Compliance Officer

MA/A 0000073956 XXXXXXXX Joseph S Daft 513-534-6270 joseph.daft@53.com joseph.daft@53.com FIFTH THIRD SECURITIES, INC. 000000628 31-4122170 866-00636-00 867-01273 008-2428 000000628 34 FOUNTAIN SQUARE PLAZA MD 10AT42 CINCINNATI OH 45202 513-534-7421 Add 21 East State Street Columbus OH 43215 614-744-5450 614-744-5580 Add 222 S. RIVERSIDE PLAZA CHICAGO IL 60606 3127045912 NewAdd 251 North Illinois Street Indianapolis IN 46204 3173832908 N 38 FOUNTAIN SQUARE PLAZA MD 10AT42 CINCINNATI OH 45263 https://www.53.com Jarrett Andrew Jacobs

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

513-534-7421 513-534-7159 jarrett.jacobs@53.com Joseph Stephen Daft Compliance Officer

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

513-534-6270 513-534-7159 joseph.daft@53.com Add Columbus Public Finance Office 21 East State Street Columbus OH 43215 614-744-5450 614-744-5580 Some of the Firm's municipal advisor representatives are located here. Records relating to municipal advisory engagements for these individuals are stored here. Add Operations Building 5001 Kingsley Drive Cincinnati OH 45227 513-358-3607 513-358-9792 Location of Fifth Third Securities, Inc. Operations Center includes back-office employees (i.e., accounting personnel). Documents related to their job functions are maintained here. Add CHICAGO PUBLIC FINANCE OFFICE 222 S. RIVERSIDE PLAZA CHICAGO IL 60606 3127045912 DOCUMENTS RELATING TO MUNICIPAL ADVISORY ENGAGEMENTS SERVICED AT THIS LOCATION. NewAdd Indianapolis Public Finance Office 251 North Illinois Street Indianapolis IN 46204 317-383-2908 Records relating to MA engagements would be kept here. Fifth Third Bank Y Ohio Secretary of State 877750 OH Fifth Third Bancorp Y Ohio Secretary of State 458715 OH Fifth Third Financial Corporation Y Ohio Secretary of State 1203641 OH December OH 05-01-1925 N 1434 4 4 0 0 2 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Other Investments Advice On Selection Brokerage Of MEI Other Fifth Third Securities, Inc. acts as underwriter for municipal issuers. Y Y Y Y Y Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Swap Dealer Banking/Thrift institution Insurance company or agency 9 Add Investment Adviser ClearArc Capital, Inc. ClearArc Capital, Inc. N Y N Add Banking/Thrift institution Fifth Third Bank Fifth Third Bank Y Y N Add Insurance company or agency Fifth Third Insurance Agency, Inc. Fifth Third Insurance Agency, Inc. N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Fifth Third Securities, Inc. Fifth Third Securities, Inc. Y Y N Add Investment Adviser Fifth Third Securities, Inc (Investment Advisor) Fifth Third Securities, Inc. N Y N Add Insurance company or agency RG McGraw Insurance Agency, Inc. RG McGraw Insurance Agency, Inc. N Y N Add Investment Adviser The Retirement Corporation of America Investment Advisor N Y N Add Insurance company or agency Epic Insurance Solutions Epic Insurance Solutions N Y N NewAdd Investment Adviser Franklin Street Advisors Investment Advisor N Y N N N N N Y Y N N N N Y N N N FIFTH THIRD BANCORP 0000035527 Schedule B N N N N N Y N Y Y N Y N Y N N Y N N N N N N N N N Y Fifth Third Bank N 31-0676865 Owner 06-01-1998 E Y Howard NMN Hammond Managing Director 01-01-2007 NA Y 002118196 Jarrett Andrew Jacobs Chief Compliance Officer 03-01-2013 NA Y 003190249 Ginger Michelle Kelly Chief Administrative Officer 03-01-2011 NA Y 002357692 Justin Michael Overman Director, Brokerage Operations 05-01-2011 NA Y 004419793 Robert Franklin Marcus Head of Capital Markets 04-02-2012 NA Y 002512810 Mark Emmet Brown Capital Markets Chief Administrative Officer 05-12-2014 NA Y 002000435 Anderson Lynn Kristina Chief Administrative Officer - Capital Markets 12-01-2015 NA Y 003050129 Keith Gregary Watson Director, Business Controls 07-01-2017 NA Y 004184001 Brian Daryl Lamb Director 03-26-2018 NA Y 006918171 Fifth Third Bank Fifth Third Bancorp Y 31-0854434 Owner 06-01-1998 E Y Fifth Third Bancorp Fifth Third Financial Corporation N 31-1755886 Owner 06-01-1998 E Y Add Fifth Third Bank N 31-0676865 Owner 06-01-1998 E Y Add Howard NMN Hammond Managing Director 01-01-2007 NA Y 002118196 Add Jarrett Andrew Jacobs Chief Compliance Officer 03-01-2013 NA Y 003190249 Add Ginger Michelle Kelly Chief Administrative Officer 03-01-2011 NA Y 002357692 Add Justin Michael Overman Director, Brokerage Operations 05-01-2011 NA Y 004419793 Add Robert Franklin Marcus Head of Capital Markets 04-02-2012 NA Y 002512810 Add Mark Emmet Brown Capital Markets Chief Administrative Officer 05-12-2014 NA Y 002000435 Add Anderson Lynn Kristina Chief Administrative Officer - Capital Markets 12-01-2015 NA Y 003050129 Add Keith Gregary Watson Director, Business Controls 07-01-2017 NA Y 004184001 Add Brian Daryl Lamb Director 03-26-2018 NA Y 006918171 Add CHRISTOPHER SCOTT STRATMOEN PRINCIPAL FINANCIAL OFFICER 10-01-2018 NA Y 005873893 Amend Fifth Third Bank Fifth Third Bancorp Y 31-0854434 Owner 06-01-1998 E Y Amend Fifth Third Bancorp Fifth Third Financial Corporation N 31-1755886 Owner 06-01-1998 E Y 9-E2 Fifth Third Securities, Inc. 000000628 1660125 9-E2 Fifth Third Securities, Inc. 000000628 1656549 9-E2 Fifth Third Securities, Inc. 000000628 1620218 9-E2 Fifth Third Securities, Inc. 000000628 1552253 9-E2 Fifth Third Securities, Inc. 000000628 1497154 9-E2 Fifth Third Securities, Inc. 000000628 1491335 9-E2 Fifth Third Securities, Inc. 000000628 1473749 9-E2 Fifth Third Securities, Inc. 000000628 1451765 9-E2 Fifth Third Securities, Inc. 000000628 1433511 9-E2 Fifth Third Securities, Inc. 000000628 1346483 9-E2 Fifth Third Securities, Inc. 000000628 1255009 9-E2 Fifth Third Securities, Inc. 000000628 1169486 9-C2 9-C4 9-C5 Fifth Third Securities, Inc. 000000628 1080901 9-E2 Fifth Third Securities, Inc. 000000628 1060705 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 1035287 9-E2 Fifth Third Securities, Inc. 000000628 591046 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 321893 9-D2 Fifth Third Securities, Inc. 000000628 321865 9-D2 9-D4 Ffith Third Securities, Inc. 000000628 274921 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 252878 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 240369 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 239546 9-E2 Fifth Third Securities, Inc. 000000628 233480 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 182275 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 182273 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 182268 9-D2 9-D4 Fifth Third Securities, Inc. 000000628 150171 9-D2 Fifth Third Securities, Inc. 000000628 113243 9-E2 Fifth Third Securities, Inc. 000000628 113242 9-C2 9-C4 9-C5 Fifth Third Securities, Inc. 000000628 113241 9-E2 Fifth Third Securities, Inc. 000000628 113240 9-E2 Fifth Third Securities, Inc. 000000628 113239 1 9-C2 Fifth Third Bancorp Y 001-33653 Fifth Third Securities, Inc. 000000628 1686469 1 9-C2 Fifth Third Bancorp Y 001-33653 Fifth Third Securities, Inc. 000000628 1590108 9-C2 FIFTH THIRD SECURITIES, INC. 000000628 1823892 9-E2 FIFTH THIRD SECURITIES, INC. 000000628 1827207 1 9-D2 Fifth Third Bank N Fifth Third Securities, Inc. 000000628 1872338 1 9-D2 Fifth Third Bank N Fifth Third Securities, Inc. 000000628 1872339 9-E2 Fifth Third Securities, Inc. 000000628 1876991 9-E2 FIFTH THIRD SECURITIES, INC. 000000628 1978063 JOSEPH S DAFT JOSEPH S DAFT COMPLIANCE OFFICER 12-31-2018 004213735 N N N N N Y N Y N N Y N Y N N N N Y Y N N