0001209191-15-006028.txt : 20150123 0001209191-15-006028.hdr.sgml : 20150123 20150123060907 ACCESSION NUMBER: 0001209191-15-006028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150121 FILED AS OF DATE: 20150123 DATE AS OF CHANGE: 20150123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN ENERGY CO CENTRAL INDEX KEY: 0000007332 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 710205415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 2816184700 MAIL ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: ARKANSAS WESTERN GAS CO DATE OF NAME CHANGE: 19790917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ale John C. CENTRAL INDEX KEY: 0001548336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08246 FILM NUMBER: 15543302 MAIL ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-21 0 0000007332 SOUTHWESTERN ENERGY CO SWN 0001548336 Ale John C. 10000 ENERGY DRIVE SPRING TX 77389 0 1 0 0 SR. VP AND GENERAL COUNSEL Common Stock 2015-01-21 4 P 0 2000 23.00 A 21130 D Depositary Shares (Series B Mandatory Preferred Interest) 2015-01-21 4 P 0 1000 A Common Stock 1850 1000 D Each Depositary Share represents a 1/20th interest in a share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"). At any time prior to January 15, 2018, a holder of 20 Depositary Shares may cause the conversion of one share of the Series B Preferred Stock into a number of shares of the Issuer's Common Stock equal to the minimum conversion rate of 37.0028, subject to adjustments for certain fundamental changes (as defined). Thus, each Depositary Share will convert into 1.85014 shares of Common Stock, subject to adjustment. On approximately January 15, 2018, the Depositary Shares mandatorily convert to Common Stock at a conversion rate ranging from 1.85014 to 2.17391 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate ranging from 37.0028 to 43.4782 shares), subject to adjustment. Melissa D. McCarty, Attorney-in-Fact for John C. Ale 2015-01-23