-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnEKmWOPyD7B5pV0+sg11CfvaUOd6FUg2l3zROT8afB3cOdMI6hlSRNziHfSLzF1 0f0+cFcu9NUiZOdt9ppJQQ== 0001005477-01-502215.txt : 20020412 0001005477-01-502215.hdr.sgml : 20020412 ACCESSION NUMBER: 0001005477-01-502215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010917 FILED AS OF DATE: 20011210 COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000736260 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] OWNER IRS NUMBER: 043483032 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 MAIL ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRESH AMERICA CORP CENTRAL INDEX KEY: 0000921614 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 760281274 STATE OF INCORPORATION: TX FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24124 FILM NUMBER: 1810534 BUSINESS ADDRESS: STREET 1: 6600 LBJ FREEWAY STREET 2: SUITE 180 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727740575 MAIL ADDRESS: STREET 1: 6600 LBJ FREEWAY STREET 2: SUITE 180 CITY: DALLAS STATE: TX ZIP: 75240 4 1 d01-35377.txt FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b*). ================================================================================ 1. Name and Address of Reporting Person* John Hancock Financial Services, Inc - -------------------------------------------------------------------------------- (Last) (First) (Middle) P.O. Box 111 - -------------------------------------------------------------------------------- (Street) Boston, MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Fresh America Corp. ("FRES") ================================================================================ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) 04-3483032 ================================================================================ 4. Statement for Month/Year 11/01 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) |_| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) |_| Form filed by one Reporting Person |X| Form filed by more than one Reporting Person ================================================================================ * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ---------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Series D Cumulative 27,000 I Owned by Redeemable Preferred JHLICO (a) Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially (Over) owned directly or indirectly. SEC 1474 (4/97) (Print or Type Responses)
Page 1 of 2 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- Form of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (a) On November 14, 2001, the shares of Fresh America Corp. held by John Hancock Financial Services, Inc. and its subsidiary entities were reallocated among the various joint filers. John Hancock Life Insurance Company ("JHLICO"), a direct, wholly owned subsidiary of John Hancock Financial Services, Inc., now owns 22,950 shares of Series D Cumulative Reedeemable Preferred Stock. In addition, John Hancock Variable Life Insurance Company (JHVLICO"), a direct, wholly owned subsidiary of JHLICO, now owns 4,050 shares. John Hancock Financial Services, Inc. By: /s/ Barry J. Rubenstein December 10, 2001 ----------------------------------- ------------------------------------- Barry J. Rubenstein Date Vice President, Counsel & Secretary ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 3 Joint Filer Information Issuer Name and Trading Symbol: Fresh America Corp. ("FRES") Date of Event Requiring Statement: November 2001 Designated Reporter: John Hancock Financial Services, Inc. 1. Name and address of Reporting Person: John Hancock Life Insurance Company 200 Clarendon Street Boston, MA 02117 IRS Number: 04-1414660 By: /s/ Roger G. Nastou ---------------------------------------------- Roger G. Nastou Vice President 2. Name and address of Reporting Person: John Hancock Variable Life Insurance Company 200 Clarendon Street Boston, MA 02117 IRS Number: 04-2664016 By: /s/ Michele G. Van Leer ---------------------------------------------- Michele G. Van Leer President Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----