497 1 saisticker6159.htm SUPPLEMENT TO SAI saisticker6159.htm - Generated by SEC Publisher for SEC Filing  

November 2, 2017

 

STRATEGIC FUNDS, INC

-Global Stock Fund

 

Supplement to Statement of Additional Information dated

December 30, 2016, as revised or amended

February 1, 2017, March 1, 2017, March 31, 2017, May 1, 2017, September1, 2017, September 29, 2017

and November 1, 2017

 

The following information supplements the share ownership information contained in the section of the Statement of Additional Information entitled "Share Ownership":

 

The following persons are known by each fund to own of record 5% or more of the indicated class of the fund's outstanding voting securities.  A shareholder who beneficially owns, directly or indirectly, more than 25% of a fund's voting securities may be deemed to "control" (as defined in the 1940 Act) the fund.  All information for a fund is as of the date indicated for the first listed class.  Except as may be otherwise indicated, board members and officers, as a group, owned less than 1% of each class of each fund's voting securities outstanding as of the date indicated below.

 

October 31, 2017

GSF

Class A

National Financial Services LLC
Attn.: Mutual Funds Department, 4th Floor
499 Washington Boulevard
Jersey City, NJ 07310

14.6754%

 

 

 

 

 

 

 

 

Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052

9.7195%

 

 

 

 

 

 

 

 

Black & Spotted Dog Partners LLC

178 Conservation Way

Sunderland, VT 05250-4465

8.8398%

 

 

 

 

 

 

 

 

UBS WM USA

1000 Harbor Boulevard

Weehawken, NJ 07088-6761

5.5214%

 

 

 

 

 

 

 

 

SEI Private Trust Company

One Freedom Valley Drive

Oaks, PA 19456-9989

 

5.4712%

 

 

 

 

 

 

 

 

American Enterprise Investment Services

707 2nd Avenue South

Minneapolis, MN 55402-2405

5.1518%

 

 

 

 

 

 

 

Class C

Morgan Stanley & Company
Harborside Financial Center Plaza 2, 3rd Floor
Jersey City, NJ 07311

19.3234%

 

 

 

 

 

 

 

Class C

Merrill Lynch, Pierce, Fenner & Smith Incorporated
4800 Deer Lake Drive East, 3rd Floor
Jacksonville, FL 32246-6484

16.1281%

 

 

 

 

 

 

 

 

Wells Fargo Clearing Services
2801 Market Street
St. Louis, MO 63103-2523

14.9465%

 

 

 

 

 

 

 

 

American Enterprise Investment Services

707 2nd Avenue South

Minneapolis, MN 55402-2405

14.0925%

 

 

 

 

 

 

 

 

UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995

12.7987%

 

 

 

 

 

 

 

 

National Financial Services LLC
Attn.: Mutual Funds Department, 4th Floor
499 Washington Boulevard
Jersey City, NJ 07310

8.2856%

 

 

 

 

 

 

 

 

Pershing LLC

P.O. Box 2052

Jersey City, NJ 07303-2052

5.5106%

 

 

 

 

 

 

 

Class I

Wells Fargo Bank of Minnesota NA
P.O. Box 560067
Charlotte, NC 28256-0067

27.3324%

 

 

 

 

 

 

 

 

National Financial Services LLC
Attn.: Mutual Funds Department, 4th Floor
499 Washington Boulevard
Jersey City, NJ 07310

11.3836%

 

 

 

 

 

 

 

 

BNY Mellon

P.O. Box 3198

Pittsburgh, PA 15230-3198

10.1599%

 

 

 

 

 

 

 

 

TIAA-CREF Trust Co.

Attn.: Trust Operations

211 North Broadway

St. Louis, MO 63102-2733

 

7.9861%

 

 

 

 

 

 

 

 

Comerica Bank

P.O. Box 75000

Detroit, MI 48275

6.8482%

 

 

 

 

 

 

 

 

Goldman Sachs & Co.

c/o Mutual Fund Operations

295 Chipeta Way

Salt Lake City, UT 84108-1285

6.0216%

 

 

 

 

 

 

 

Class I

Charles Schwab & Co., Inc.

101 Montgomery Street

San Francisco, CA 94104-4151

5.7178%

 

 

 

 

 

 

 

 

MITRA & Co.

c/o BMO Harris Bank

480 Pilgrim Way, Suite 1000

Green Bay, WI 54304

5.4349%

 

 

Class Y

SEI Private Trust Company

One Freedom Valley Drive

Oaks, PA 19456-9989

79.1348%

 

 

 

 

 

 

 

 

Metropolitan Transportation Authority (MTA)
Retiree Welfare Benefits Plan

314 Madison Avenue, 3rd Floor

New York, New York 10017-3705

12.9040%

 

 

 

 

 

 

 

Class T

N/A

None

GRP3-SAISTK-1117