Chief Compliance Officer

0000950123-19-005123.txt : 20190515 0000950123-19-005123.hdr.sgml : 20190515 20190515091503 ACCESSION NUMBER: 0000950123-19-005123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825378 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 09-30-2017 09-30-2017 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 106 257467 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 607 54177 SH SOLE 0 0 54177 ISHARES CORE LT USDB ETF Exchange Traded Fund 464289479 682 10684 SH SOLE 0 0 10684 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 4649 377733 SH SOLE 0 0 377733 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 3810 70531 SH SOLE 0 0 70531 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 580 36891 SH SOLE 0 0 36891 ISHARES TR 1 3 YR CR BD ETF Exchange Traded Fund 464288646 4088 38810 SH SOLE 0 0 38810 ISHARES TR COHEN STEER REIT Exchange Traded Fund 464287564 510 5074 SH SOLE 0 0 5074 ISHARES TR CORE HIGH DV ETF Exchange Traded Fund 46429B663 252 2934 SH SOLE 0 0 2934 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 4039 62947 SH SOLE 0 0 62947 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 4254 23779 SH SOLE 0 0 23779 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 4996 67314 SH SOLE 0 0 67314 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 17130 297249 SH SOLE 0 0 297249 ISHARES TR CORE S&P US GWT Exchange Traded Fund 464287671 691 13691 SH SOLE 0 0 13691 ISHARES TR CORE S&P US VLU Exchange Traded Fund 464287663 265 5071 SH SOLE 0 0 5071 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 6158 24347 SH SOLE 0 0 24347 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 10876 99248 SH SOLE 0 0 99248 ISHARES TR IBONDS DEC18 ETF Exchange Traded Fund 46434VAA8 561 22274 SH SOLE 0 0 22274 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 5269 59368 SH SOLE 0 0 59368 ISHARES TR INTRMD CR BD ETF Exchange Traded Fund 464288638 225 2046 SH SOLE 0 0 2046 ISHARES TR JPMORGAN USD EMG Exchange Traded Fund 464288281 1559 13396 SH SOLE 0 0 13396 ISHARES TR MIN VOL EAFE ETF Exchange Traded Fund 46429B689 4035 56795 SH SOLE 0 0 56795 ISHARES TR MRGSTR MD CP ETF Exchange Traded Fund 464288208 393 2248 SH SOLE 0 0 2248 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1873 27358 SH SOLE 0 0 27358 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 553 12350 SH SOLE 0 0 12350 ISHARES TR N AMER TECH ETF Exchange Traded Fund 464287549 1451 9346 SH SOLE 0 0 9346 ISHARES TR NA TEC SFTWR ETF Exchange Traded Fund 464287515 682 4663 SH SOLE 0 0 4663 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 885 7982 SH SOLE 0 0 7982 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 6917 55317 SH SOLE 0 0 55317 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 1026 8657 SH SOLE 0 0 8657 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 1284 7175 SH SOLE 0 0 7175 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 793 6395 SH SOLE 0 0 6395 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 2538 29884 SH SOLE 0 0 29884 ISHARES TR RUS MID CAP ETF Exchange Traded Fund 464287499 6660 33782 SH SOLE 0 0 33782 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1537 10378 SH SOLE 0 0 10378 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 7408 51657 SH SOLE 0 0 51657 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 7737 71702 SH SOLE 0 0 71702 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 1746 8632 SH SOLE 0 0 8632 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 881 9407 SH SOLE 0 0 9407 ISHARES TR SHORT TREAS BD Exchange Traded Fund 464288679 685 6205 SH SOLE 0 0 6205 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 655 6186 SH SOLE 0 0 6186 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 2073 13979 SH SOLE 0 0 13979 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 4842 42637 SH SOLE 0 0 42637 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 603 6305 SH SOLE 0 0 6305 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 2127 17752 SH SOLE 0 0 17752 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 2273 20277 SH SOLE 0 0 20277 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 985 5901 SH SOLE 0 0 5901 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 1006 12601 SH SOLE 0 0 12601 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 1145 7637 SH SOLE 0 0 7637 ISHARES TR U.S. UTILITS ETF Exchange Traded Fund 464287697 247 1864 SH SOLE 0 0 1864 ISHARES TR US AER DEF ETF Exchange Traded Fund 464288760 3181 17870 SH SOLE 0 0 17870 ISHARES TR US INDUSTRIALS Exchange Traded Fund 464287754 1721 12426 SH SOLE 0 0 12426 SCHWAB STRATEGIC TR EMRG MKTEQ ETF Exchange Traded Fund 808524706 1881 69920 SH SOLE 0 0 69920 SCHWAB STRATEGIC TR INTL EQTY ETF Exchange Traded Fund 808524805 1219 36444 SH SOLE 0 0 36444 SCHWAB STRATEGIC TR INTL SCEQT ETF Exchange Traded Fund 808524888 809 22593 SH SOLE 0 0 22593 SCHWAB STRATEGIC TR SCHWB FDT INT LG Exchange Traded Fund 808524755 3408 114111 SH SOLE 0 0 114111 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 2774 52995 SH SOLE 0 0 52995 SCHWAB STRATEGIC TR US LRG CAP ETF Exchange Traded Fund 808524201 5784 96337 SH SOLE 0 0 96337 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 3462 84181 SH SOLE 0 0 84181 SELECT SECTOR SPDR TR ENERGY Exchange Traded Fund 81369Y506 473 6907 SH SOLE 0 0 6907 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 2313 42851 SH SOLE 0 0 42851 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 2263 27691 SH SOLE 0 0 27691 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 2441 94422 SH SOLE 0 0 94422 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 504 7104 SH SOLE 0 0 7104 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 1040 17605 SH SOLE 0 0 17605 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 358 2949 SH SOLE 0 0 2949 SPDR INDEX SHS FDS EMERG MKTS ETF Exchange Traded Fund 78463X509 2091 28861 SH SOLE 0 0 28861 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 4370 17313 SH SOLE 0 0 17313 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 2678 8173 SH SOLE 0 0 8173 SPDR SER TR NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 1571 32339 SH SOLE 0 0 32339 SPDR SER TR NUVEEN BRC MUNIC Exchange Traded Fund 78468R721 211 4330 SH SOLE 0 0 4330 SPDR SERIES TRUST BLOMBRG BRC AGRT Exchange Traded Fund 78464A649 1901 32946 SH SOLE 0 0 32946 SPDR SERIES TRUST BLOOMBERG BRCLYS Exchange Traded Fund 78464A417 261 7013 SH SOLE 0 0 7013 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 266 2879 SH SOLE 0 0 2879 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 665 6361 SH SOLE 0 0 6361 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL Exchange Traded Fund 921932778 586 4573 SH SOLE 0 0 4573 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 1639 19364 SH SOLE 0 0 19364 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 2630 28056 SH SOLE 0 0 28056 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 2552 31978 SH SOLE 0 0 31978 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 1701 20765 SH SOLE 0 0 20765 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 875 16031 SH SOLE 0 0 16031 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 4609 34721 SH SOLE 0 0 34721 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 1717 14106 SH SOLE 0 0 14106 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 1863 17638 SH SOLE 0 0 17638 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 3654 24776 SH SOLE 0 0 24776 VANGUARD INDEX FDS REIT ETF Exchange Traded Fund 922908553 3045 36651 SH SOLE 0 0 36651 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 12985 56271 SH SOLE 0 0 56271 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 4316 33617 SH SOLE 0 0 33617 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 1207 8545 SH SOLE 0 0 8545 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 1216 7967 SH SOLE 0 0 7967 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 9095 70228 SH SOLE 0 0 70228 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 5171 51811 SH SOLE 0 0 51811 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 2057 47211 SH SOLE 0 0 47211 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 2184 30740 SH SOLE 0 0 30740 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 2959 36935 SH SOLE 0 0 36935 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 837 6438 SH SOLE 0 0 6438 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 803 6733 SH SOLE 0 0 6733 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 429 3972 SH SOLE 0 0 3972 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 1515 27691 SH SOLE 0 0 27691 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 279 6429 SH SOLE 0 0 6429 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 721 5015 SH SOLE 0 0 5015 VANGUARD WORLD FDS CONSUM STP ETF Exchange Traded Fund 92204A207 400 2871 SH SOLE 0 0 2871 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 529 5592 SH SOLE 0 0 5592 VANGUARD WORLD FDS FINANCIALS ETF Exchange Traded Fund 92204A405 638 9726 SH SOLE 0 0 9726 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 598 3916 SH SOLE 0 0 3916 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 222 1722 SH SOLE 0 0 1722 VANGUARD WORLD FDS TELCOMM ETF Exchange Traded Fund 92204A884 549 5906 SH SOLE 0 0 5906