0000073956-24-000014.txt : 20240327
0000073956-24-000014.hdr.sgml : 20240327
20240327133117
ACCESSION NUMBER: 0000073956-24-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: SINEL,SHAWN,FRANCIS,
FILED AS OF DATE: 20240327
DATE AS OF CHANGE: 20240327
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
ORGANIZATION NAME:
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 24788383
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 1090AM
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 1090AM
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
Joseph Daft
513-534-6270
joseph.daft@53.com
KIMBERLY.DONOVAN@53.com
joseph.daft@53.com
N
N
Shawn
Francis
Sinel
5418671
Y
2
0000050825
H2C SECURITIES INC.
06-30-2021
N
867-01506
LOCATED
03-27-2024
SUPERVISED
03-27-2024
222 South Riverside Plaza
Chicago
IL
60606
0000073956
FIFTH THIRD SECURITIES, INC.
H2C Securities, Inc.
03-27-2024
N
867-01273
SUPERVISED
03-27-2024
222 South Riverside Plaza
Chicago
IL
60606
LOCATED
03-27-2024
03-2024
Fifth Third Securities, Inc.
New York
NY
10022
Y
Y
Director
06-2021
03-2024
H2C Securities, Inc.
New York
NY
10022
Y
Y
Director
07-2020
06-2021
Unemployed
New York
NY
10022
N
N
unemployed
01-2016
06-2020
Piler Jaffray & Co.
Albanky
NY
12207
Y
Y
Public Finance
03-2009
01-2016
Jefferies & Company, Inc.
Albany
NY
12207
N
Y
Fixed Income
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-27-2024
Joseph S. Daft
Compliance Manager