0001593968-21-000981.txt : 20210318 0001593968-21-000981.hdr.sgml : 20210318 20210318211133 ACCESSION NUMBER: 0001593968-21-000981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Sanjeev CENTRAL INDEX KEY: 0001460201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36475 FILM NUMBER: 21756251 MAIL ADDRESS: STREET 1: 115 MAGNOLIA POND PLACE CITY: WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEMETIS, INC CENTRAL INDEX KEY: 0000738214 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 261407544 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-3304 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: AE BIOFUELS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: AE Biofuels, Inc. DATE OF NAME CHANGE: 20071212 FORMER COMPANY: FORMER CONFORMED NAME: MARWICH II LTD DATE OF NAME CHANGE: 19840123 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-03-16 0000738214 AEMETIS, INC AMTX 0001460201 Gupta Sanjeev 20400 STEVENS CREK BLVD, SUITE 700 CUPERTINO CA 95014 false true false false Executive Vice President, MD Common stock - Founders stock 2021-03-16 4 D false 10035 19.5437 D 0 D Option (right to buy) 4.35 2021-03-17 4 D false 15823 18.9162 D 2015-08-21 2022-05-21 Common stock and Series B Preferred 15823 4177 D Option (right to buy) 0.67 2021-03-17 4 D false 26101 18.9162 D 2017-11-17 2027-11-16 Common stock and Series B Preferred 29035 3899 D Option (right to buy) 0.70 2021-03-16 4 D false 47293 19.5437 D 2019-01-18 2028-01-18 Common stock and Series B Preferred 96639 52707 D Option (right to buy) 0.70 2021-03-17 4 D false 49346 18.9162 D 2019-01-18 2028-01-18 Common stock and Series B Preferred 49346 3361 D 1/12th of the Option Shares vest every three(3)months from the date of the grant. Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $4.35 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. /s/Todd Waltz attorney-infact 2021-03-18