-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TjD8BPKMZALxp6SNmiNBO7dbKkd7UPcEtQ/lMUKedh+GaHv94CG4VsvfmHZBLd8i UTNjH9l3NEMkP+F9kBZDlw== 0001012287-97-000047.txt : 19971017 0001012287-97-000047.hdr.sgml : 19971017 ACCESSION NUMBER: 0001012287-97-000047 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971016 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIOPHARMACEUTICS INC CENTRAL INDEX KEY: 0000733337 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133186327 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38629 FILM NUMBER: 97696470 BUSINESS ADDRESS: STREET 1: 990 STATION RD CITY: BELLPORT STATE: NY ZIP: 11713 BUSINESS PHONE: 5162865800 MAIL ADDRESS: STREET 1: 990 STATION ROAD CITY: BELLPORT STATE: NY ZIP: 11713 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED GENERICS INC /NV/ DATE OF NAME CHANGE: 19880824 FORMER COMPANY: FORMER CONFORMED NAME: PATIENT MEDICAL SYSTEMS CORP DATE OF NAME CHANGE: 19880615 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIGLIOLINI JOHN P CENTRAL INDEX KEY: 0001026197 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 30 BEECH HILL RD CITY: SCARSDALE STATE: NY ZIP: 10583 MAIL ADDRESS: STREET 1: 30 BEECH HILL RD CITY: SCARSDALE STATE: NY ZIP: 10583 SC 13D/A 1 OMB Approval OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response: 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 BIOPHARMACEUTICS, INC. --------------------------------------------------- Name of Issuer COMMON STOCK --------------------------------------------------- Title of Class of Securities 090646-10-0 --------------------------------------------------- CUSIP No. JOHN FIGLIOLINI 201 E. 80th Street, Apartment 22A New York, New York 100213 212-794-1877 ---------------------------------------------------- Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications September 30, 1997 ---------------------------------------------------- Date of Event Which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: ______ SCHEDULE 13D/A CUSIP No. 090646-10-0 Page 2 of 3 Pages 1. Name of Reporting Person JOHN P. FIGLIOLINI 2. Check the appropriate box if a member of a Group: (A) (B) X 3. SEC USE ONLY 4. SOURCE OF FUNDS WC/PF/AF 5. Check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2 (e): Not applicable. 6. Citizenship or place of organization: USA 7. Sole Voting Power: Yes - 1,336,986 Shares 8. Shared Voting Power: No 9. Sole Dispositive Power: Yes - 1,336,986 Shares 10. Shared Dispositive Power: No 11. Aggregate Amount Beneficially owned by Each Reporting Person 1,336,986 Page 3 of 3 Pages 12. Check box if the aggregate amount in row (11) excludes certain shares: Not applicable. 13. Percent of Class represented by amount in Row (11). 9.5% 14. Type of Reporting Person EP/CO/IN/OO ITEM 1. SECURITY AND ISSUER This statement relates to the common stock, $.001 of Biopharmaceutics, Inc., a Delaware Corporation (the "Company"). The Company's principal executive offices are located at 990 Station Road, Bellport, New York. ITEM 2. IDENTITY AND BACKGROUND 160,750 Shares - Berkshire International Finance, Inc. 55 Fifth Avenue, Suite 605 New York, New York 10017 Berkshire is an Investment Banking firm owned by 100% by John P. Figliolini. 441,350 Shares - European Equity Partners, Inc. 551 Fifth Avenue, Suite 605 New York, New York 10017 European Equity Partners, Inc. is a registered broker/dealer owned 100% by John P. Figliolini. 248,861 Shares - Medical Technologies, Inc. 551 Fifth Avenue, Suite 605 New York, New York 10017 Medical Technologies, Inc. is a holding Company owned 100% by John P. Figliolini. 48,525 Shares - Berkshire International Finance, Inc. Pension and Profit Sharing Account 551 Fifth Avenue, Suite 605 New York, New York 10017 87,500 Shares - John P. Figliolini 201 E. 80th Street, Apt. 22A New York, New York 10021 350,000 Shares - Sierra Growth & Opportunity, Inc. 551 Fifth Avenue, Suite 605 New York, New York 10017 Sierra is owned 100% by John P. Figliolini Mr. Figliolini is a registered rep and investment banker. During the last five years, the Reporting Individual has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in him being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violations with respect to such laws. The Reporting Individual is a United States citizen. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The source of funds used in making purchases of 471,986 shares was from working capital and personal funds. No monetary compensation was paid to the Company by the Reporting Individual for 865,000 shares. These shares were issued to the Reporting Individual by the Company as compensation to the Reporting Individual for finder fees and financing fees performed for the Company. ITEM 4. PURPOSE OF TRANSACTION The purpose of the acquisition of the common stock is to make a speculative investment and in order to provide consulting services and financing services to the Company relating to past acquisition and financings and future acquisitions and financing. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER According to information supplied to the Reporting Individual by the Company, the number of shares of common stock outstanding as of September 15, 1997 is 14,090,284. Accordingly, the Reporting Individual is the beneficial owner of 1,336,986 shares which is 9.5% of the outstanding common stock calculated in accordance with Rule 13-D-3(d)(i). The Reporting Individual will have sole voting and dispositive power with respect to these shares. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Other than the purchase of these shares, there are no other contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Individual and any other person with respect to any securities of the Company, including but not limited to, transfer or voting of any of the securities of the Company, finder's fees, joint ventures, loan or option arrangements, puts or calls guarantee of profits, division of profits and loss, or the withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. Dated: October 16, 1996 /S/ JOHN P. FIGLIOLINI ------------------------ JOHN P. FIGLIOLINI -----END PRIVACY-ENHANCED MESSAGE-----