-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qnxrqb62gZYz47qsHT21v+80ZEelyM6Ax+hZPf/hnj9xo23YAHXU0t2iKG8eNwNA aiWRbspupTY9R8uW9AHsoQ== 0001144204-07-034760.txt : 20070702 0001144204-07-034760.hdr.sgml : 20070702 20070702152316 ACCESSION NUMBER: 0001144204-07-034760 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070702 DATE AS OF CHANGE: 20070702 GROUP MEMBERS: CITADEL DERIVATIVES GROUP LLC GROUP MEMBERS: CITADEL GLOBAL EQUITY FUND LTD. GROUP MEMBERS: CITADEL INVESTMENT GROUP, L.L.C. GROUP MEMBERS: KENNETH GRIFFIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 3COM CORP CENTRAL INDEX KEY: 0000738076 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942605794 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36702 FILM NUMBER: 07954888 BUSINESS ADDRESS: STREET 1: 350 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752-3064 BUSINESS PHONE: 508-323-1000 MAIL ADDRESS: STREET 1: 350 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752-3064 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN STREET, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123952100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN STREET, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 SC 13D/A 1 v079963_13da.htm

CUSIP No. 885535104
Page 1 of 9 Pages
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)

Under the Securities Exchange Act of 1934
(Amendment No. 1 )*

3Com Corporation
(Name of Issuer)

Common Stock, $0.01 par value
(Title of Class of Securities)

885535104
(CUSIP Number)

John C. Nagel
Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

June 29, 2007
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


CUSIP No. 885535104
Page 2 of 9 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Citadel Limited Partnership
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                         (a)S
                                                                         (b)£
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) £
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
39,085,937
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
See Row 8 above.
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                             £
See Row 8 above.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                £
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(1)
14
TYPE OF REPORTING PERSON
PN, HC

 
(1)
Based on 398,734,731 outstanding shares of the common stock of Issuer, as reported in the Issuer's Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on April 9, 2007.
 


CUSIP No. 885535104
Page 3 of 9 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Citadel Investment Group, L.L.C.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                         (a)S
                                                                         (b)£
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) £
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
39,085,937
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
See Row 8 above.
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                             £
See Row 8 above.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                £
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(2)
14
TYPE OF REPORTING PERSON
OO, HC
 
 
(2)
See footnote 1 above.
 


CUSIP No. 885535104
Page 4 of 9 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Kenneth Griffin
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                         (a)S
                                                                         (b)£
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) £
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
39,085,937
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
See Row 8 above.
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                             £
See Row 8 above.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                £
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(3)
14
TYPE OF REPORTING PERSON
IN
 
 
(3)
See footnote 1 above.
 


CUSIP No. 885535104
Page 5 of 9 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Citadel Global Equity Fund Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                         (a)S
                                                                         (b)£
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) £
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
39,085,937
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
See Row 8 above.
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                             £
See Row 8 above.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                £
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(4)
14
TYPE OF REPORTING PERSON
CO
 
 
(4)
See footnote 1 above.
 


CUSIP No. 885535104
Page 6 of 9 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Citadel Derivatives Group LLC
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                         (a)S
                                                                         (b)£
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) £
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
39,085,937
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
See Row 8 above.
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                             £
See Row 8 above.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                £
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(5)
14
TYPE OF REPORTING PERSON
OO, BD
 
 
(5)
See footnote 1 above.
 

 
CUSIP No. 885535104
Page 7 of 9 Pages

This Amendment No. 1 amends the Schedule 13D filed on May 7, 2007 (such initial filing, the "Prior Filing") by Citadel Limited Partnership, an Illinois limited partnership ("CLP"), Citadel Investment Group, L.L.C., a Delaware limited liability company ("CIG"), Kenneth Griffin, a natural person ("Griffin"), Citadel Equity Fund Ltd., a Cayman Islands company ("CEF"), and Citadel Derivatives Group LLC, a Delaware limited liability company ("CDG," and collectively, together with CLP, CIG, Griffin and CEF, the "Reporting Persons"), relating to the Common Stock, $0.01 par value (the "Common Stock"), of 3Com Corporation, a Delaware corporation (the "Issuer").
 
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
 
Item 3 of the Prior Filing is amended by deleting the first sentence thereof and restating it as follows: "The Reporting Persons utilized available cash assets in the aggregate amount of approximately $160 million to acquire beneficial ownership of the 39,085,937 shares of Common Stock of the Issuer reported herein."
 
ITEM 4. PURPOSE OF TRANSACTION
 
Item 4 of the Prior Filing is amended by adding the following prior to the last paragraph:
 
"On May 21, 2007, representatives of CIG met with senior officers of the Issuer at the request of CIG. At this meeting, the parties discussed CIG's views regarding various aspects of the Issuer's corporate strategy including the Issuer's Huawei relationship, the Issuer's TippingPoint business and the Issuer's SCN business. Following the May 21 meeting, CIG sought to schedule further discussions with the Issuer regarding alternatives to increase shareholder value, but no further substantive discussions have been held as of the date of this filing."
 
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
 
Items 5(a) and (b) of the Prior Filing are amended and restated in their entirety as follows:
 
(a)
Number of shares: 39,085,937 shares
 
Percentage of shares: 9.8%(6)
   
(b)
Sole power to vote or direct the vote: 0
 
Shared power to vote or direct the vote: 39,085,937 shares
 
Sole power to dispose or to direct the disposition: 0
 
Shared power to dispose or direct the disposition: 39,085,937 shares
 
 
(6)
Based on 398,734,731 outstanding shares of the common stock of Issuer, as reported in the Issuer's Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on April 9, 2007.
 


CUSIP No. 885535104
Page 8 of 9 Pages

Item 5(c) is amended by replacing the entire text of Item 5(c) with the following language, and by adding the transactions listed on Schedule B-1 attached hereto to the bottom of table attached as Schedule B to the Prior Filing:
 
(c) The table attached hereto as Schedule B sets forth the transactions effected by the Reporting Persons in the shares of Common Stock of the Issuer and options to purchase such Common Stock (i) during the 60 days prior to and through 12:00 p.m. (CDT) on the date of the filing of the Prior Filing, and (ii) during the days beginning on and including the date of the Prior Filing and through 11:00 a.m. (CDT) on the date of the filing of Amendment No. 1. to the Prior Filing.
 
Schedule B to the Prior Filing is hereby amended by replacing the first sentence of the first paragraph thereto with the following sentence:
 
"During (i) the 60 days prior to and through 12:00 p.m. (CDT) on the date of the filing of the Prior Filing, and (ii) during the days beginning on and including the date of the Prior Filing and through 11:00 a.m. (CDT) on the date of the filing of Amendment No. 1 to the Prior Filing, Citadel Derivatives Group LLC ("CDG") and Citadel Equity Fund Ltd. ("CEF") effected the following open market transactions in the Common Stock or options to purchase such Common Stock of the Issuer."
 


CUSIP No. 885535104
Page 9 of 9 Pages
 
Signature
 
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this 2nd day of July, 2007
       
KENNETH GRIFFIN
   
CITADEL EQUITY FUND LTD.
       
By: /s/ John C. Nagel    
By:  Citadel Limited Partnership,

John C. Nagel, attorney-in-fact*
   
its Portfolio Manager
       
     
By:  Citadel Investment Group, L.L.C.,
its General Partner
CITADEL INVESTMENT GROUP, L.L.C.
     
       
By:  /s/ John C. Nagel     By:  /s/ John C. Nagel

John C. Nagel, Director and
Associate General Counsel
   

John C. Nagel, Director and
Associate General Counsel
     
       
CITADEL LIMITED PARTNERSHIP
   
CITADEL DERIVATIVES GROUP LLC
   
By:  Citadel Investment Group, L.L.C.,
its General Partner
   
By:  Citadel Limited Partnership,
its Managing Member
       
By:  /s/ John C. Nagel    
By:  Citadel Investment Group, L.L.C.,

John C. Nagel, Director and
Associate General Counsel
   
its General Partner
     
By:  /s/ John C. Nagel 
     

John C. Nagel, Director and
Associate General Counsel
 

* John C. Nagel is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on February 24, 2006, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Schedule 13G for Morgans Hotel Group Co.
 
 

 
SCHEDULE B-1

Trade
Date
Settle
Date
Account
Transaction Type
Quantity
Symbol
Cost
5/7/2007
5/10/2007
CDG
Buy Transaction
38
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
1091
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
150
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
296
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
14
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-150
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-1091
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-14
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-296
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-200
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-200
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-38
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.16
5/7/2007
5/10/2007
CDG
Buy Transaction
1500
COMS
4.16
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.15
5/7/2007
5/10/2007
CDG
Buy Transaction
300
COMS
4.15
5/7/2007
5/10/2007
CDG
Buy Transaction
32
COMS
4.15
5/7/2007
5/10/2007
CDG
Buy Transaction
400
COMS
4.15
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.16
5/7/2007
5/10/2007
CDG
Sell Transaction
-500
COMS
4.1794
5/7/2007
5/10/2007
CDG
Sell Transaction
-700
COMS
4.188
5/7/2007
5/10/2007
CDG
Sell Transaction
-32
COMS
4.15
5/7/2007
5/10/2007
CDG
Buy Transaction
30
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
500
COMS
4.224
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.26
5/7/2007
5/10/2007
CDG
Buy Transaction
50
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
30
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
350
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-6
COMS
4.16
5/7/2007
5/10/2007
CDG
Sell Transaction
-1600
COMS
4.16
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-50
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-30
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-100
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-350
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-500
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-1000
COMS
4.24
5/7/2007
5/10/2007
CDG
Sell Transaction
-250
COMS
4.1999
5/7/2007
5/10/2007
CDG
Sell Transaction
-1000
COMS
4.2082
5/7/2007
5/10/2007
CDG
Sell Transaction
-2000
COMS
4.2192
5/7/2007
5/10/2007
CDG
Buy Transaction
500
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.24
5/7/2007
5/10/2007
CDG
Buy Transaction
720
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-100
COMS
4.2274
5/7/2007
5/10/2007
CDG
Buy Transaction
5000
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
2716
COMS
4.25
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.25
5/7/2007
5/10/2007
CDG
Buy Transaction
2300
COMS
4.25
5/7/2007
5/10/2007
CDG
Buy Transaction
700
COMS
4.25
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.24
5/7/2007
5/10/2007
CDG
Buy Transaction
400
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-720
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.22
5/7/2007
5/10/2007
CDG
Sell Transaction
-2500
COMS
4.25
5/7/2007
5/10/2007
CDG
Buy Transaction
25
COMS
4.25
5/7/2007
5/10/2007
CDG
Sell Transaction
-25
COMS
4.25
5/7/2007
5/10/2007
CDG
Sell Transaction
-22
COMS
4.24
5/7/2007
5/10/2007
CDG
Sell Transaction
-85
COMS
4.22
5/7/2007
5/10/2007
CDG
Sell Transaction
-1000
COMS
4.26
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.26
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.27
5/7/2007
5/10/2007
CDG
Buy Transaction
22
COMS
4.24
5/7/2007
5/10/2007
CDG
Buy Transaction
85
COMS
4.22
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.25
5/7/2007
5/10/2007
CDG
Buy Transaction
2000
COMS
4.26
5/7/2007
5/10/2007
CDG
Buy Transaction
300
COMS
4.22
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
300
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
2700
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
130
COMS
4.1901
5/7/2007
5/10/2007
CDG
Buy Transaction
50
COMS
4.23
5/7/2007
5/10/2007
CDG
Sell Transaction
-50
COMS
4.23
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
150
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
500
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
4
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-150
COMS
4.2382
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
141
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-150
COMS
4.2074
5/7/2007
5/10/2007
CDG
Buy Transaction
800
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
800
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
100
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
200
COMS
4.191
5/7/2007
5/10/2007
CDG
Buy Transaction
70
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
50
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
50
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-12
COMS
4.17
5/7/2007
5/10/2007
CDG
Sell Transaction
-350
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-70
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-50
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-50
COMS
4.2
5/7/2007
5/10/2007
CDG
Buy Transaction
1000
COMS
4.26
5/7/2007
5/10/2007
CDG
Buy Transaction
350
COMS
4.2
5/7/2007
5/10/2007
CDG
Sell Transaction
-54316
COMS
4.220284999
5/7/2007
5/10/2007
CDG
Sell Transaction
-200
COMS
4.265
5/7/2007
5/10/2007
CEF
Buy Transaction
69644
COMS
4.2
5/7/2007
5/10/2007
CEF
Buy Transaction
1695841
COMS
4.2074
5/8/2007
5/11/2007
CDG
Buy Transaction
2974
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
20
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
1492
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.3
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
278
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
1200
COMS
4.28
5/8/2007
5/11/2007
CDG
Sell Transaction
-278
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-1492
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-20
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-1000
COMS
4.34
5/8/2007
5/11/2007
CDG
Sell Transaction
-2974
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-300
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
50
COMS
4.28
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.31
5/8/2007
5/11/2007
CDG
Buy Transaction
150
COMS
4.31
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-800
COMS
4.29
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.29
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.3
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-900
COMS
4.32
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.32
5/8/2007
5/11/2007
CDG
Sell Transaction
-1300
COMS
4.32
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.3
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.3
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.32
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.32
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.34
5/8/2007
5/11/2007
CDG
Buy Transaction
90
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
900
COMS
4.34
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.34
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.41
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.41
5/8/2007
5/11/2007
CDG
Sell Transaction
-6000
COMS
4.35
5/8/2007
5/11/2007
CDG
Sell Transaction
-6000
COMS
4.35
5/8/2007
5/11/2007
CDG
Sell Transaction
-2500
COMS
4.4
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.4
5/8/2007
5/11/2007
CDG
Sell Transaction
-1000
COMS
4.4
5/8/2007
5/11/2007
CDG
Sell Transaction
-150
COMS
4.44
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-150
COMS
4.48
5/8/2007
5/11/2007
CDG
Sell Transaction
-1100
COMS
4.5
5/8/2007
5/11/2007
CDG
Sell Transaction
-1900
COMS
4.5
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.5
5/8/2007
5/11/2007
CDG
Sell Transaction
-2500
COMS
4.5
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.5
5/8/2007
5/11/2007
CDG
Sell Transaction
-250
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
1200
COMS
4.42
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.42
5/8/2007
5/11/2007
CDG
Buy Transaction
900
COMS
4.44
5/8/2007
5/11/2007
CDG
Sell Transaction
-900
COMS
4.36
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.36
5/8/2007
5/11/2007
CDG
Sell Transaction
-1000
COMS
4.42
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.44
5/8/2007
5/11/2007
CDG
Buy Transaction
1400
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-900
COMS
4.43
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.43
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.48
5/8/2007
5/11/2007
CDG
Buy Transaction
3500
COMS
4.48
5/8/2007
5/11/2007
CDG
Sell Transaction
-900
COMS
4.43
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.43
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.49
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
50
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
6000
COMS
4.35
5/8/2007
5/11/2007
CDG
Buy Transaction
6000
COMS
4.35
5/8/2007
5/11/2007
CDG
Buy Transaction
2500
COMS
4.4
5/8/2007
5/11/2007
CDG
Sell Transaction
-14
COMS
4.47
5/8/2007
5/11/2007
CDG
Sell Transaction
-900
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.4
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.4
5/8/2007
5/11/2007
CDG
Buy Transaction
2800
COMS
4.4
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.4
5/8/2007
5/11/2007
CDG
Buy Transaction
150
COMS
4.44
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
150
COMS
4.48
5/8/2007
5/11/2007
CDG
Buy Transaction
1100
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
1700
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
50
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
250
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
2150
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
160
COMS
4.4
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
4000
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.47
5/8/2007
5/11/2007
CDG
Buy Transaction
150
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-90
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
800
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-1000
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
450
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-4000
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.47
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
350
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-150
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
150
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-800
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
3000
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-450
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-350
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
150
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-150
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-1000
COMS
4.51
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
10
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
800
COMS
4.45
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.46
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.46
5/8/2007
5/11/2007
CDG
Buy Transaction
11
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
1
COMS
4.45
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.51
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.49
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
10000
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
2000
COMS
4.5
5/8/2007
5/11/2007
CDG
Buy Transaction
3500
COMS
4.53
5/8/2007
5/11/2007
CDG
Buy Transaction
900
COMS
4.54
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.55
5/8/2007
5/11/2007
CDG
Buy Transaction
75
COMS
4.55
5/8/2007
5/11/2007
CDG
Buy Transaction
1900
COMS
4.57
5/8/2007
5/11/2007
CDG
Sell Transaction
-70
COMS
4.54
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.6
5/8/2007
5/11/2007
CDG
Sell Transaction
-1400
COMS
4.6
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.6
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
20
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.63
5/8/2007
5/11/2007
CDG
Buy Transaction
1500
COMS
4.63
5/8/2007
5/11/2007
CDG
Buy Transaction
1500
COMS
4.644
5/8/2007
5/11/2007
CDG
Buy Transaction
187
COMS
4.63
5/8/2007
5/11/2007
CDG
Buy Transaction
613
COMS
4.63
5/8/2007
5/11/2007
CDG
Buy Transaction
95
COMS
4.63
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.65
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.67
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.67
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.65
5/8/2007
5/11/2007
CDG
Sell Transaction
-200
COMS
4.65
5/8/2007
5/11/2007
CDG
Sell Transaction
-25
COMS
4.65
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.65
5/8/2007
5/11/2007
CDG
Buy Transaction
70
COMS
4.54
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.6
5/8/2007
5/11/2007
CDG
Sell Transaction
-4900
COMS
4.67
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.67
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.66
5/8/2007
5/11/2007
CDG
Sell Transaction
-70
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
1900
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.6
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.6
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.69
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.69
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.72
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.6
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.6
5/8/2007
5/11/2007
CDG
Buy Transaction
4000
COMS
4.6
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.65
5/8/2007
5/11/2007
CDG
Buy Transaction
2000
COMS
4.65
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.7
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.7018
5/8/2007
5/11/2007
CDG
Sell Transaction
-500
COMS
4.65
5/8/2007
5/11/2007
CDG
Buy Transaction
600
COMS
4.7
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.7
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.7
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.67
5/8/2007
5/11/2007
CDG
Sell Transaction
-40
COMS
4.66
5/8/2007
5/11/2007
CDG
Sell Transaction
-10
COMS
4.66
5/8/2007
5/11/2007
CDG
Sell Transaction
-50
COMS
4.66
5/8/2007
5/11/2007
CDG
Sell Transaction
-66
COMS
4.62
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
5
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
3000
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
60
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
700
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
471
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.69
5/8/2007
5/11/2007
CDG
Sell Transaction
-400
COMS
4.7
5/8/2007
5/11/2007
CDG
Sell Transaction
-100
COMS
4.7
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.69
5/8/2007
5/11/2007
CDG
Sell Transaction
-1000
COMS
4.7
5/8/2007
5/11/2007
CDG
Buy Transaction
2000
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
29
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
371
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
800
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
200
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
600
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
600
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
2655
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
874
COMS
4.69
5/8/2007
5/11/2007
CDG
Buy Transaction
1000
COMS
4.66
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.62
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
500
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
400
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
1200
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
300
COMS
4.57
5/8/2007
5/11/2007
CDG
Buy Transaction
100
COMS
4.57
5/8/2007