Chief Compliance Officer

0000950123-19-006717.txt : 20190730 0000950123-19-006717.hdr.sgml : 20190730 20190730083351 ACCESSION NUMBER: 0000950123-19-006717 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 EFFECTIVENESS DATE: 20190730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19983275 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 06-30-2019 06-30-2019 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 07-29-2019 0 156 371991000 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF Exchange Traded Fund 33733E104 16153 286109 SH SOLE 0 0 286109 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 14620 219422 SH SOLE 0 0 219422 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 13931 124809 SH SOLE 0 0 124809 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 12620 46651 SH SOLE 0 0 46651 INVESCO QQQ TR UNIT SER 1 Exchange Traded Fund 46090E103 11241 60063 SH SOLE 0 0 60063 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 10311 68704 SH SOLE 0 0 68704 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 9994 33907 SH SOLE 0 0 33907 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 8395 53356 SH SOLE 0 0 53356 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 8096 49431 SH SOLE 0 0 49431 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 7882 40576 SH SOLE 0 0 40576 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 7851 88092 SH SOLE 0 0 88092 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 7527 25569 SH SOLE 0 0 25569 ISHARES TR RUS MID CAP ETF Exchange Traded Fund 464287499 6496 116275 SH SOLE 0 0 116275 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 5660 31580 SH SOLE 0 0 31580 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 5241 66957 SH SOLE 0 0 66957 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 5199 46694 SH SOLE 0 0 46694 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 5183 39485 SH SOLE 0 0 39485 ISHARES TR CORE DIV GRWTH Exchange Traded Fund 46434V621 5086 133149 SH SOLE 0 0 133149 INVESCO EXCHNG TRADED FD TR SR LN ETF Exchange Traded Fund 46138G508 4834 213358 SH SOLE 0 0 213358 WISDOMTREE TR ITL HDG QTLY DIV Exchange Traded Fund 97717X594 4424 135216 SH SOLE 0 0 135216 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 4276 154960 SH SOLE 0 0 154960 INVESCO DB MLTI SECTR CMMTY PRECIOUS METAL Exchange Traded Fund 46140H502 4147 107056 SH SOLE 0 0 107056 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 4141 51337 SH SOLE 0 0 51337 ISHARES TR US AER DEF ETF Exchange Traded Fund 464288760 4122 19247 SH SOLE 0 0 19247 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 4079 32063 SH SOLE 0 0 32063 ISHARES TR 20 YR TR BD ETF Exchange Traded Fund 464287432 3958 29803 SH SOLE 0 0 29803 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 3808 62030 SH SOLE 0 0 62030 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 3768 15656 SH SOLE 0 0 15656 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 3650 62864 SH SOLE 0 0 62864 ISHARES TR US HLTHCARE ETF Exchange Traded Fund 464287762 3451 17674 SH SOLE 0 0 17674 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 3423 82076 SH SOLE 0 0 82076 VANECK VECTORS ETF TR MORNINGSTAR WIDE Exchange Traded Fund 92189F643 3407 70943 SH SOLE 0 0 70943 ISHARES TR RUS MD CP GR ETF Exchange Traded Fund 464287481 3391 23785 SH SOLE 0 0 23785 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 3367 79175 SH SOLE 0 0 79175 ISHARES TR 3 7 YR TREAS BD Exchange Traded Fund 464288661 3340 26566 SH SOLE 0 0 26566 SCHWAB STRATEGIC TR US MID-CAP ETF Exchange Traded Fund 808524508 3316 57903 SH SOLE 0 0 57903 ISHARES TR BARCLAYS 7 10 YR Exchange Traded Fund 464287440 3103 28207 SH SOLE 0 0 28207 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 3088 13650 SH SOLE 0 0 13650 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 3071 33158 SH SOLE 0 0 33158 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL Exchange Traded Fund 921932778 3033 23537 SH SOLE 0 0 23537 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL Exchange Traded Fund 46138E362 3019 71697 SH SOLE 0 0 71697 SCHWAB STRATEGIC TR US SML CAP ETF Exchange Traded Fund 808524607 2761 38512 SH SOLE 0 0 38512 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 2728 202140 SH SOLE 0 0 202140 ISHARES TR U.S. UTILITS ETF Exchange Traded Fund 464287697 2701 17913 SH SOLE 0 0 17913 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 2697 52442 SH SOLE 0 0 52442 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 2697 24097 SH SOLE 0 0 24097 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 2596 17356 SH SOLE 0 0 17356 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 2522 7088 SH SOLE 0 0 7088 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 2501 21461 SH SOLE 0 0 21461 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 2439 14545 SH SOLE 0 0 14545 VANGUARD WORLD FDS CONSUM STP ETF Exchange Traded Fund 92204A207 2417 16252 SH SOLE 0 0 16252 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 2371 44964 SH SOLE 0 0 44964 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 2311 27820 SH SOLE 0 0 27820 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW Exchange Traded Fund 46138E198 2265 44194 SH SOLE 0 0 44194 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 2105 10642 SH SOLE 0 0 10642 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 2063 23671 SH SOLE 0 0 23671 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 2032 10118 SH SOLE 0 0 10118 FIDELITY MSCI CONSM DIS Exchange Traded Fund 316092204 2032 44455 SH SOLE 0 0 44455 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1969 12667 SH SOLE 0 0 12667 ISHARES TR JPMORGAN USD EMG Exchange Traded Fund 464288281 1929 17032 SH SOLE 0 0 17032 ISHARES TR EXPANDED TECH Exchange Traded Fund 464287515 1912 8755 SH SOLE 0 0 8755 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 1906 25360 SH SOLE 0 0 25360 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 1897 10177 SH SOLE 0 0 10177 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 1870 13973 SH SOLE 0 0 13973 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 1818 16080 SH SOLE 0 0 16080 SPDR SERIES TRUST BLOOMBERG SRT TR Exchange Traded Fund 78468R408 1798 66050 SH SOLE 0 0 66050 VANGUARD INDEX FDS REAL ESTATE ETF Exchange Traded Fund 922908553 1783 20210 SH SOLE 0 0 20210 ISHARES TR MIN VOL EAFE ETF Exchange Traded Fund 46429B689 1742 23982 SH SOLE 0 0 23982 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 1741 13936 SH SOLE 0 0 13936 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 1694 37855 SH SOLE 0 0 37855 ISHARES TR CORE HIGH DV ETF Exchange Traded Fund 46429B663 1678 17760 SH SOLE 0 0 17760 SCHWAB STRATEGIC TR US DIVIDEND EQ Exchange Traded Fund 808524797 1657 30993 SH SOLE 0 0 30993 SELECT SECTOR SPDR TR SBI INT-UTILS Exchange Traded Fund 81369Y886 1641 27531 SH SOLE 0 0 27531 VANGUARD WORLD FDS UTILITIES ETF Exchange Traded Fund 92204A876 1611 12120 SH SOLE 0 0 12120 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 1609 12081 SH SOLE 0 0 12081 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 1555 36257 SH SOLE 0 0 36257 ISHARES TR CORE S&P US GWT Exchange Traded Fund 464287671 1518 24231 SH SOLE 0 0 24231 ISHARES TR US INDUSTRIALS Exchange Traded Fund 464287754 1460 9227 SH SOLE 0 0 9227 ISHARES TR EXPND TEC SC ETF Exchange Traded Fund 464287549 1381 6406 SH SOLE 0 0 6406 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 1375 10948 SH SOLE 0 0 10948 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 1347 15436 SH SOLE 0 0 15436 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 1341 11620 SH SOLE 0 0 11620 SCHWAB STRATEGIC TR INTL SCEQT ETF Exchange Traded Fund 808524888 1221 37230 SH SOLE 0 0 37230 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 1192 8134 SH SOLE 0 0 8134 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1146 17440 SH SOLE 0 0 17440 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 1137 11426 SH SOLE 0 0 11426 SPDR SERIES TRUST BLOOMBERG BRCLYS ADDED Exchange Traded Fund 78468R622 1127 10353 SH SOLE 0 0 10353 ISHARES TR SH TR CRPORT ETF Exchange Traded Fund 464288646 1114 20863 SH SOLE 0 0 20863 ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 1090 110680 SH SOLE 0 0 110680 ISHARES TR MIN VOL USA ETF Exchange Traded Fund 46429B697 1080 17510 SH SOLE 0 0 17510 ISHARES TR 1 3 YR TREAS BD Exchange Traded Fund 464287457 1072 12651 SH SOLE 0 0 12651 SPDR SERIES TRUST S&P DIVID ETF Exchange Traded Fund 78464A763 1058 10491 SH SOLE 0 0 10491 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 1002 12949 SH SOLE 0 0 12949 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 995 8261 SH SOLE 0 0 8261 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 981 12572 SH SOLE 0 0 12572 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 966 67452 SH SOLE 0 0 67452 SPDR INDEX SHS FDS DJ INTL RL ETF Exchange Traded Fund 78463X863 911 23528 SH SOLE 0 0 23528 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG Exchange Traded Fund 46138E727 892 41324 SH SOLE 0 0 41324 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 882 16657 SH SOLE 0 0 16657 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG Exchange Traded Fund 46138E784 861 29667 SH SOLE 0 0 29667 SPDR SERIES TRUST PORTFOLIO SHORT Exchange Traded Fund 78464A474 859 27938 SH SOLE 0 0 27938 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX Exchange Traded Fund 33734X135 826 26105 SH SOLE 0 0 26105 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 817 5200 SH SOLE 0 0 5200 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 802 7627 SH SOLE 0 0 7627 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 784 6941 SH SOLE 0 0 6941 SELECT SECTOR SPDR TR ENERGY Exchange Traded Fund 81369Y506 779 12228 SH SOLE 0 0 12228 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 773 7255 SH SOLE 0 0 7255 ISHARES TR IBOXX INV CP ETF Exchange Traded Fund 464287242 769 6190 SH SOLE 0 0 6190 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 723 4034 SH SOLE 0 0 4034 VANECK VECTORS ETF TR AMT FREE INT ETF Exchange Traded Fund 92189H201 704 14169 SH SOLE 0 0 14169 SCHWAB STRATEGIC TR SCHWB FDT INT LG Exchange Traded Fund 808524755 700 24957 SH SOLE 0 0 24957 SCHWAB STRATEGIC TR US LRG CAP ETF Exchange Traded Fund 808524201 659 9349 SH SOLE 0 0 9349 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI Exchange Traded Fund 46138E537 653 24998 SH SOLE 0 0 24998 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL Exchange Traded Fund 46138E354 618 11236 SH SOLE 0 0 11236 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 615 7121 SH SOLE 0 0 7121 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 599 6310 SH SOLE 0 0 6310 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP Exchange Traded Fund 46137V373 586 4381 SH SOLE 0 0 4381 VANGUARD WORLD FD MEGA GRWTH IND Exchange Traded Fund 921910816 553 4259 SH SOLE 0 0 4259 ISHARES TR U.S. CNSM SV ETF Exchange Traded Fund 464287580 539 2480 SH SOLE 0 0 2480 FIDELITY CONSMR STAPLES Exchange Traded Fund 316092303 538 15478 SH SOLE 0 0 15478 FIDELITY MSCI FINLS IDX Exchange Traded Fund 316092501 509 12700 SH SOLE 0 0 12700 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC Exchange Traded Fund 92206C771 496 9395 SH SOLE 0 0 9395 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV Exchange Traded Fund 33738R506 494 15924 SH SOLE 0 0 15924 FIDELITY MSCI COMMNTN SVC Exchange Traded Fund 316092873 481 14543 SH SOLE 0 0 14543 SCHWAB STRATEGIC TR EMRG MKTEQ ETF Exchange Traded Fund 808524706 477 18077 SH SOLE 0 0 18077 ISHARES TR COHEN STEER REIT Exchange Traded Fund 464287564 471 4183 SH SOLE 0 0 4183 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 468 5508 SH SOLE 0 0 5508 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F Exchange Traded Fund 921932505 448 2777 SH SOLE 0 0 2777 PIMCO ETF TR 0-5 HIGH YIELD Exchange Traded Fund 72201R783 448 4463 SH SOLE 0 0 4463 ISHARES TR CORE S&P US VLU Exchange Traded Fund 464287663 425 7507 SH SOLE 0 0 7507 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC Exchange Traded Fund 46137V282 416 2350 SH SOLE 0 0 2350 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 398 4106 SH SOLE 0 0 4106 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 395 3314 SH SOLE 0 0 3314 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP Exchange Traded Fund 46138E719 386 20379 SH SOLE 0 0 20379 SPDR SERIES TRUST PORTFOLIO INTRMD Exchange Traded Fund 78464A375 361 10339 SH SOLE 0 0 10339 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 337 3415 SH SOLE 0 0 3415 ISHARES TR INTRM TR CRP ETF Exchange Traded Fund 464288638 329 5779 SH SOLE 0 0 5779 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US Exchange Traded Fund 922042775 318 6238 SH SOLE 0 0 6238 MICROSOFT CORP COM Common Stock 594918104 311 2323 SH SOLE 0 0 2323 SCHWAB STRATEGIC TR US LCAP GR ETF Exchange Traded Fund 808524300 304 3649 SH SOLE 0 0 3649 SPDR SERIES TRUST NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 298 6102 SH SOLE 0 0 6102 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 297 2318 SH SOLE 0 0 2318 ISHARES TR INTRM GOV CR ETF Exchange Traded Fund 464288612 294 2619 SH SOLE 0 0 2619 ISHARES TR INTL SEL DIV ETF Exchange Traded Fund 464288448 278 9076 SH SOLE 0 0 9076 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH Exchange Traded Fund 33734X143 261 3381 SH SOLE 0 0 3381 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF Exchange Traded Fund 33738R605 259 8533 SH SOLE 0 0 8533 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 255 1718 SH SOLE 0 0 1718 SPDR INDEX SHS FDS GLB NAT RESRCE Exchange Traded Fund 78463X541 251 5472 SH SOLE 0 0 5472 ISHARES TR U.S. ENERGY ETF Exchange Traded Fund 464287796 240 6985 SH SOLE 0 0 6985 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR Exchange Traded Fund 33734X150 226 5352 SH SOLE 0 0 5352 ISHARES TR GLOBAL TECH ETF Exchange Traded Fund 464287291 222 1239 SH SOLE 0 0 1239 AMAZON COM INC COM Common Stock 023135106 217 115 SH SOLE 0 0 115 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 214 1232 SH SOLE 0 0 1232 VANGUARD MUN BD FD INC TAX EXEMPT BD Exchange Traded Fund 922907746 209 3948 SH SOLE 0 0 3948 APPLE INC COM Common Stock 037833100 203 1029 SH SOLE 0 0 1029 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY Exchange Traded Fund 46138J601 200 8323 SH SOLE 0 0 8323