X-17A-5: Submission Information

Report for the Period Beginning

04-01-2020

and Ending

03-31-2021

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

COORDINATED CAPITAL SECURITIES, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

704 RIVER PLACE COMMERCE CENTER III

City

MADISON

State/Country

WISCONSIN

Mailing Zip/ Portal Code

53716

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Tracy Williams

Telephone Number

6082214545

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Baker Tilly US LLP

Address 1

777 E Wisconsin Ave

Address 2

32nd Floor

City

Milwaukee

State/Country

WISCONSIN

Mailing Zip/ Postal Code

53202

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Mari J Buechner, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of COORDINATED CAPITAL SECURITIES, INC., as of 03-31-2021, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Mari J Buechner

Title

President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information