0000073956-24-000014.txt : 20240327 0000073956-24-000014.hdr.sgml : 20240327 20240327133117 ACCESSION NUMBER: 0000073956-24-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SINEL,SHAWN,FRANCIS, FILED AS OF DATE: 20240327 DATE AS OF CHANGE: 20240327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 ORGANIZATION NAME: IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 24788383 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX Joseph Daft 513-534-6270 joseph.daft@53.com KIMBERLY.DONOVAN@53.com joseph.daft@53.com N N Shawn Francis Sinel 5418671 Y 2 0000050825 H2C SECURITIES INC. 06-30-2021 N 867-01506 LOCATED 03-27-2024 SUPERVISED 03-27-2024 222 South Riverside Plaza Chicago IL 60606 0000073956 FIFTH THIRD SECURITIES, INC. H2C Securities, Inc. 03-27-2024 N 867-01273 SUPERVISED 03-27-2024 222 South Riverside Plaza Chicago IL 60606 LOCATED 03-27-2024 03-2024 Fifth Third Securities, Inc. New York NY 10022 Y Y Director 06-2021 03-2024 H2C Securities, Inc. New York NY 10022 Y Y Director 07-2020 06-2021 Unemployed New York NY 10022 N N unemployed 01-2016 06-2020 Piler Jaffray & Co. Albanky NY 12207 Y Y Public Finance 03-2009 01-2016 Jefferies & Company, Inc. Albany NY 12207 N Y Fixed Income N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-27-2024 Joseph S. Daft Compliance Manager