0 0 7987 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP Exchange Traded Fund 46137V373 664 4650 SH DFND 1 0 0 4650 INVESCO EXCH TRADED FD TR II NATL AMT MUNI Exchange Traded Fund 46138E537 659 24759 SH DFND 1 0 0 24759 VANGUARD WORLD FDS INDUSTRIAL ETF Exchange Traded Fund 92204A603 638 4412 SH DFND 1 0 0 4412 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY Exchange Traded Fund 46137V241 568 14710 SH DFND 1 0 0 14710 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP Exchange Traded Fund 46138E719 552 29803 SH DFND 1 0 0 29803 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG Exchange Traded Fund 46138E727 546 31147 SH DFND 1 0 0 31147 SELECT SECTOR SPDR TR RL EST SEL SEC Exchange Traded Fund 81369Y860 536 15209 SH DFND 1 0 0 15209 ISHARES TR MSCI EAFE MIN VL Exchange Traded Fund 46429B689 530 7792 SH DFND 1 0 0 7792 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL Exchange Traded Fund 46138E362 529 16060 SH DFND 1 0 0 16060 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX Exchange Traded Fund 33734X135 451 17789 SH DFND 1 0 0 17789 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 444 5101 SH DFND 1 0 0 5101 VANGUARD WORLD FDS COMM SRVC ETF Exchange Traded Fund 92204A884 444 4361 SH DFND 1 0 0 4361 ISHARES TR MSCI USA QLT FCT Exchange Traded Fund 46432F339 430 4152 SH DFND 1 0 0 4152 VANECK VECTORS ETF TR INTRMDT MUNI ETF Exchange Traded Fund 92189H201 425 8299 SH DFND 1 0 0 8299 SPDR SER TR RUSSELL LOW VOL Exchange Traded Fund 78468R754 415 5338 SH DFND 1 0 0 5338 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 410 2012 SH DFND 1 0 0 2012 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 356 2428 SH DFND 1 0 0 2428 ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q452 347 17392 SH DFND 1 0 0 17392 VANGUARD WORLD FDS CONSUM STP ETF Exchange Traded Fund 92204A207 294 1803 SH DFND 1 0 0 1803 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR Exchange Traded Fund 33734X150 223 5468 SH DFND 1 0 0 5468 FLEXSHARES TR MORNSTAR UPSTR Exchange Traded Fund 33939L407 220 7933 SH DFND 1 0 0 7933 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 212 1576 SH DFND 1 0 0 1576